LARRY SMITH V BATTLE RIDGE COMPANIES ; ROBERT WHITTAKER, DIRECTOR OF SPECIAL FUND ; HON . DONALD G . SMITH, ADMINISTRATIVE LAW JUDGE ; AND WORKERS' COMPENSATION BOARD
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IMPORTANT NOTICE
NO-T
ISHED OPINION
THIS OPINION IS DESIGNA TED "NOT TO BE
PUBLISHED." PURSUANT TO THE RULES OF
CIVIL PROCED URE PROMUL GA TED BY THE
SUPREME COURT, CR 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS A UTHORITY IN ANY OTHER
CASE INANY COURT OF THIS STATE.
RENDERED : AUGUST 21A03
NOT TO BE P
.NB,LISFiIED
2002-SC-0801-WC
LARRY SMITH
APPELLANT
APPEAL FROM THE COURT OF APPEALS
2002-CA-0325-WC
WORKERS' COMPENSATION BOARD NO . 93-18538
V
BATTLE RIDGE COMPANIES ; ROBERT
WHITTAKER, DIRECTOR OF SPECIAL
FUND ; HON. DONALD G. SMITH,
ADMINISTRATIVE LAW JUDGE; AND
WORKERS' COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Larry Smith contests an affirming Court of Appeals, who 2-1 upheld the Workers'
Compensation Board's rejection of an Administrative Law Judge's finding of permanent
total disability for the claimant Smith
Smith presents three issues : 1) whether the Board and the Court of Appeals
overlooked or misconstrued controlling precedent; 2) whether the Board and the Court
of Appeals substituted their evaluation of the evidence for that of the Administrative Law
Judge ; and 3) whether the Board and the Court of Appeals unfairly overlooked or
ignored evidence that supported the ALJ's finding of increased occupational disability .
The real issue is whether the findings of the ALJ were supported by substantial
evidence .
Smith contends there was substantial evidence to support the opinion of the
Administrative Law Judge, who found the appellants condition had worsened from 65%
permanent disability to total permanent disability.
A brief summary of the facts is necessary because it is the significance of certain
facts that determines this case. Smith was injured on the job in December of 1992 and
January of 1993. He applied for disability, and was given an occupational disability of
65% in August of 1995. Smith has seen Dr. James Adams on a regular basis and his
notes characterize no changes in Smith's back condition . Regarding prescriptions, Dr.
Adams started Smith on Librium and Lortat in 1993 . The doctor then prescribed Xanax
in lieu of the Librium for Smith's nerves. In 1997, an arthritis medicine, Naprelan, was
added . The doctor then substituted Celebrex after 2000. The claimant reopened his
claim for disability, stating that he was totally disabled . Before a second Administrative
Law Judge, the same two doctors testified . Dr. Adams testified towards Smith's
increased pain and lack of improvement in his condition. Dr. Goodman testified
towards the lack of objective change in Smith's condition .
Claimant argues that the increase in pain, testified to by both himself and Dr.
Adams, is substantial evidence to uphold the findings of the Administrative Law Judge.
In most circumstances, the testimony of a treating physician and the claimant is more
than sufficient evidence . However, the same evidence happens to be what won the
award of partial permanent disability. The claimant contends that new issues of pain
and medication have arisen . This is a fact established in the record . But the
complaints are merely of more severe pain, with no demonstrable change in condition .
Here, the Board could and did take the earlier claim into consideration. It found
that none of the new evidence Smith presented was of any substance. Smith could
point to nothing which was demonstrable and substantially different from his previous
claim . In such reopening proceedings, the Board is well within its powers to require a
showing of demonstrable evidence. As noted in the Board's opinion, the new law
requires a finding of objective medical evidence . This would be an X-ray showing new
and substantial degeneration. The Board did not require such evidence . However, it
did want one of the doctors to say, in his opinion, Mr. Smith could not accomplish as
much as he could during the first claim, and the injury was responsible for this limitation .
Dr. Adams only said that the pain from the injury was worse .
It may be that Dr . Adams believed the first Administrative Law Judge got it
wrong the first time . Adams testified Smith was totally disabled . So his testimony
would not change for the second hearing . In fact, this seems to be the case. But then,
the hearing seems to be nothing more than Smith and Dr. Adams coming back and
saying Smith feels more pain . The Board is well within its prerogative to find such
difference between the first and second hearing to be insubstantial and a changed
rating to be nothing more than second guessing by the second Administrative Law
Judge .
The Board and the Court of Appeals did not err in determining that there was no
substantial evidence to support the findings of the ALJ of a worsening of the
occupational disability. The Board and the Court of Appeals did not improperly
substitute their findings of fact for those of the AU and they did not overlook evidence
supporting the findings of the Administrative Law Judge .
The decision of the Court of Appeals is affirmed .
Lambert, C.J., Keller, Stumbo and Wintersheimer, JJ., concur. Cooper and
Johnstone, J .J., concur in result only. Graves, J ., dissents and would adopt the
reasoning of Judge Combs of the Court of Appeals in her dissent .
COUNSEL FOR APPELLANT:
Randy G. Slone
Slone & Bates, P.S.C.
P .O. Box 787 - 79 West Main Street
Hindman, KY 41822
COUNSEL FOR APPELLEES :
Bonnie Hoskins
Hoskins Law Offices PLLC
PO Box 24564
Lexington, KY 40524-3665
David Barr
Kentucky Labor Cabinet
Division of Special Fund
1047 US Hwy 127 South, Suite 4
Frankfort, KY 40601
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