TINA TEETER V. UNITED PARCEL SERVICE, ET AL
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NOT TO B.. PUBLISIL ~1 OPINION
THIS OPINION IS DESIGNATED "NOT TO BE
PUBLISHED . " PURSUANT TO THE RULES OF
CIVIL PROCEDURE PROMULGATED BY THE
SUPREME COURT, CR 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED ASAUTHORITYINANYOTHER
CASE INANY COURT OF THIS STATE.
RENDERED : SEPTEMBER 21, 2006
NOT TO BE PUBLISHED
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2005-SC-0992-WC
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1
TINA TEETER
V.
APPELLANT
APPEAL FROM COURT OF APPEALS
2005-CA-0900-WC
WORKERS' COMPENSATION NO. 00-67095
UNITED PARCEL SERVICE;
HON . IRENE STEEN,
ADMINISTRATIVE LAW JUDGE ;
AND WORKERS' COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Finding the employer's evidence in this workers' compensation claim to be the
more persuasive and to be "supported by the university evaluator, who is afforded
presumptive weight," an ALJ determined that the claimant had no permanent
impairment from either of the incidents she alleged and that ongoing medical treatment
with Dr. Cassaro was neither reasonable nor necessary . Moreover, the ALJ overruled
the claimant's petition for reconsideration requesting future income benefits . The
Workers' Compensation Board and the Court of Appeals affirmed .
Appealing, the claimant asserts that the university evaluator assigned an
impairment rating, that the ALJ erred by failing to rely on it, and that she was not
required to raise the issue in a petition for reconsideration . She also asserts that having
found an injury, the AU erred by failing to award future medical benefits . Because the
AU determined reasonably that the university evaluator thought the claimant's
impairment was unrelated to the alleged injuries and that the injuries lacked "any
permanency," we affirm.
The claimant worked as
a package handler in her employer's air freight division.
She alleged that she sustained work-related injuries to her neck and right shoulder on
September 8, 2000, and to her left shoulder on October 15, 2002. The employer paid
medical expenses and temporary total disability benefits following the incidents. At the
hearing, the claimant testified that she was still working for the employer but would like
to perform lighter duty work. She stated that she continued to experience pain and
stiffness in her shoulders, difficulty lifting, and difficulty sleeping . She continued to see
Dr. Cassaro every two weeks for medication refills and trigger point injections and
asserted that she would not be able to continue in her present job without them.
When the claim was submitted for a decision, the contested issues included the
extent and duration of disability, the claimant's entitlement to benefits under KRS
342 .730, whether the claimant sustained an injury as defined by the Act, and the
reasonableness and necessity of ongoing medical treatment and future medical
treatment .
After summarizing the extensive medical evidence, the AU was not persuaded
that the claimant "ha[d] any permanency from the injuries herein ." The AU noted that
the claimant received many diagnostic tests and that MRI of her shoulders initially
showed rotator/biceps tendonitis but later indicated that it had resolved . The claimant
submitted reports from Dr. Cassaro, who assigned a 22% impairment that included a
5% non-work-related impairment. The AU found his testimony to be "rather
confusing," however, and noted that he appeared to be confused about how to
calculate an impairment rating. He continued to treat the claimant with multiple, biweekly injections and thought they would be needed for another 3-5 years .
The AU noted that Dr. Baker's deposition revealed a very different view of the
claimant's current treatment . In his opinion, she did not warrant a cervical impairment
rating . He saw nothing that should have led the right shoulder injury to affect the entire
right side of her body, noted that her complaints did not follow any known clinical
pattern, and questioned their validity. In his opinion, the left shoulder injury should have
resolved in six to eight weeks. The claimant should have reached maximum medical
improvement (MMI) from the injury within three months after the onset of symptoms,
which would have been before his evaluation . In his opinion, she had no impairment
from the injury and did not require aggressive treatment . Dr. Baker also noted that the
claimant's efforts during a functional capacity evaluation were inconsistent .
Other medical evidence indicated that Dr. Cassaro's diagnosis of neck and
shoulder pain was not supported by objective medical findings ; that the claimant's
diagnosis and complaints were not related to the September, 2000, incident; that Dr.
Cassaro's treatment was unreasonable and unnecessary; and that the claimant was at
MMI and had no impairment from her injuries .
The AU ordered a university evaluation, which was performed by Dr. Marlyn
Goldman . His Form 107 report indicates that he diagnosed bilateral neck, shoulder,
and arm pain in the absence of any demonstrable structural changes. In his opinion,
continued symptomatology almost 4 years after the right shoulder injury and 21 months
after the left shoulder injury without any significant structural abnormalities indicated
that "her present complaints are not related to either of the aforementioned injuries."
-3-
Asked on Section I of the Form to state the claimant's AMA impairment, Dr. Goldman
responded that it was 18% and indicated that he arrived at the percentage after
assigning a 12% impairment to the right shoulder and a 7% impairment to the left
shoulder based on shoulder range of motion (Figures 16-40, 43 and 46). He stated that
the claimant did not have active impairment before the injury . He stated that she had
restrictions but that he did not think her current symptoms were due to the injuries or
their residuals . Absent any structural abnormalities to account for her complaints of
pain, he thought that the continued use of oral narcotic medication was neither
reasonable nor necessary. Absent any structural abnormalities to the cervical spine, he
did not think that any expenses or treatment were related to the reported injury.
The AU characterized Dr. Goldman's testimony as indicating that the claimant
"did indeed have a functional impairment to both shoulders, but that it was not related
to the injuries herein" and as also indicating that the ongoing treatment from Dr.
Cassaro was unnecessary. Finding the employer's evidence to be more persuasive
and to be supported by Dr. Goldman's testimony, the AU concluded that the claimant
had no permanent impairment from either of the alleged incidents . Moreover, despite
the claimant's testimony to the contrary, the AU found her ongoing treatment with Dr.
Cassaro to be medically unnecessary and unreasonable.
The claimant filed a petition for reconsideration in which she expressed
disagreement with the finding of no permanent impairment but requested no additional
findings of fact under KRS 342 .315(2) . She asserted that the AU erred by dismissing
the claim in its entirety. Pointing to the finding that she sustained injuries, the claimant
argued that the AU erred by failing to award future medical benefits and that the
reasonableness and necessity of future treatment for the effects of an injury could only
be determined in the future, when such benefits were sought. The ALJ overruled the
petition, after which the claimant appealed.
KRS 342.315(1) permits an ALJ to order a university evaluation when a medical
question is at issue. KRS 342 .315(2) provides :
The physicians and institutions performing evaluations
pursuant to this section shall render reports encompassing
their findings and opinions in the form prescribed by the
executive director . Except as otherwise provided in KRS
342.316, the clinical findings and opinions of the designated
evaluator shall be afforded presumptive weight by
administrative law judges and the burden to overcome such
findings and opinions shall fall on the opponent of that
evidence . When administrative law fudges reject the clinical
findings and opinions of the designated evaluator, they shall
specifically state in the order the reasons for rejecting that
evidence. (emphasis added) .
The claimant asserts that the Board and Court of Appeals majority erred in
determining that Eaton Axle Corg. v. Nally, 688 S.W.2d 334 (Ky. 1985), required a
petition for reconsideration on the present facts. She explains that she was not
asserting on appeal that the ALJ rejected Dr. Goldman's clinical findings and opinions
without stating the reasons for doing so as required by KRS 342.315(2) . Nor was she
asserting that the ALJ misunderstood the report, a matter that could have been rectified
pursuant to a petition for reconsideration . Instead, she disagreed with the ALJ's
interpretation of Dr. Goldman's report as indicating that her impairment was not caused
by her injuries. Therefore, she was not required to petition for reconsideration in order
to assert that the impairment stated in his report was entitled to presumptive weight.
Assuming for the purpose of discussion that the claimant adequately preserved
an argument that she disagrees with the ALJ's interpretation of the report, the fact
remains that a disagreement regarding the interpretation of evidence is not an
adequate basis for reversal on appeal. Under KRS 342.315(2), Dr. Goldman's opinion
that the claimant had an 18% impairment was entitled to presumptive weight. However,
the claimant had the burden to prove that the impairment was caused by her injuries in
order to be entitled to income benefits . KRS 342.281 permits an ALJ to interpret the
evidence, to decide what inferences to draw from it, to weigh conflicting evidence, and
to draw reasonable conclusions . The recitation of Dr. Goldman's report indicates that
the ALJ understood it but chose to interpret it differently from the claimant . The ALJ
concluded that Dr. Goldman thought the claimant's injuries were not the cause of her
complaints or her impairment. Having reviewed the report in its entirety, we are
convinced that the ALJ's interpretation was reasonable . Therefore, although the
claimant may disagree, the finding that her impairment was unrelated to her injuries
may not be disturbed on appeal.
The ALJ determined that the ongoing medical treatment by Dr. Cassaro was
unreasonable and unnecessary for the claimant's injuries and overruled the claimant's
petition for reconsideration requesting an award of future medical expenses. This court
acknowledged in Robertson v. United Parcel Service, 64 S.W .3d 284 (Ky. 2001), that
some injuries are temporary and warrant no award of future medical expenses. In the
present case, Dr. Goldman's report supported the finding that the claimant's injuries
had resolved and warranted neither Dr . Cassaro's ongoing medical treatment nor any
future medical treatment. The ALJ's refusal to award such benefits was reasonable
under the circumstances and was properly sustained on appeal .
The decision of the Court of Appeals is affirmed .
All concur.
COUNSEL FOR TINA TEETER:
Wayne C. Daub
600 West Main Street, Suite 300
Louisville, KY 40202
COUNSEL FOR UNITED PARCEL SERVICE :
James G . Fogle
Denis S . Kline
Lance O. Yeager
Ferreri & Fogle, PLLC
203 Speed Building
333 Guthrie Green
Louisville, KY 40202
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