BANK ONE V VICKI BARNA ; HON . DONALD G . SMITH, ADMINISTRATIVE LAW JUDGE ; AND WORKERS' COMPENSATION BOARD
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THIS OPINION IS DESIGNATED "NOT TO BE
PUBLISHED." PURSUANT TO THE RULES OF
CIVIL PROCED URE PROMUL GA TED BY THE
SUPREME COURT, CR 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS A UTHORITY INANY OTHER
CASE INANY COUR T OF THIS STA TE.
RENDERED : September 18,2003
NOT TO BE PUBLIS
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2002-SC-0571-WC
BANK ONE
V
APPELLANT
APPEAL FROM COURT OF APPEALS
2002-CA-0543-WC
WORKERS' COMPENSATION BOARD NO. 98-97899
VICKI BARNA ; HON . DONALD G. SMITH,
ADMINISTRATIVE LAW JUDGE; AND
WORKERS' COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
After remanding this claim for additional findings of fact, the Workers'
Compensation Board (Board) affirmed a finding that the claimant's AMA impairment
was 19%. After a subsequent remand, the Board determined that the Administrative
Law Judge (ALJ) stated a reasonable basis for disregarding the university evaluator's
opinion with respect to causation . The Court of Appeals affirmed, but the employer
maintains that the award is not supported by substantial evidence, that the university
evaluator's testimony was improperly rejected, and that the impairment rating was not
consistent with the AMA Guides . We affirm .
The claimant began working for the defendant-employer in March, 1997 . Her
work required her to sit with a calculator and computer, pick up checks, drop them into
a transport machine, and encode the amounts . In November, 1997, she experienced
pain in her left arm and the left side of her chest while operating the computer.
Thinking that she was having a heart attack, she informed her supervisor and sought
medical treatment . She was diagnosed with bilateral carpal tunnel syndrome and
thoracic outlet compression.
Dr. Gupta began treating the claimant in November, 1997. His initial records
indicate that her condition was not work-related . At some point thereafter they indicate
that it was work-related but state no basis for that conclusion . Dr. Gupta diagnosed
bilateral carpal tunnel syndrome and performed surgery on each arm before referring
her to Dr. Atasoy .
Dr. Atasoy treated the claimant for thoracic outlet compression and performed a
left first rib resection . His records, like Dr. Gupta's, indicate that the condition is workrelated but state no basis for that conclusion . In response to a letter from the claimant's
attorney requesting an AMA impairment rating, Dr. Atasoy responded :
A permanent partial impairment rating has been calculated as follows :
approximately 5% of the left upper extremity and 15-20% of the right
upper extremity . This would be equal to approximately 19% of the total
body.
With respect to causation, he responded :
Usually, thoracic outlet compression is a preexisting, dormant,
nondisabling condition until aggravated either by repetitive use of the
extremity or an injury . In the case of Ms . Barna, it is felt that the thoracic
outlet compression became evident and was brought into disabling reality
as a result of the repetitive nature of her work activities .
Dr. Jacob examined the claimant, reviewed the medical records, and testified for
the employer. He noted that although the records revealed normal EMG/NCV results in
February, 1998, the results were disregarded as false negatives, and carpal tunnel
releases were performed in May and July of 1998. Dr. Jacob noted the change in Dr.
Gupta's opinion concerning the cause of the condition and indicated that the records
had been modified after a telephone call from the claimant . Furthermore, he indicated
that even performing the claimant's work activities on a continuous basis "would not and
could not cause carpal tunnel or thoracic outlet syndrome ." He thought that the
claimant was at maximum medical improvement (MMI) but would assign no functional
impairment .
Dr. Smith found no significant changes on EMG and no cervical radiculopathy.
He thought that the claimant was at MMI from the carpal tunnel condition and had no
significant impairment. Furthermore, he found no objective evidence or thoracic outlet
compression from a neurogenic standpoint .
Dr. Lawton performed a university evaluation in January, 2000, as provided by
KRS 342 .315 . He did not think that the claimant had reached MMI following the March,
1999, left first rib resection. He indicated that activities that were performed at waist
level would not cause thoracic outlet syndrome or cervical radiculopathy . He thought it
was conceivable that the claimant had a predisposition to develop thoracic outlet
syndrome and that the development of the condition was "temporally related to her
work, in that it happened while she was typing at a keyboard." Nonetheless, he found it
difficult "to create a direct link between this day's activity typing and other days' activity
typing where she did not develop symptoms of thoracic outlet syndrome." In his
opinion, the claimant retained the physical capacity to return to the same work.
Relying upon Dr. Atasoy and noting that Dr. Lawton thought the claimant's
symptoms were "temporarily" related to her work, the ALJ determined that the claimant
sustained a work-related injury and that her AMA impairment was 19%. The Board
reversed the decision and remanded the claim for further consideration under a correct
understanding of Dr. Lawton's testimony and for an explanation of the basis for
disregarding his testimony since it was given in the capacity of a university evaluator .
Furthermore the Board remanded for an explanation of the basis for determining that
the 19% impairment rating was assigned according to the AMA Guides .
On remand, the ALJ noted that counsel for the claimant requested an AMA
impairment and was persuaded that because Dr. Atasoy gave the 19% rating in
response to that request, it was an AMA impairment . After summarizing the evidence
of causation, the ALJ determined that the claimant met his burden of proof. Again the
employer appealed . Although the Board affirmed with respect to the impairment rating,
it explained that the ALJ failed to state a reasonable basis for choosing to disregard Dr.
Lawton's opinion with respect to causation . KRS 342 .315 ; Magic Coal Co. v. Fox , Ky.,
19 S.W.3d 88 (2000). Therefore, it reversed the finding of causation and remanded the
claim again . The order on remand stated, in pertinent part, as follows :
The Administrative Law Judge continues to believe that the testimony
from Dr. Gupta and Dr. Atasoy is more persuasive in that they have seen
the Plaintiff on many occasions during their treatment . They are also the
doctors that specifically performed the surgeries for the Plaintiffs carpal
tunnel and thoracic outlet conditions . Dr. Lawton only examined the
Plaintiff on one occasion . The Administrative Law Judge believes that
seeing and treating a patient on multiple occasions places a medical
provider in a better position to determine the patient's true condition and
the cause for such a condition .
Although the employer appealed again, the Board affirmed . The Court of Appeals
affirmed the Board, and this appeal by the employer followed .
Contrary to the employer's assertion, it is apparent that there was substantial
evidence in the record to support the partial disability award . With respect to the
sufficiency of the evidence, the mere fact that the award was remanded twice is of no
particular significance. Like the Board, we are convinced that it was not unreasonable
for the ALJ to infer from the available evidence that Dr. Atasoy assigned the 19% rating
under the Guides since he gave the rating in response to a request for an AMA rating .
Whether the rating actually was consistent with the AMA Guides is a medical question
to be proven with medical evidence and, here, no medical evidence was introduced to
dispute Dr. Atasoy's methodology. Finally, like the Board, we are persuaded that the
ALJ stated a reasonable basis for choosing to disregard Dr. Lawton's testimony with
respect to causation . Where a physician has treated a patient on multiple occasions
and where there is no evidence that the physician was given a defective history or an
inaccurate description of a worker's duties, it is not unreasonable to conclude that the
physician's opinion of causation is more reliable than that of a physician who has
examined the worker only once .
The decision of the Court of Appeals is affirmed .
All concur.
COUNSEL FOR APPELLANT :
Walter E . Harding
Rodney J . Mayer
Boehl Stopher & Graves
Capitol Holding Center
Suite 2300
400 W. Market Street
Louisville, KY 40202
COUNSEL FOR APPELLEE :
Wayne C . Daub
Suite 200
730 W. Main Street
Louisville, KY 40202
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