DAVID C. SUMMERS V. U.S. LIQUIDS, ET AL
Annotate this Case
Download PDF
IMPORTANT NOTICE
NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNA TED "NOT TO BE
PUBLISHED. " PURSUANT TO THE RULES OF
CIVI_L PROCED URE PR OMUL GA TED BY THE
SUPREME COURT, C.R 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS A UTHORITY IN ANY OTHER
CASE INANY CO UR T OF THIS STA TE.
RENDERED : October 20, 2005
NOT TO BE PUBLISHED
upreme (~vurf of
2005-SC-0244-WC
DAVID C . SUMMERS
V.
APPELLANT
APPEAL FROM COURT OF APPEALS
2004-CA-1547-WC
WORKERS' COMPENSATION BOARD NO . 00-59766
U.S . LIQUIDS ; HON . SHEILA C. LOWTHER,
ADMINISTRATIVE LAW JUDGE; AND WORKERS'
COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
KRS 342.125 permits a worker to reopen an otherwise final workers'
compensation claim upon a prima facie showing of one or more specified grounds .
Among those grounds are "newly-discovered evidence" and "change of disability" as
shown by objective medical evidence of a worsening of impairment . Rejecting the
claimant's assertions that his post-award discharge constituted newly-discovered
evidence and that he experienced a change of disability despite no worsening of
impairment, an Administrative Law Judge (ALJ) dismissed his motion to reopen . The
Workers' Compensation Board and the Court of Appeals also found no prima facie
showing of a ground for reopening and affirmed . We affirm .
The claimant was born in 1955 . He completed high school, more than two years
of college, and two years of training in electronics . He had worked as a delivery truck
driver, as a retail clerk, and for six. months each as a parts analyzer and electronics
helper before the defendant-employer hired him as a maintenance mechanic. The work
required lifting 100 pounds, climbing stairs and ladders, frequent stooping, considerable
walking, and standing for several hours at a time . The parties stipulated that his
average weekly wage was $813.75 .
While working on December 9, 2000, the claimant injured his feet and hips in a
fall from a height of about 14 feet. Dr. Petrik treated the injuries to his feet, performed
several surgeries, and assigned a 40% AMA impairment . He stated that the claimant
was unable to squat or crouch, could climb only one flight of stairs, could not climb
ladders, could sit for about 30 minutes at a time, and could stand for eight to nine
minutes at a time . He could walk 30-40 feet using a cane or crutches . Dr. Petrik
explained that the claimant's injuries were very severe, would leave him markedly
impaired for life, and would severely restrict his employment options . He would require
analgesics, bracing, and ambulatory supports for the remainder of his life, and he might
require further surgery.
When deposed in April, 2002, the claimant had returned to work and earned
$600.00 per week. He testified that the employer had provided a sedentary job that
complied with his restrictions . He had been told that it was not required to do so, and
he had also been told that the job was not permanent . Asked if he had been told how
long the job would last, he responded negatively . He stated that his present duties
involved going through old paperwork in the office, but he would also be placing orders
on the computer. He intended to continue working for the employer as long as there
was a job for him . Asked about other employment opportunities, he stated that the
future did not look bright in that regard . His brief to the ALJ requested 520 weeks of
benefits at the rate of $503 .03 per week, the maximum permitted for permanent partial
disability. KRS 342 .730(1)(b), (c), and (d).
On August 7, 2002, an AU awarded temporary total disability benefits of $509 .03
per week for the periods to which the parties stipulated . Relying on Dr. Petrik, the ALJ
awarded a 520-week benefit for permanent partial disability, basing the amount on a
40% impairment and the 1 .7 multiplier from KRS 342 .730(1)(b). The ALJ also applied
the 3.0 multiplier from KRS 342.730(1)(c)1 ., rejecting the employer's argument that the
claimant had returned to full-time work, earning more than before the injury . The
resulting benefit exceeded the maximum that was payable under KRS 342 .730(1)(b)
and, therefore, was limited to $503 .93 per week. No appeal was taken .
In a motion to reopen filed on February 2, 2004, the claimant alleged that he had
been working at the time of his award due to the employer's special accommodations
and that the employer had terminated him on October 5, 2002, shortly after the award
became final . Also, the injury required additional surgery to his right foot, which had
been performed in September, 2003 . Although the claimant acknowledged that his
restrictions and impairment were virtually unchanged since the initial award, he
maintained that the change in his employment status rendered him unable to secure or
perform any meaningful work. He argued that the change was newly-discovered
evidence that was not available at the time of the initial award and that the claim should
be reopened to enable him to prove that his permanent disability had become total .
Appealing the decision to reaffirm the dismissal of his motion, the claimant
maintains that manifest injustice must be considered when deciding whether evidence is
newly-discovered and that public policy requires his claim to be reopened. Durham v.
Copley, 818 S.W.2d 610 (Ky. 1991). Explaining his request for only a partial disability in
the initial proceeding, he maintains that a finding of total disability would have been
"extremely doubtful" at that time due to his continued employment . He argues that the
fact that he was terminated shortly after he was found to be partially disabled implies
that the employer decided before the award to prevent him from receiving a total
disability by accommodating his restrictions temporarily .
"Newly-discovered evidence" is a legal term of art. It refers to evidence that
existed at the time a matter was decided but that has just been discovered and with the
exercise of due diligence could not have been discovered earlier . Black's Law
Dictionary 579 (7th ed . 1999). When the term is used in a statute, it may not be
construed as including evidence that came into being sometime after a matter was
decided. Stephens v. Kentucky Utilities Company, 569 S .W .2d 155 (Ky. 1978). Only if
evidence is properly viewed as being "newly-discovered" does the question of its
decisive effect arise. See Walker v. Farmer , 428 S .W.2d 26 (Ky. 1968).
The claimant relies upon Durham v. Copley, supra , in which the employer's
insurance carrier received a report from its medical expert that strongly favored the
claim . It withheld the report until seven weeks after the ALJ's decision . Upon receiving
the report, the worker's counsel immediately moved to set aside the decision on the
ground of mistake and/or newly-discovered evidence . Affirming a decision to dismiss
the motion because an appeal was pending, the Board and the Court of Appeals noted
that the worker could have discovered the report earlier with the exercise of due
diligence . The Supreme Court reversed, however, finding it a manifest injustice to
dismiss the motion where the reason that the worker could not produce the report
earlier was both "obvious and compelling ." Id . at 612. We view the decision as being
an extension of the mistake provision rather than a modification of the concept of newlydiscovered evidence or the creation of an additional ground for reopening .
This case involved no worsening of impairment, and the circumstances did not
compel reopening based on newly-discovered evidence, mistake, or any other ground .
The fact on which the claimant based his motion did not exist at the time of his award
( i .e. , his job was not terminated until after the award). Therefore, the termination was
not newly-discovered evidence . Nor was any implied pre-award decision to terminate
him in light of his testimony that he had been told that the office job was only temporary
and that the employer was not required to accommodate his restrictions .
In Ira A. Watson Dept. Store v. Hamilton , 34 S .W.3d 48, 51 (Ky. 2000), the court
addressed the effect of the December 12, 1996, amendments to KRS 342 .730. The
decision explained that a finding of total disability continues to be based on some of the
Osborne v. Johnson , 432 S .W .2d 800 (Ky. 1968), factors and that KRS 342.0011(34)'s
definition of "work" does not require an individual to be homebound in order to be totally
occupationally disabled . Id . ; see also , Gunderson v. City of Ashland , 701 S .W .2d 135
(Ky. 1985). Included in the analysis are a consideration of the likelihood that the worker
will be able to find work consistently and to work dependably and the degree to which
the worker's restrictions will interfere with vocational capabilities . Affirming a finding that
the injury to Hamilton's back was totally disabling, the court noted that the AU properly
considered his age, work history, and inability to continue working as a department
store's assistant manager.
The present case was decided two years after Ira A. Watson Dept. Store v.
Hamilton , supra . The claimant asserted in the initial proceeding that he lacked the
physical capacity to return to work as a maintenance mechanic. He acknowledged that
he was told the office job was only temporary and that the employer was not required to
comply with his restrictions indefinitely . He also acknowledged the absence of any
other significant opportunities for work. Yet, he failed to assert that he would be unable
to find work on a regular and sustained basis in a competitive economy. See KRS
342.0011(11)(c) and (34). Under the circumstances, we find no prima facie evidence to
support a reopening based on a "mistake" and no manifest injustice such as occurred in
Durham v. Copley , supra .
The decision of the Court of Appeals is affirmed .
All concur.
COUNSEL FOR APPELLANT :
Neil S . Weiner
Steinfeld, Boldt, Weiner, Zaino & Jenkins, PLLC
310 West Liberty Street, Ste . 600
Louisville, KY 40202
COUNSEL FOR APPELLEE :
James Gordon Fogle
Denis S. Kline
Ferreri & Fogle
203 Speed Bldg .
333 Guthrie Green
Louisville, KY 40202
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.