LAUREL GROCERY V DARRELL WAYNE WOODS ; HON . LLOYD R . EDENS, ADMINISTRATIVE LAW JUDGE ; KENTUCKY WORKERS' COMPENSATION BOARD
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THIS OPINIONIS DESIGNA TED "NOT TO BE
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SUPREME COURT, CR 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS A UTHORITY IN ANY OTHER
CASE INANY COUR T OF THIS STATE.
RENDERED : SEPTEMBER 23, 2004
NOT TO BE PUBLISHED
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2003-SC-0907-MR
LAUREL GROCERY
V
APPEAL FROM COURT OF APPEALS
NO. 2003-CA-0783-WC
WORKERS' COMPENSATION BOARD NO. 02-00129
DARRELL WAYNE WOODS; HON .
LLOYD R. EDENS, ADMINISTRATIVE
LAW JUDGE; KENTUCKY WORKERS'
COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
This appeal is from an opinion of the Court of Appeals which upheld the
Workers' Compensation Board in affirming the decision of the Administrative Law
Judge to award benefits to Woods for work-related injuries.
The questions presented are whether the ALJ erred by finding that Woods
proved the existence of an upper extremity injury and whether the ALJ erred in finding
that Woods proved a cervical injury pursuant to KRS 342 .0011(1) .
Woods worked in the coal industry as a heavy equipment operator from
approximately 1971-1989 when he was employed by Laurel Grocery as a truck driver
and scanner. He testified that he would lift items ranging from 25 to 40 lbs . and also
pick up boxes containing items and set them on tables to be processed . He also
indicated that he would occasionally have to lift up to 100 lbs .
In July 1995, while on vacation, Woods began experiencing numbness in his
hands. Initially he believed his symptoms where the result of the long drive to his
Tennessee vacation spot and the numbness eventually subsided . He subsequently
injured himself at work in December 1999, while pulling a pallet that was stuck. He had
severe pain in his upper back at that time and experienced a continued worsening of
pain and numbness in his hands over the following week. He reported that incident to
his supervisor, but no incident report was completed . He did seek medical treatment
and was advised that he simply strained his back and thus he continued to work,
believing the problem to be minor. He again sought medical treatment in January 2000,
when his condition became more severe. His family physician ordered an MRI which
revealed canal stenosis and a disc herniation . His family physician referred him to a
neurosurgeon, Dr. Gilbert. He was referred for a second opinion to Dr . Muckenhausen,
who issued an off-work slip directing Woods to cease employment for a minimum of two
years beginning as of February 2, 2000 . Woods completed his employment with Laurel
on February 1, 2000, and nearly two years later, on January 25, 2002, he filed a claim
for workers' compensation benefits .
Neither Woods nor Laurel Grocery filed any records from the treating physicians
in the proceedings before the ALJ; however, depositions of two independent medical
examiners, Dr. Brandon and Dr. Kriss, were submitted as evidence . Dr. Brandon
evaluated Woods on the claimant's request and Dr. Kriss evaluated Woods at the
request of Laurel Grocery. Both physicians were aware of the MRI study evidencing a
narrowing of the spinal canal at C5-6 and C6-7, and a small central herniated disc at
C6-7 .
Dr. Brandon, a family practitioner, determined that the symptoms in the upper
extremities were related to radiculopathy produced by the herniated nucleus pulposus
seen in the MRI . The physician further concluded that Woods qualified for category III,
a 15% permanent impairment rating, for the cervical injury . He acknowledged that his
diagnosis of the radiculopathy was based on reported symptoms by Woods. Dr.
Brandon also stated that the permanent impairment rating was based on both the
presence of a herniated disk and the radicula complaints. Dr. Brandon also reported
that the condition was due to employment both as a heavy equipment operator and as
a manual laborer performing lifting .
Dr. Kriss, a neurosurgeon, did not find any positive correlation between the
subjective complaints of pain, his clinical findings and the MRI . Dr. Kriss testified that
there was no objective evidence to support the complaints of physical injury and
assigned no functional impairment . He concluded that no diagnosis could be made to
support an assessment of permanent impairment .
The AU also considered the testimony of two of Woods' coworkers and his
supervisor as well as the records of the East Bernstadt Medical Clinic. After reviewing
all the evidence, the ALJ determined that Woods suffered a cervical injury and an upper
extremity injury as defined in KRS 342 .0011(1) as a result of work-related cumulative
trauma . He awarded permanent partial disability benefits for a cervical injury on the
basis of the 15% impairment rating and awarded medical benefits for both the cervical
injury and the upper-extremities injury . The Board affirmed the award by the AU and
the Court of Appeals affirmed the decision of the Board . This appeal followed .
I . Upper Extremity Injury
Laurel Grocery argues that there was no objective medical evidence in the
record that established that Woods suffered an upper extremity injury independent of
his alleged cervical injury . In connection with the upper extremity injury, the ALJ
awarded medical benefits and not income benefits. The Board noted in its opinion that
a claimant need only prove the occurrence of an injury in order to establish entitlement
to medical treatment . It is not necessary that there be an AMA impairment rating.
Consequently, because the only award in connection with the upper extremity injury
was of medical benefits, there was no error in connection with the failure of the ALJ to
assign an impairment rating . The finding of the ALJ in regard to medical benefits for the
upper extremities was supported by substantial evidence including the testimony of
Woods, the results of the MRI and the opinion of Dr. Brandon .
As noted by the Board, it is of no consequence whether the upper extremity
injury symptoms are a product of the cervical injury or a separate upper extremity injury .
In either event, medical treatment was compensable .
II . Cervical Injury
Laurel Grocery contends that the diagnosis by Dr. Brandon of radiculopathy was
based only on statements made to him by Woods and not on any objective medical
findings . Laurel Grocery argues that Dr. Brandon did not have the MRI films available
to him and that he relied entirely on the rendition by Woods of what the MRI scan
showed . They support their argument by reference to Gibbs v. Premier Scale Co . , Ky.,
50 S .W .3d 754 (2001), which states that a patient's complaints of symptoms are not
objective medical findings as the term is defined by KRS 342 .0011(33) . Laurel also
notes that the MRI results were not filed as evidence .
As observed by the Board, both physicians agreed that the cervical MRI revealed
canal stenosis and a disc herniation . The Board stated that Dr. Brandon relied upon
these objective findings in making his diagnosis and that his opinion constituted
substantial evidence to support the findings of the AU in regard to the cervical spine
injury .
Symptoms alone obviously do not constitute objective medical findings ; however,
here the complaints of pain and numbness were not the only signs of injury reflected in
the medical evidence . The medical experts agree that there was canal stenosis and
disc herniation . Dr. Brandon expressly relied on these objective findings together with
the testimony of Woods in reaching his diagnosis .
The claimant must demonstrate by way of objective medical findings, the
occurrence of a harmful change in the human organism caused by his work situation .
Subsequent to the Gibbs, supra , decision, this Court has indicated that the
"objective medical findings" standard is not as broad as some might think. Staples, Inc.
v. Konvelski , Ky., 56 S .W .3d 412 (2001) and Ryan's Family Steakhouse v. Thomasson,
Ky., 82 S.W .3d 889 (2002), both noted the distinction between objective medical
findings of harmful change and such evidence on causation . The burden is on the
claimant to prove by objective medical standards that the incident alleged produced a
harmful change; it is not necessary that the claimant submit "objective medical findings"
in order to establish causation or a permanent impairment rating.
In this case, the ALJ was presented with two different medical opinions on the
issue of permanent impairment . It is the responsibility of the ALJ to weigh the probative
value of the evidence and determine which is more credible. As a finder of fact, the
AU may reject any testimony and believe or disbelieve various parts of evidence,
regardless of whether it comes from the same witness or the same adversary party's
total proof. See Magic Coal Co . v. Fox, Ky., 19 S.W .3d 88 (2000) citing Caudill v.
Maloney's Discount Stores , Ky., 560 S .W .2d 15 (1977). Here, the ALJ chose to believe
Dr. Brandon and we conclude that his testimony constituted substantial evidence to
support the award of benefits . See also Paramount Foods, Inc. v. Burkhardt , Ky., 695
S .W .2d 418 (1985). The function of the reviewing court is to correct the Board only
where the court perceives the Board has overlooked or misconstrued controlling
statutes or precedents or committed an error in assessing the evidence so flagrant as
to cause injustice . See Western Baptist Hosp. v. Kelly, Ky., 827 S.W .2d 685 (1992). In
this case, there is evidence of substantial value that supports the opinion of the ALJ
and it cannot be said that there is evidence which compels any different result .
The opinion of the Court of Appeals is affirmed .
All concur.
COUNSEL FOR APPELLANT :
Jo Alice Van Nagell
James O. Fenwick
Clark & Ward
333 West Vine Street, Suite 1100
Lexington, KY 40507
COUNSEL FOR APPELLEE:
McKinnley Morgan
Morgan, Madden, Brashear & Collins
P .O. Box 1780
Hyden, KY 41749
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