IMPOR 'ANT NOTICE THIS OPINION IS DESIGNA TED "NOT TO BE PUBLISHED. " PURSUANT TO THE RULES OF CIVIL PROCED URE PR OMUL GATED B Y THE SUPREME COURT, CR 76.28 (4) (c), THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE CITED OR USED AS A UTHORITY IN ANY OTHER
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IMPOR 'ANT NOTICE
NOT TO BE PUBLISHED OPINION
THIS OPINIONIS DESIGNA TED "NOT TO BE
PUBLISHED. " PURSUANT TO THE RULES OF
CIVIL PROCED URE PR OMUL GATED BY THE
SUPREME COURT, CR 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS A UTHORITY INANY OTHER
CASE IN ANY CO UR T OF THIS STA TE.
RENDERED : August 25, 2005
NOT TO BE PUBLISHED
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2004-SC-0822-WC
PARKER TRANSFER
V
APPELLANT
APPEAL FROM COURT OF APPEALS
2004-CA-0060-WC
WORKERS' COMPENSATION BOARD NO. 97-60437
LANNY RILEY; HON . LLOYD R. EDENS,
ADMINISTRATIVE LAW JUDGE; AND
WORKERS' COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
KRS 342.730(1)(a) is explicit in requiring that non-work-related impairment shall
not be considered when determining that an injured worker is totally disabled . An
Administrative Law Judge (ALJ) determined that the claimant had no pre-existing
occupational disability when he sustained a totally disabling, work-related injury ;
therefore, his entire disability was compensable. The employer appealed, asserting that
the ALJ erred by failing to make an essential finding of fact concerning the claimant's
pre-existing active impairment from non-work-related spondylolisthesis . Nonetheless,
the Workers' Compensation Board and the Court of Appeals affirmed on the ground that
the record contained substantial evidence that the work-related injury, by itself, caused
sufficient impairment to render the claimant totally disabled . We affirm . Roberts
Brothers Coal Co. v. Robinson, 113 S .W.3d 181 (Ky. 2003).
The claimant was born in 1948. He completed eight years of school and later
earned a GED and commercial drivers' license . He injured his back several times
during the early 1980's, in a motorcycle accident and in two incidents while working for
a hospital . Although there was some discussion of back surgery and a possible fusion
at that time, he settled claims for the latter two incidents for 33 weeks of temporary total
disability (TTD) benefits . He worked continuously after 1984.
In October, 1997, the claimant began to work for the defendant-employer as a
truck driver. Among his duties was to retrieve dumpsters at industrial sites. About two
weeks into the employment, on October 16, 1997, he attempted to smash some boxes
before loading the dumpster that contained them onto his truck . While doing so, he fell
into the dumpster and injured his back . In January, 2001, he underwent lumbar
surgery, which helped somewhat . Nonetheless, he experienced continuous back pain
and spasm as well as pain in his left hip and leg, and the medication that he took to
ease the pain caused him to be drowsy. He testified that he was unable to return to his
previous work after the incident or to perform any other work on a sustained basis.
It is undisputed that the claimant suffered from spondylolisthesis before the
October, 1997, injury. When determining that he sustained a compensable injury, the
ALJ noted that he testified to the onset of pain when he fell into the dumpster and that
Drs . Gleis, Guarnaschelli, and Quader all were of the opinion that the claimant's present
symptoms were "due to the impact of his fall on the spondylolytic condition ." Turning to
the questions of extent and duration, TTD, and pre-existing active disability, the ALJ
noted that the claimant was working as a truck driver at the time of his injury and that
his previous work included construction, welding, pest control, and managing a carpet
cleaning business . After the injury, his treating physicians assigned a 24% impairment
and restricted him from sitting for more than three hours, standing for more than two
hours in an eight-hour day, lifting more than 20 pounds, or occasionally carrying no
more than 10 to 20 pounds; they prohibited bending, squatting, crawling, climbing ; and
they imposed mild restrictions on driving and being around moving machinery. Also, Dr.
Norsworthy stated that the severity of the claimant's pain impaired his ability to
concentrate and that he could not perform work requiring him to sit and stand or walk for
eight hours per day without needing to lie down .
Pointing to the claimant's age, education, and work experience, the ALJ
determined that he was unable to earn an income by providing services for another on a
regular and sustained basis in a competitive economy; therefore, he was permanently
and totally disabled . KRS 342 .0011(11)(c) ; Ira A. Watson Department Store v.
Hamilton , 34 S .W.3d 48 (Ky. 2000) . The ALJ determined that because he was totally
disabled rather than partially disabled, prior active disability must be excluded from the
award rather than prior active impairment . Noting the claimant's testimony that he had
worked as a truck driver for two previous employers as well as the defendant-employer,
his testimony that he had experienced no back pain immediately before the injury, and
the lack of any medical evidence that he had been treated for a back condition since
1984, the ALJ concluded that he had no active disability at the time of the injury . The
employer petitioned for reconsideration requesting a specific finding regarding the
extent of pre-existing active impairment and requesting that it be excluded from the
award . Nonetheless, the ALJ denied the petition as being no more than a re-argument
of the merits .
In Roberts Brothers Coal Co . v. Robinson, supra, the court considered the very
question that the employer raises in this appeal. The decision explained that since
December 12, 1996, awards under KRS 342.730(1)(a) continue to be based upon a
finding of disability ; therefore, an exclusion from such an award must be based upon
pre-existing disability . Id . at 183 . It also explained that if an individual working without
restrictions sustains a totally disabling work-related injury, a finding of pre-existing
impairment would not compel a finding of pre-existing disability . Id . Furthermore, a
properly supported finding that no active disability existed at the time of the injury would
preclude a finding that pre-existing impairment accounted for a pre-existing disability
and would imply a finding that work-related impairment, by itself, was totally disabling.
Id.
In the present case, the ALJ determined that the claimant had no active disability
at the time of his injury, noting his ability to work as a truck driver, his lack of pain while
doing so, and the lack of any evidence that he had been treated for a back condition
since 1984. The finding was reasonable under the evidence . Special Fund v. Francis ,
708 S .W .2d 641, 643 (Ky. 1986) . It implied a finding that impairment due to the workrelated injury, itself, caused the claimant to be totally disabled . Also, it precluded a
finding that pre-existing impairment caused pre-existing disability, making it
unnecessary for the ALJ to determine the extent of pre-existing impairment . Roberts
Brothers Coal Co . v. Robinson, supra .
The decision of the Court of Appeals is affirmed .
All concur.
COUNSEL FOR APPELLANT :
John Steven Harrison
Sheffer Law Firm, LLC
101 S . Fifth Street, Ste. 1600
Louisville, KY 40202
COUNSEL FOR APPELLEE :
Thomas M . Rhoads
9 East Center Street
P.O. Box 1705
Madisonville, KY 42431
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