AT IE LINDA BEATTY V. NORTON HEALTHCARE ; WORKERS' COMPENSATION BOARD ; AND HON . J . LANDON OVERFIELD, ADMINISTRATIVE LAW JUDGE
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,suprPmr gourf of
2004-SC-0460-WC
AT IE
LINDA BEATTY
V.
APPELLANT
APPEAL FROM COURT OF APPEALS
2003-CA-02388-WC
WORKERS' COMPENSATION BOARD NO . 02-02045
NORTON HEALTHCARE ; WORKERS'
COMPENSATION BOARD; AND HON . J .
LANDON OVERFIELD,
ADMINISTRATIVE LAW JUDGE
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
This appeal is from an opinion of the Court of Appeals which upheld the
Workers' Compensation Board in affirming the decision of the Administrative Law
Judge to dismiss the claim as filed .
The questions presented are whether the location of the employment increased
the dangerous effects of a fall ; whether the presumption found in KRS 342.680 is
applicable ; whether the positional risk theory makes the fall compensable ; and, whether
the Kentucky doctrine regarding idiopathic falls should be changed .
Beatty had been a respiratory therapist for 30 years and began working for
Norton Hospital, then known as Methodist Hospital, in 1985 . Beatty testified at her
deposition but had difficulty recalling the circumstances prior to and following her
December 4, 2000 injury, but did recall going to work the day of the fall and attempting
to assist another therapist with a patient. The other therapist did not recall Beatty
assisting, but testified that she heard a thud and someone call for help . The other
therapist returned to the hallway and saw Beatty on the floor where there was blood
near her head, but no other observable injury . The testimony from the other therapist
was that there was a standup desk with chairs around it and an adjacent area where
the heart monitor, a crash cart and medicine cart were kept. There was no indication
that Beatty struck the cart or any other object during her fall .
The cause of her collapse was a nonwork-related syncope episode resulting
from cardiac arrhythmia . This was the first documented fainting spell that she had had
since a 1997 spell at home, an incident that she could not remember . As a result of her
fall, Beatty suffered a severe closed head injury with a right temporal lobe injury,
cerebral contusion and brain-stem injuries. She now stutters, has tremors of speech,
suffers from frequent headaches and has difficulty reading and concentrating . She
uses a cane and has been treated for depression . Three weeks before her injury, on
November 13, 2000, Beatty was treated at Community Medical Associates for anemia
and migraine headaches . At that time, she was on nine different medications for a
variety of conditions . On November 20, she received a prescription for Ativan for
anxiety by her family physician . Beatty did testify that this was because she had just
ended a relationship and her dog had died . By December 4, 2000, she was using
eleven different medications at the time she fell . The record indicates that there were
other prior medical treatments including back surgery, gastric bypass surgery and a
high blood pressure problem . Her coworker testified that she had seen Beatty become
light-headed a couple of months before the incident'and the coworker indicated that
Beatty's blood sugar had apparently dropped and she looked like she was going to
pass out.
Following the fall, she was admitted to the hospital emergency room where
records state that the staff on the fifth floor (5B) witnessed the fall and a note that
reports they saw her start to grab something when she lost consciousness. The record
indicates that the coworker was on the third floor in the respiratory department when
she got a call from 5B asking that she come and treat a patient . Beatty also heard the
page and decided to respond to it because she thought that she might be able to help .
She never made it to the room of the patient in 5B. In support of her claim, Beatty
introduced a variety of medical records, including the admission to Norton Hospital on
December 5, 2000, following a syncopal episode . A head CT scan was taken as well
as an MRI scan in January of 2001,'a brain MRI scan was also obtained . An EEG was
also administered . In March 2001, Beatty complained of hearing loss and a ringing in
her left ear and a reduced ability to understand sounds and speech in the left ear to Dr.
Bumpous, an otolaryngologist . The physician performed an audiogram which showed a
sensory hearing loss greater in the left ear than in the right one. He next saw the
claimant in November of 2002.
Beatty also presented Dr. Remmel, a neurologist, with regard to her head injury
and cognitive changes. Other medical evidence was presented from Dr. Kuhn, a
psychologist, and Dr. Corwin, a neurologist . After the fall, Beatty was discovered by the
coworker and a unit nurse.
In defense of the claim, the employer introduced medical records of the family
doctor of the plaintiff as well as Alliant Health Systems and Dr. Heinicke and a battery
of tests under the direction of Dr. Blair. The evidence also disclosed that Beatty had a
pacemaker put in around April of 2001 .
The ALJ, after reviewing the evidence, determined that the employee fell without
hitting or otherwise making physical contact with anything other than the floor. Beatty
was unable to testify as to the facts surrounding the actual fall because she had no
memory of the events. She did not know whether she hit an object on her way to the
floor. Based on the testimony given, the ALJ was not convinced that she hit anything
other than the floor directly. The ALJ dismissed the claim. The Board affirmed that
dismissal as did the Court of Appeals . This appeal followed .
I . Idiopathic Fall
There is no evidence that supports the argument that the location of the
employee's employment increased the dangerous effects of her fall. The question of
whether an injury caused by an idiopathic fall to level ground, or a floor, arises out of
the course of employment and is thus compensable was resolved in Kentucky by
Workman v. Wesley Manor Methodist Home, 462 S .W .2d 898 (Ky. 1971) . Kentucky
followed the majority of states in reaching the conclusion found in Larson, Workers'
Compensation Law (2004) § 9 .01(1), that the basic rule on which there is now general
agreement, is that the effects of an idiopathic fall are compensable if the employment
places the employee in a position of increasing the dangerous effects of such a fall,
such as height, near machinery or sharp corners or a moving vehicle .
The ALJ determined as a result of the testimony of the employee and her
coworker that it was very unlikely that she came into contact with anything during her
fall . There is no evidence that Beatty struck her head on anything other than the floor.
There is no evidence that there were other potential objects that could contribute to an
injury in the area . The finding by the ALJ that the place of employment did not
contribute to her idiopathic fall is supported by substantial evidence and there is no
overwhelming evidence which would support a different conclusion . See Paramount
Foods, Inc . v. Burkhardt , 695 S.W .2d 418 (Ky. 1985) .
It is well settled that the ALJ, as the finder of fact, has the sole authority to
determine the weight, credibility, substance and inferences to be drawn from the
evidence . Paramount , supra . Where the evidence is conflicting, the AU may choose
what and whom to believe . Pruitt v. Bugg Bros . , 547 S .W .2d 123 (Ky. 1977) .
As noted in Workman , supra , the positional risk theory applies to idiopathic falls
only if the employment places the employee in a position increasing the dangerous
effects of such a fall .
II . KRS 342 .680 Presumption
Beatty argues that pursuant to KRS 342.680, her injury should have been
presumed to be work-related . However, the statute applies only where an employee
has been killed or is physically or mentally unable to testify as supported by medical
evidence and where there is prima facie evidence indicating that the injury is work
related . Here, the employee admitted she was not able to testify about the fall, but she
did testify twice about the circumstances prior to the fall . Thus, no presumption is
available . Coomes v. Robertson Lumber Co . , 427 S.W .2d 809 (Ky. 1968), does not
rely on or even refer to KRS 342.680 and offers no support to Beatty's argument . She
candidly concedes that the fall was a result of a nonwork syncope episode .
III . Positional Risk
The positional risk doctrine does not provide support for the claim of the
employee . Certainly she had a fall for which there was no immediate explanation .
Medical records, including those presented by the employee, stated that she fell
because of a syncopal episode, and there is evidence in the medical reports that she
had such episodes in the past.
In order to recover under the positional risk doctrine, her fall would have had to
result in injury because she fell from, in or around an area that was dangerous, and in
which she had been placed by her employer. The ALJ found that the employee was in
fact placed in Unit 5B and there was no inherently dangerous condition in the area
where she fell. The ALJ determined that there was only one laceration in the back of
the head which required suturing, and that there was no evidence that it was caused by
anything other than contact with the floor.
Workman distinguished the idiopathic fall from positional risk by citing Stasel v.
American Radiator & Standard Sanitation Corp., 278 S .W .2d 721 (Ky. 1955) . Stasel ,
supra , noted that there were unusual hazards and risks in the physical condition of the
workplace. No such hazards have been presented relating to the fall in this case.
IV. Workman case
As noted earlier, the view of Kentucky in regard to idiopathic fall cases in
workers' compensation claims is generally in line with a majority of other states and
follows the philosophy expressed in Larson Workers' Compensation Law. Workman
follows the philosophy that an employer is liable for workers' compensation benefits
when there is a work-related injury. In regard to an idiopathic injury, the employer can
be held responsible if the employment places the employee in a position increasing the
dangerous effects of such a fall, such as height, near machinery, sharp corners, or a
moving vehicle.
As noted by the Court of Appeals, a line must be drawn on either side of which
situations occur that seem so similar that to attach widely different consequences to
them may seem ridiculous and cruel . However, the line must be drawn somewhere .
Professor Larson observes that the line of majority cases is based on one simple theory
that is that although the cause of the fall was originally a personal one, employment
conditions contributed some hazard that led to the final injury . Larson points out, "This
theory can be stretched to the breaking point as it indeed has by the evolution already
sketched out." Larson, Workers' Compensation Law § 9 .01(4)(c) . The legal authorities
cited by Beatty are unconvincing . In this case, there are significant work-related factors
involving personal medication that should not be held against the employer in a
workers' compensation situation when the injury is not work-related . There are no
compelling reasons to disturb the decision in Workman .
Here there was substantial evidence on which the ALJ could rely and the Board
and Court of Appeals were correct in their assessment of the situation . The evidence
here does not compel a different result.
The decision of the Court of Appeals is affirmed .
Lambert, C .J., Cooper, Johnstone, Keller and Wintersheimer, JJ., concur. Scott,
J ., dissents by separate opinion and is joined by Graves, J .
COUNSEL FOR APPELLANT :
Mark C . Webster
131 E. Court Avenue, Ste, 300
Jeffersonville, IN 47130
COUNSEL FOR APPELLEE:
Timothy P. O'Mara
MIDDLETON & REUTLINGER
2500 Brown & Williamson Tower
Louisville, KY 40202
RENDERED : MAY 19, 2005
NOT TO BE PUBLISHED
uprrutr (ifourf of ' tufurkV
2004-SC-0460-WC
LINDA BEATTY
V.
APPELLANT
APPEAL FROM COURT OF APPEALS
2003-CA-02388-WC
WORKERS' COMPENSATION BOARD NO. 02-02045
NORTON HEALTHCARE ; WORKERS'
COMPENSATION BOARD; AND HON J .
LANDON OVERFIELD,
ADMINISTRATIVE LAW JUDGE
APPELLEES
DISSENTING OPINION BY JUSTICE SCOTT
Respectfully, I dissent.
In this case, the question is not whether the employee would have fallen had she
been in a non-work environment, but whether her surroundings at work contributed to
the injuries she sustained . Therefore, this is a positional risk scenario .
The positional risk theory applies "if the employment places the employee in a
position increasing the dangerous effects of such a fall, such as on a height, near
machinery or sharp corners, or in a moving vehicle." Workman v. Wesley Manor
Methodist Home , 462 S .W.2d 898 (Ky. 1971) (internal citations omitted) (See also
Stasel v. American Radiator & Standard San. Corp. , 278 S.W .2d 721 (Ky. 1955)) . In
Stasel , the claimant either fell against a hot stove or scraped his arms in hot sand,
thereby sustaining burns which would not have been inflicted but forthe circumstances
of his employment .
Here, the majority claims there is no evidence that there were other potential
objects that could contribute to an injury in the area, but in fact, the testimony from the
other therapist was that there was a standup desk with chairs around it and an adjacent
area where the heart monitor, a crash cart and medicine cart were kept. These all have
edges and corners. Appellant's brief clearly states Beatty fell near the corner of an
elongated nurse's station with chairs and movable carts nearby. Also, the emergency
room records showed that the staff on the fifth floor (5B) witnessed the fall and noted
the staff saw her start to grab something when she lost consciousness . If she was
grabbing something when she was falling, logic dictates she was attempting to reach
that object, if not more than one . The fact of her laceration is significant evidence she
hit something (other than a level floor) while falling .
It is my belief Beatty sustained injuries which would not have been inflicted but
for the circumstances of her employment. The laceration speaks to this . The ALJ's
finding to the contrary, in light of the fact that no evidence was offered that the floor
caused the laceration, is clearly erroneous.
The parties argue whether Workman , supra, should be reversed to change the
decision in this case, but I would argue, Workman need not be changed to arrive at the
conclusion that Appellant's injuries "arise out of" and "in the course of employment",
and are thereby, compensable . Workman, confronts the question of whether the
effects of an idiopathic fall to the level ground or bare floor should be deemed to arise
out of the employment . As I believe Beatty's injuries were caused by her hitting
something other than merely the hospital floor (i .e . the laceration), Workman need not
dictate the conclusion in this case.
I note also that Beatty should be entitled to the presumption granted by KRS
342.680, which applies where the employee has been killed, or is physically or mentally
unable to testify as confirmed by competent medical evidence and where there is
unrebutted prima facie evidence that indicates that the injury was work related . Beatty
admits and the medical records support her contention that she was unconscious
during the fall and therefore, she cannot testify as to what exactly contributed to her
work-related injuries . No evidence was submitted to rebut Beatty's statement of events,
or her physical evidence (the laceration) . Therefore, I believe she is entitled to the
presumption that her injuries were work-related, and as there is no substantial evidence
to the contrary, her injuries should be compensable .
I note lastly that under workmen's compensation law, to be compensable, an
injury must occur "in the course of", and "arise out of", the employment. Larson, in his
Workmen's Compensation Law, Section 29.10, says these two factors should not be
applied entirely independently; that "they are both part of a single test of workconnection, and therefore deficiencies in the strength of one factor are sometimes
allowed to be made up by strength in the other." It is undisputed that Beatty was in the
course of her employment when she fell, sustaining severe injuries to her head with
lacerations . Thus, I believe any perceived weakness in her establishing her injuries
arose out of her employment should be balanced by the fact she was injured during the
course of her employment . As such, I would argue again, that Beatty's injuries are
work-related and should be compensable . Come on!
Graves, J., joins this dissent.
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