ARTHUR GREGORY V. COMMONWEALTH OF KENTUCKY
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IMPOR 'ANT NOTICE
NOT T BE PUBLI HED OPINION
THIS OPINION IS DESIGNA TED "NOT TO BE
PUBLISHED. " PURSUANT TO THE RULES OF
CIVIL PROCED URE PROMULGATED BY THE
SUPREME COURT, CR 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS A UTHORITYIN ANY OTHER
CASE INANY COURT OF THIS STATE.
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RENDERED : JUNE 17, 2004
NOT TO BE PUBLISHED
"Sup='t Oland Of '
2003-SC-0230-MR
INA
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ARTHUR GREGORY
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE GEOFFREY P . MORRIS, JUDGE
INDICTMENT NO. 02-CR-001675
V
COMMONWEALTH OF KENTUCKY
APPELLEE
MEMORANDUM OPINION OF THE COURT
AFFIRMING
This matter arises from three criminal acts involving Appellant, Arthur Gregory, all
of which occurred in Louisville . The first occurred on May 17, 2002, when Appellant
allegedly robbed the Video Castle on LaGrange Road, while armed with a handgun .
The next incident occurred on May 26, 2002, when Appellant allegedly entered and
robbed the Bigfoot Food Store on Whipps Mill Road ; Appellant was armed with a
handgun once again . The final incident occurred on June 30, 2002, when Appellant,
along with an accomplice, allegedly broke into and removed cash from the Sonic
restaurant on Shelbyville Road.
Appellant was subsequently arrested for his participation and entered into a plea
agreement with the Commonwealth, where he agreed to participate in continuing
criminal investigations of other individuals in exchange for favorable sentencing
considerations .
On August 12, 2002, Appellant pled guilty to two counts of first-degree robbery
and to one count of third-degree burglary in the Jefferson Circuit Court . Appellant
received a twenty-year prison sentence as to each count of first-degree robbery to run
concurrently. Appellant was sentenced to five years on the remaining charge to run
consecutively to the robbery counts for a prison term totaling twenty-five years .
On January 16, 2003, Appellant filed a pro se motion for shock probation, which
the circuit court denied. Appellant filed a motion for leave to file a belated appeal on
April 28, 2003 . We granted his motion and this appeal followed .
Appellant's principal contention is that his guilty plea was not knowing and
intelligent . Appellant states that he entered a guilty plea without realizing he would not
be eligible for any type of probated sentence. In addition, while Appellant concedes that
the circuit court informed him that he was not eligible for probation, he now claims that it
is obvious that he did not have a complete understanding of the situation because he
subsequently filed a motion for shock probation . Thus, he contends that he pled guilty
to the charges against him without the requisite understanding necessary to enter a
plea . We disagree .
A review of the video record in this case demonstrates that Appellant knowingly
and intelligently entered a plea . The court first questioned Appellant's defense counsel
regarding Appellant's plea . Defense counsel stated that he explained to Appellant his
rights numerous times . Defense counsel further stated that it was his belief that
Appellant understood his constitutional rights and the current legal proceedings .
Additionally, defense counsel informed the court that he recommended to Appellant that
he accept the Commonwealth's offer. Also, defense counsel told the court that he had
discussed the offer with Appellant in great detail and that he believed Appellant
understood such .
The circuit court then proceeded to address Appellant directly regarding his
decision to enter a plea of guilty . In response to questioning from the judge, Appellant
stated that he was aware that he was giving up his right to a trial by jury. Appellant
waived his right to confront and cross-examine any witnesses the Commonwealth might
summon to testify against him . Appellant further made it known that he understood that
the court was not bound by the Commonwealth's sentencing recommendation .
Appellant also told the court he was aware that he was forfeiting all of his rights by
entering into a plea agreement with the Commonwealth .
The record further shows that the circuit court discussed probation and parole
eligibility with Appellant . The judge asked Appellant if the pre-sentence investigation
(PSI) report, and the fact that a judge cannot probate a defendant when a handgun is
used during the commission of first-degree robbery, had been explained to him.
Appellant acknowledged that this had been explained to him and that he wished to
waive the PSI report and be sentenced that very day. The video record in this case
clearly reveals that Appellant's plea was entered knowingly, intelligently, and voluntarily .
Additionally, Appellant's assertion that his pro se motion for shock probation is
evidence that he lacked the understanding required to enter a plea is not persuasive .
We note that shock probation is a type of probation . Wilson v. Commonwealth , Ky.
App ., 839 S.W.2d 17, 19 (1992) . Further, a prohibition against probation encompasses
a prohibition against shock probation . Porter v. Commonwealth , Ky. App., 869 S.W.2d
48, 49 (1993) . Here, the circuit court lacked the authority to probate Appellant under
KRS 533.060(1)', as Appellant pled guilty to two counts of first-degree robbery, a Class
B felony, where he was armed with a handgun . As noted above, Appellant, in open
court, acknowledged that he understood that the judge could not grant him probation .
As such, we deem this assertion to be devoid of merit.
Appellant's principal argument regarding his plea was not preserved for appellate
review. However, Appellant requests this Court to review this case pursuant to the
palpable error rule, RCr 10.26 .
An allegation of error that is not properly preserved for review before this Court
"may be revisited upon a demonstration that it resulted in manifest injustice." Butcher v.
Commonwealth , Ky., 96 S .W.3d 3, 11 (2002) ; RCr 10.26. "Manifest injustice" means
that the alleged error must have prejudiced the substantial rights of the accused . Castle
v . Commonwealth , Ky. App., 44 S .W.3d 790, 793 (2000) (quoting Brock v .
Commonwealth , Ky., 947 S.W.2d 24, 28 (1997)) . Here, we find nothing to indicate that
a "manifest injustice" occurred, i.e. , the circuit court's acceptance of Appellant's guilty
plea in no way prejudiced Appellant's substantial rights . As previously stated, the video
record in this case clearly reveals that Appellant's plea was entered knowingly,
intelligently, and voluntarily. We can find no error in this matter, palpable or otherwise .
Accordingly, we affirm the judgment of the Jefferson Circuit Court.
All concur .
KRS 533 .060(1) provides: "When a person has been convicted of an offense or has
entered a plea of guilty to an offense classified as a Class A, B, or C felony and the
commission of the offense involved the use of a weapon from which a shot or projectile
may be discharged that is readily capable of producing death or other serious physical
injury, the person shall not be eligible for probation, shock probation, or conditional
discharge . . . ."
COUNSEL FOR APPELLANT :
John Palombi
Assistant Public Advocate
Department of Public Advocacy
100 Fair Oaks Lane, Ste . 302
Frankfort, KY 40601
COUNSEL FOR APPELLEE :
Gregory D. Stumbo
Attorney General
Capitol Building
Frankfort, KY 40601
Michael Harned
Assistant Attorney General
Office of Attorney General
Criminal Appellate Division
1024 Capital Center Drive
Frankfort, KY 40601-8204
John R . Tarter
Office of the Attorney General
Criminal Appellate Division
1024 Capital Center Drive
Frankfort, KY 40601
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