BRADLEY BOGGESS V COMMONWEALTH OF KENTUCKY
Annotate this Case
Download PDF
IMPORTANT NOTICE
NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNA TED "NOT TO BE
PUBLISHED." PURSUANT TO THE RULES OF
CI VIL PR OCED URE PR OMUL GA TED BY THE
SUPREME COURT, CR 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOTBE
CITED OR USED AS A UTHORITY IN ANY OTHER
CASE INANY COUR T OF THIS STA TE.
RENDERED : JANUARY 23, 2003
NOT TO BE PUBLISHED
$Uyrrmr Courf of "rufurh
2001-SC-0263-MR
001SC0263
BRADLEY BOGGESS
V
APPEAL FROM GRAVES CIRCUIT COURT
HONORABLE JOHN T . DAUGHADAY, JUDGE
1999-CR-0207
COMMONWEALTH OF KENTUCKY
APPELLEE
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Appellant, Bradley Boggess, was convicted by a Graves Circuit Court jury of
wanton murder and first-degree wanton endangerment . Appellant was sentenced to
twenty years' imprisonment and five years' imprisonment, respectively . He appeals to
this Court as a matter of right. We affirm .
On the afternoon of November 14, 1999, the car driven by Appellant collided
head-on with the car driven by Gary Brown . Appellant's car was in Mr. Brown's driving
lane when the collision occurred . As a result of the crash, Mr. Brown was killed,
Appellant was severely injured, and Mrs . Brown, a passenger, was also injured . At the
hospital, a sample of Appellant's blood was taken, according to routine procedure
following a serious accident . The lab results indicated the presence of several drugs,
including marijuana and methamphetamine . Based on this evidence and accident
reconstruction evidence, the Commonwealth prosecuted Appellant on the charges for
which he was subsequently convicted . On appeal, Boggess makes four claims of error:
(1) the trial court should have suppressed the testimony of the treating ER physician
because he was not an expert in toxicology and his testimony was admittedly
inconclusive ; (2) the trial court should have granted a mistrial because of the
prosecutor's drug-related questioning of defense witnesses; (3) the trial court should not
have admitted the Commonwealth's accident reconstruction evidence ; and (4) the
"ultimate issue" testimony by the accident reconstructionist was improper .
I.
Testimony of the treating ER physician concerning
Appellant's blood test results
After the crash, Appellant was taken to Jackson Purchase Medical Center, where
he was treated for his severe injuries. As part of his treatment, he gave a blood
sample, which later tested positive for marijuana (THC), methamphetamine, and two
different sedatives . Dr. Gerald Russell, an emergency room physician at the Medical
Center, treated Appellant . Prior to trial, both the prosecutor and defense counsel
deposed Dr. Russell . The deposition was videotaped and later played for the jury. At
the deposition, Dr. Russell testified about his medical examination of Appellant . He
testified that Appellant did not appear intoxicated or in any way impaired by drugs or
alcohol during the examination . Dr. Russell's notes from the examination indicated that
"the patient [Appellant] is alert and appropriately response [sic] here in the Emergency
Room, . . ." In fact, the hospital staff accepted Appellant's informed consent to the
medical procedures, apparently without question . The majority of Dr. Russell's
testimony, however, concerned his interpretation of the blood test results. It is the
admissibility of this testimony that Appellant disputes.
Dr. Russell testified as to the quantity of each drug found in Appellant's blood, as
well as the minimum detection limit for each drug : 1392 nanograms/milliliter
amphetamine (100 ng/ml minimum), 923 ml/ng oxazepam (200 ng/ml minimum), 1008
ng/ml nordiazepam (200 ng/ml minimum) . Appellant also tested positive for THC, but
the test did not indicate the amount of the drug in his blood . The most the doctor could
say about the drug levels was that they were "significantly positive ." But Dr. Russell
offered no proof as to the foundation of this conclusion .
Dr. Russell testified about the effects of each drug, in isolation . He further
testified concerning the half-life of each drug, explaining that the drugs can be detected
in a blood test after the impairment to the individual has largely ceased . But due to the
numerous variables that affect the analysis (e .g ., purity of the drug, whether Appellant
was a habitual user, Appellant's percentage of body fat, Appellant's metabolic rate), Dr.
Russell was unable to testify as to the precise effect the various drugs would have had
on Appellant's physical functioning at the time of the accident:
Prosecutor : As a doctor, in looking at [the drug levels] in someone's
blood, how is that affecting Mr. Boggess's body at the time?
Dr. Russell : It's hard to pin it down, to be honest with you .
[Describes general effects of amphetamines and sedatives,
individually .] To give you a specific example of what he'd
be like, I'd have to know Mr. Boggess better and know
whether he was a chronic user or not. But it's going to alter
[his] ability to think clearly. It's going to alter [his] ability to
think rationally.
The difficulty in analyzing Appellant's blood test results was created by the fact
that a person could ingest a drug one day and test positive for it up to several days
later, while the physical impairment may or may not persist to the subsequent days .
This difficulty was exacerbated by the fact that Appellant tested positive for several
drugs and each of these drugs is detectable for several days - or, in the case of THC,
several months - after ingestion. Defense counsel highlighted this difficulty on crossexamination :
Defense Counsel : Would he still be affected by it mentally
when he wakes up that morning [after taking
methamphetamines the night before]?
Dr. Russell : If it's detectable, I would have to say probably
yes. Now, would he be affected in a tremendous amount?
Certainly not like he was when he was acutely high, no, but
some effect, possibly .
Defense : But again, you would agree that that would be
speculation upon your part?
Dr. Russell : Correct .
Defense counsel filed a motion to suppress Dr. Russell's testimony about the
blood test results because Dr. Russell could not conclusively testify that Appellant was
under the influence at the time of the collision . Counsel claimed the testimony and
blood test results were substantially more prejudicial than probative, in violation of KRE
403 . Counsel also made a motion for a Daubert hearing concerning Dr. Russell's
testimony and its admissibility under Goodyear. Daubert v. Merrell Dow
Pharmaceuticals . Inc . , 509 U .S . 579, 113 S . Ct. 2786, 125 L . Ed . 2d 469 (1993) ;
Goodyear Tire and Rubber Co v Thompson , Ky., 11 S .W .3d 575 (2000). The record
of the hearing was not included on this appeal, but it appears the hearing was held .
The trial court ultimately denied Appellant's motion to suppress the testimony .
We announced the standard for admitting expert opinion evidence in Stringer v.
Commonwealth , Ky., 956 S .W .2d 883 (1997), cert. denied 523 U .S . 1052, 118 S . Ct.
1374, 140 L. Ed . 2d 522 (1998). Such evidence is admissible so long as "(1) the
witness is qualified to render an opinion on the subject matter, (2) the subject matter
satisfies the requirements of Daubert , (3) the subject matter satisfies the test of
relevancy set forth in KRE 401, subject to the balancing of probativeness against
prejudice required by KRE 403, and (4) the opinion will assist the trier of fact per KRE
702 ."
Id. at 891 (internal citation omitted) . Appellant challenges the admissibility of Dr.
Russell's testimony on all four Strin er factors . After performing the Stringer analysis,
we hold that the trial court did not abuse its discretion in admitting the testimony .
A. Expert's Qualifications
In evaluating whether the expert is qualified, "Kentucky's case law clearly
indicates that the decision required of the trial judge is to determine if an expert has
'adequate' rather than 'outstanding' qualifications ." Lawson, The Kentucky Evidence
Law Handbook , § 6.15 (3d ed .). And, with respect to medical experts, "a general
practitioner usually may testify as to medical problems that a specialist might treat in a
clinical setting ." Wright and Gold, Federal Practice and Procedure: Evidence , § 6265
(citing cases). The decision as to the qualifications of an expert rests within the
discretion of the trial judge .
Ford v. Commonwealth , Ky., 665 S .W .2d 304, 309 (1983),
cert. denied , 469 U .S. 984, 105 S . Ct. 392, 83 L . Ed . 2d 325 (1984).
Dr. Russell completed medical school and a three-year residency program . He
has ten years of experience as a practicing physician, the majority of that time spent in
emergency care. While Dr. Russell has no additional training in pharmacology or
toxicology, he is certainly familiar with pharmacology as a result of his medical school
training and extensive clinical experience . Dr. Russell did not have "outstanding"
qualifications to testify about Appellant's blood test results - specifically the effect those
drugs had on Appellant's physical functioning - but he did have "adequate"
qualifications . See Lauria v. AMTRAK , 145 F.3d 593, 596-97 (3d . Cir 1998) (abuse of
discretion to exclude testimony because expert is not the best qualified); see also
Quinton v. Farmland Industries Inc. , 928 F.2d 335, 337 (10th Cir. 1991) (doctor of
veterinary medicine was properly permitted to testify regarding the toxic effects of
substances on dairy cows even though he was not a specialist in toxicology) and Cree
v. Hatcher , 969 F.2d 34, 38-39 fn . 5 (3d Cir. 1992), cert. dismissed , 506 U .S . 1017, 113
S. Ct . 1147, 121 L. Ed . 2d 577. ("The fact that a doctor is not a specialist in a particular
field goes not to the admissibility of the opinion but rather to the weight that the jury
may wish to place upon it.") The trial court did not abuse its discretion by permitting Dr.
Russell to testify as an expert witness .
B. Daubert requirements
Prior to the start of trial, Appellant moved for a Daubert hearing to determine if
the expert testimony was proper. The trial court determined that Dr. Russell's testimony
satisfied the requirements of Daubert , although the basis for that opinion is not clear
from the record before us. Appellant contests the trial court's finding. Specifically,
Appellant claims that because Dr. Russell's conclusion was "speculation," the
"reasoning and methodology" upon which his testimony was based is unreliable, in
violation of Goodyear. Appellant's argument is misguided . The reasoning and
methodology upon which Dr. Russell's testimony was based was the blood test results .
Blood tests for drug detection have been used as evidence in numerous cases and we
decline to invalidate such evidence in this case in the absence of a convincing
argument. Appellant suggests no reason - and we are aware of no reason - why the
blood test results do not comply with the "reasoning and methodology" factors we
adopted in Mitchell v. Commonwealth , Ky., 908 S .W.2d 100 (1995), and approved of in
Goodyear .
C. Probativeness compared to prejudice
The third Stringer factor requires that "the subject matter satisf[y] the test of
relevancy set forth in KRE 401, subject to the balancing of probativeness against
prejudice required by KRE 403." Dr. Russell's testimony about Appellant's blood test
results was clearly relevant to the issue of Appellant's intoxication at the time of the
accident . The closer question is whether the probativeness was substantially
outweighed by undue prejudice .
Dr. Russell's testimony about the amount of drugs in Appellant's blood and the
effect those drugs likely had on Appellant was probative of whether Appellant was
under the influence at the time of the accident . Dr. Russell testified to the amount of
the drugs and to the general effect the different drugs have individually. He testified
that the drug levels were substantially positive. He testified that based on his expert
opinion, Appellant was impaired to some extent at the time of the accident . Dr.
Russell's testimony, however, was also prejudicial to the defendant. Evidence that the
defendant had four different drugs in his blood - two of which are illicit - at the time of
the accident would undoubtedly inflame the presentiments of the jury.
We examined a similar scenario in Bush v. Commonwealth , Ky., 839 S .W .2d
550 (1992). In Bush , the defendant was also charged with wanton murder resulting
from an automobile collision . A blood test revealed that Bush had a BAC of .13% but
the test did not detect the presence of any drugs . A urine test, on the other hand,
detected marijuana and amphetamines . The trial court permitted a chemist to testify as
to both the alcohol and drug evidence even though the chemist could not testify as to
when the defendant ingested the drugs or whether the defendant was impaired by
them . Bush appealed the drug evidence and this Court affirmed the trial court's
decision to admit the evidence, concluding that "if it was error to admit this testimony, it
was harmless." Id . at 555 . In a dissenting opinion, Justice Leibson argued what
Appellant argues in the present case: that even if the drug evidence was relevant, it
was substantially more prejudicial than probative . But the present case can be
distinguished from Bush on two important grounds. First, unlike in Bush , the drugs
were found in Appellant's blood, not solely in his urine . This fact strengthens the
inference of intoxication . Second, and more importantly, based on the drug test results,
the expert in this case was able to declare his belief that Appellant was impaired as a
result of the drugs.
The Supreme Court of Florida also addressed similar issues in State v. McClain ,
525 So. 2d 420 (Fla . 1988) . In McClain the defendant was charged with vehicular
manslaughter while intoxicated . McClain's blood test revealed a BAC of .14% and a
trace of cocaine. The chemist was unable to testify whether the trace of cocaine could
have affected McClain's driving and the trial court granted the defendant's motion to
suppress the testimony, finding the prejudice substantially outweighed the probative
value . In a cogent analysis of Florida Rule 403, the Court upheld the trial court's
decision to suppress the evidence because of its limited probative value: "[I]t is clear
that the probative value of the evidence of cocaine in McClain's blood was minimal.
The amount of the cocaine was so small that the chemist could express no opinion with
respect to whether it would have had any effect at all upon McCain's driving ." Id . at
422. Again, the evidence in the present case was more than a trace and it was
sufficient for Dr. Russell to reach a conclusion, albeit an indefinite one, that Appellant
was impaired .
Appellant argues that our decision in Estep v. Commonwealth , Ky., 957 S.W.2d
191 (1997), aids his cause . In Estep , the defendant was also charged with wanton
murder after a fatal car crash because there was evidence that she was intoxicated . In
addition to a urinalysis report indicating the presence of marijuana, there was other
evidence of intoxication : a blood test showed that Estep had consumed five different
prescription drugs (mostly sedatives), a nurse found numerous prescription drugs in
Estep's purse, Estep appeared "pretty zonked" at the hospital after the accident, and
Estep testified that she occasionally smoked marijuana . Estep tried to suppress the
urinalysis report. The trial court admitted the report and we affirmed . Appellant claims
that we approved of the admission of the urinalysis report because in that case there
was "so much evidence other than the lab report regarding Estep's intoxication ." We
disagree that Estep supports Appellant's case. Justice Wintersheimer summarized the
majority's reasoning approving of the introduction of the urinalysis report, but then
concluded that the blood test alone was sufficient to sustain the conviction :
In the circumstances presented here in which there was
sufficient evidence that five different types of drugs were
found in the [blood] system of the accused and that there
was evidence that the effects of each of these substances
would cause impairment in the operation of a motor vehicle,
a jury could reasonably find that wanton murder had
occurred .
Id . at 194. With the exception of the number of drugs found in Appellant's blood, the
same could be said of this case. Despite the limitations of Dr. Russell's testimony, we
discern no fault with the trial court's finding that the probative value of the testimony
exceeded any undue prejudice.
D. KRE 702
Appellant's argument that Dr. Russell's testimony was speculation addresses
admissibility not only under KRE 403 but under KRE 702 as well . The final Stringer
factor requires the trial court to determine whether the opinion will assist the trier of fact
per KRE 702. Professors Wright and Gold discuss this very point and conclude that
indefiniteness is not enough to exclude an expert's opinion :
Courts generally also defer to the jury's ability to
weigh the evidence where an expert's opinion is equivocal .
For example, an expert may give an opinion that there is a
causational link between defendant's activities and plaintiffs
injuries, but the expert may be unable to state the opinion
with a high or even reasonable degree of medical certainty.
In such a case, most courts will admit the opinion while
permitting cross-examination to reveal for the trier of fact the
expert's uncertainties . . . .
Wright and Gold, Federal Practice and Procedure: Evidence , § 6264 (citing cases).
That is precisely the case we are presented with here. Dr. Russell could not state his
opinion with a high degree of medical certainty and this uncertainty was revealed to the
trier of fact on cross-examination. Even though defense counsel questioned Dr.
Russell whether his testimony was "speculation," and Dr. Russell conceded that it was,
it is clear from the totality of the testimony that Dr. Russell believed that Appellant was
impaired to some extent and the "speculation" only extended to the amount of the
impairment . For example, Dr. Russell testified : "As a general rule, if it's detectable by
these drug screens, it would have some influence. Now how much influence is
debatable, but it would certainly have some ." And later on he testified : "At this level [of
drugs in Appellant's blood], I would have to say probably [he was under the influence].
Now, it depends on how you define 'under the influence .' Again, would he be
staggering drunk? Not necessarily ." In Baylis v. Lourdes Hosp. Inc. , Ky., 805 S .W.2d
- 1 0-
122, 124 (1991), we addressed the degree of probability and the wording of expert
testimony: "While evidence of causation must be in terms of probability rather than
mere possibility, we have held that substance should prevail over form and that the total
meaning, rather than a word-by-word construction, should be the focus of the inquiry ."
Furthermore, this is not a case of "rank speculation ." Wright and Gold, Federal Practice
and Procedure : Evidence , § 6264 (citing cases) ("But courts will reject expert testimony
where it is based on rank speculation .") . In short, the limitations of Dr. Russell's
testimony go to the weight and not the admissibility of the evidence . To conclude, we
cannot say the trial court abused its discretion in admitting Dr. Russell's testimony.
II .
Prosecutor's questioning of defense witnesses concerning drugrelated activity
Prior to trial, Appellant was charged with manufacturing methamphetamines, as
mentioned above . Appellant's step-father was also arrested for manufacturing
methamphetamines as a result of the investigation into Appellant's activities . The
charges against Appellant were severed from the present charges . During crossexamination of two defense witnesses, the prosecutor asked questions related to drug
use and drug manufacture . Defense counsel objected to both instances and the trial
court sustained . Appellant claims both interrogations by the Commonwealth were
improper.
Ronnie Grissom testified that he had known Appellant all his life and that the two
were just like brothers . He testified that he and Appellant had met that day, prior to the
collision, and he was following Appellant in his own vehicle immediately before the
collision . On cross-examination, the prosecutor asked Mr. Grissom if he ever did drugs
with Appellant . Grissom answered affirmatively as defense counsel simultaneously
objected . After a bench conference, the trial court sustained the objection and
admonished the jury.
The prosecutor's question was permissible . Appellant's blood tested positive for
four drugs, two of which were illicit. Whether or not Grissom had done drugs with
Appellant - especially on the day of the accident - would assist the jury to determine if
Appellant was under the influence at the time of the accident . In addition, the
prosecutor's question did not mention drug manufacturing so such inquiry could not
inflame the jury with respect to those charges. Even though we find no error in the
prosecutor's questioning, the trial court's admonition would have resolved any perceived
impropriety .
Appellant's mother, Margie Cantrell, also testified on Appellant's behalf. She
testified that Appellant lived in a trailer on her property . She further testified that she
saw Appellant on the day of the accident and that he did not appear to be under the
influence of any drugs . On cross-examination, the following exchange took place:
Prosecutor: Do you have any experience in . . . being around
people who are under the influence of methamphetamines?
Cantrell : No.
Prosecutor: Has anyone in your family been arrested for
manufacturing methamphetamines?
Defense: Objection .
Court : Sustained .
Moments after this exchange, the trial court held an in camera conference with counsel.
The court warned the prosecutor to discontinue this line of questioning or a mistrial
would result . Defense counsel then requested a mistrial but that request was denied .
Appellant argues that the trial court erred in denying his motion for a mistrial .
-1 2-
In order to grant a mistrial, "there must appear in the record a manifest necessity
for such action." Turpin v. Commonwealth , Ky., 780 S.W.2d 619, 621 (1989). On
appellate review, the trial judge is the person best situated to properly evaluate whether
a mistrial is required . Kirkland v. Commonwealth , Ky., 53 S .W .3d 71 (2001). After
reviewing the record, we find no error in the trial court's decision to deny the motion .
While the prosecutor's interrogation flirted with eliciting improper testimony, there was
an impeachment basis for the question . Also, the manufacturing methamphetamine
question could have referred to the witness's husband, Appellant's stepfather, as the
family member who was arrested for manufacturing methamphetamine . These two
factors suggest that the prosecutor was not blatantly flouting the trial court's mandate
against that line of questioning . Most importantly to our analysis, the witness offered no
answer to the question and defense counsel's objection was sustained .
III.
Accident reconstruction evidence
As part of its investigation of the automobile collision, the police employed
Kentucky State Police troopers Barry Meadows and Chris Anderson . These troopers
are trained in accident reconstruction and, employing their special knowledge, they
estimated the speed at which the Boggess vehicle was traveling at the time of the
crash . Appellant claims the troopers' testimony was speculative and should not have
been admitted .
Trooper Meadows testified that he used an in-line momentum equation to
attempt to determine the speed of Appellant's vehicle . Based on this formula,
Meadows ultimately concluded that Appellant was traveling at 104 mph before braking .
According to the testimony, that formula has three input variables: (1) the angle of the
approach of the two vehicles, (2) the speed before the collision of the second vehicle
- 1 3-
. (Brown), and (3) the braking efficiency of the vehicle whose speed is being estimated
(Boggess) . Appellant claims that the officers improperly arrived at figures for the
second and third variables .
There is no requirement in the Kentucky Rules of Evidence that expert testimony
must be dependent solely on admissible evidence . To the contrary, as Professor
Lawson notes, we made it clear in Buckler v. Commonwealth , Ky., 541 S.W.2d 935
(1976), that "experts can rely upon some types of inadmissible evidence when testifying
to otherwise admissible opinion ." Lawson, Evidence , § 6 .15 . And in fact, KRE 703
explicitly permits experts to base their testimony on inadmissible evidence . But KRE
703 does require the evidence to be "of a type reasonably relied upon by experts in a
particular field in forming opinions or inferences upon the subject. . . ... The reason for
such a requirement, of course, is to ensure that the evidence is reliable .
Mrs . Brown testified that she could not remember the events that occurred in the
car after she and her husband drove away from the Wal-Mart where they stopped just
prior to the accident . Therefore, contrary to the erroneous assertion by the
Commonwealth in its brief, Mrs. Brown could not offer her eyewitness testimony as to
the speed of the vehicle. But she also testified that her husband earned his living as a
licensed truck driver. Because his livelihood depended on maintaining his license, and
because speeding tickets could result in losing his license, he almost always drove
between 45 and 55 miles per hour . Based on this testimony, Trooper Meadows
reliance on Mrs . Brown's testimony was reasonable . The reliability of the testimony is
bolstered by the following facts : (1) Mr. Brown was an experienced driver; (2) he was
familiar with the road he was driving ; (3) his vehicle left no skid marks; and (4) his
vehicle forced Appellant's vehicle backward after the collision . Although Alexander v.
- 14-
Swearer , Ky., 642 S .W .2d 896 (1982) and Wells v. Conlev, Ky., 384 S.W .2d 496
(1964), make clear that expert opinions may not be based on assumptions, those
opinions warn against assumptions not supported by the evidence. See Citizens State
Bank v. Seaboard System R.R. Inc. , Ky. App ., 803 S .W.2d 585, 587 (1991). As
discussed, Trooper Meadows' approximation of the Brown vehicle's speed was founded
on the evidence . Trooper Meadows also testified that, in the absence of other physical
evidence such as skid marks or a needle slap (which occurs when the speedometer
needle leaves an impression on the casing at the moment of impact, thereby recording
the speed), it is customary in the industry for accident reconstructionists to use personal
testimony to approximate speed.
As to the second variable under scrutiny, the braking efficiency of Appellant's
vehicle, Trooper Meadows used 30% . He testified that Appellant's vehicle left but one
skid mark. He testified that occasionally a sliding car will leave a "shadow" skid mark
that lingers for a short time after the accident and then fades away . This kind of
shadow mark would indicate that the other tires had also locked upon braking .
Meadows arrived at the accident within a couple of hours afterward and he was unable
to detect a shadow . Based on this evidence, he concluded that the brakes in only one
wheel of Appellant's car had functioned properly . According to the reconstruction
literature, 30% braking efficiency was the proper value to use in the formula when only
one brake functioned . Based on our discussion of the Rules and the case law, supra ,
Trooper Meadows adequately supported the figure he used .
With both of these issues, any shortcomings go to the weight and not the
admissibility of the evidence . And the shortcomings were well explored by defense
counsel . On cross-examination, counsel planted seeds of doubt in the jurors' minds
- 1 5-
concerning Trooper Meadows' methodology and conclusions . More importantly, a wellqualified, expert accident reconstructionist testified on Appellant's behalf . Not only did
he point out flaws in the prosecution's case, but he also provided an alternative
conclusion . Retired Officer Crawford testified that, because of the limited evidence
available, he was unable to derive a single speed for Appellant's car. But he suggested
a range from mid-seventy mph to upper-eighty mph prior to braking . And again, we
note that the decision to admit expert testimony is a decision left to the sound discretion
of the trial court . While we may have reached a different conclusion with respect to
Trooper Meadows' testimony, we cannot say that the trial court abused its discretion .
IV.
"Ultimate issue" testimony of the accident reconstruction ist
Appellant's final argument is that Trooper Meadows gave impermissible "ultimate
issue" testimony regarding Appellant's guilt. Trooper Meadows testified as follows :
Prosecutor: Your job is to determine, is it not, what you
believe, in your expert opinion, what happened?
Meadows : Yes, sir.
Prosecutor: And, if it turned out that in your opinion, this was
accidental, in terms of there was no criminal conduct, you
wouldn't have asked that charges be brought?
Meadows: We wouldn't be here today .
Appellant claims this testimony invaded the province of the jury; however, there was no
objection to this testimony at trial. Unpreserved error is only grounds for reversal if the
appellant can show that absent the error, "the reviewing court must conclude that a
substantial possibility exists that the result would have been different ." Partin v.
Commonwealth , Ky., 918 S .W .2d 219, 224 (1996) .
While certainly not beyond debate, Trooper Meadows' testimony appears to be
ultimate issue testimony. The jury instructions permitted the jury to convict Appellant of
wanton murder if it found that Appellant operated his vehicle "at an excessive rate of
speed and/or while . . . under the influence . . . . .. If believed, Trooper Meadows'
testimony established the former. But after our opinion in Stringer , 956 S .W.2d 883, it
is clear that such ultimate issue testimony is no longer inadmissible per se . Although
the testimony likely would not assist the trier of fact, as required by Stringer, it does not
rise to the level of palpable error and, hence, does not warrant reversal.
For the foregoing reasons, the decision of the Graves Circuit Court is affirmed .
Lambert, C .J . ; Johnstone, Keller, and Wintersheimer, JJ ., concur. Cooper,
dissents by separate opinion, with Graves and Stumbo, JJ ., joining that dissent .
COUNSEL FOR APPELLANT :
Karen Shuff Maurer
Assistant Public Advocate
Department of Public Advocacy
100 Fair Oaks Lane, Suite 302
Frankfort, KY 40601
COUNSEL FOR APPELLEE :
A. B . Chandler, III
Attorney General of Kentucky
Elizabeth A. Heilman
Assistant Attorney General
Criminal Appellate Division
Office of the Attorney General
1024 Capital Center Drive
Frankfort, KY 40601-8204
RENDERED : JANUARY 23, 2003
NOT TO BE PUBLISHED
,$ixVreme Tourt of Wenturkq
v
2001-SC-0263-MR
BRADLEY BOGGESS
V.
APPELLANT
APPEAL FROM GRAVES CIRCUIT COURT
HONORABLE JOHN T. DAUGHADAY, JUDGE
1999-CR-0207
COMMONWEALTH OF KENTUCKY
APPELLEE
DISSENTING OPINION BY JUSTICE COOPER
The Commonwealth presented the testimony of two accident reconstruction
experts, Trooper Chris Anderson and Trooper Barry Meadows. Both opined that
Appellant's vehicle was traveling at a speed of 104 miles per hour (m.p.h .) immediately
prior to the fatal collision . That figure was arrived at by employment of an "in-line linear
momentum equation," a formula that required underlying knowledge of (1) the "brake
effect" of Appellant's vehicle, (2) the respective weights of the two vehicles, and (3) the
speed of the victim's (Brown's) vehicle. Trooper Meadows obtained the underlying
information and Trooper Anderson "did the math" with a hand-held calculator. Based
solely on the fact that Appellant's vehicle left only one skid mark, Meadows concluded
that only one wheel was braking and, thus, that the "brake effect" was 30% . He then
contacted Dennis Crawford, Appellant's accident reconstruction expert, and obtained
information that Appellant's Chevrolet Camaro weighed 3,600 pounds and the Browns'
Lincoln Town Car weighed 4,471 pounds . Since the Brown vehicle left no skid marks,
Meadows could not determine its speed by using a coefficient of friction . Mr. Brown
was deceased and Mrs. Brown had no memory of the accident or the events leading up
to it. Nor were there any eyewitnesses .
Thus, Meadows "assigned" a speed of 50 m .p .h . to the Brown vehicle based on
information obtained from Mrs . Brown during an out-of-court interview that her
husband's "habit" was to drive at a rate of speed of 45 to 55 m .p .h .
In fact, Mrs.
Brown, herself, testified later in the trial that, while she did not know how fast her
husband was driving at the time of the collision, he usually drove "around 55, maybe
sometimes he would hit 60," but no faster, because he was a truck driver and could
lose his commercial driver's license if convicted of speeding. Thus, the assumption as
to the speed of the Brown vehicle used by Anderson to calculate the speed of
Appellant's vehicle was contradicted by Mrs. Brown's own trial testimony .
In addition to this contradiction, there are three other major problems with
respect to Anderson's and Meadows' opinions as to the speed of Appellant's vehicle
immediately prior to impact.
I.
First, Mrs . Brown's out-of-court statement to Meadows with respect to her
husband's driving habit was hearsay .' While an expert can base his opinion on
' Both Anderson and Meadows testified before Mrs. Brown testified, so their
repetition of her out-of-court statement was not then admissible as a prior inconsistent
statement . This precludes any necessity to consider the propriety of calculating
Appellant's speed on the basis of Mrs. Brown's prior inconsistent statement rather than
her sworn testimony at trial.
hearsay, he cannot relate that hearsay to the jury until and unless the trial judge has
made a determination that the evidence is "trustworthy, necessary to illuminate
testimony, and unprivileged" and, if requested, has "admonish[ed] the jury to use such
[evidence] only for the purpose of evaluating the validity and probative value of the
expert's opinion or inference ." KRE 703(b) ; Rabovsky v. Commonwealth , Ky., 973
S .W .2d 6, 11 (1998). Here, the trial judge did neither .
Second , the trial judge could not have made a KRE 703(b) determination that
Mrs . Brown's hearsay statement as to her husband's "habit" was "trustworthy" because,
today, in the case of Burchett v. Commonwealth , Ky.,
S.W.3d
(2003), the
majority of this Court, in an opinion penned by the same author who wrote the majority
opinion in this case, has reaffirmed that Kentucky will remain the only jurisdiction in the
United States that considers evidence of habit too unreliable to be used as evidence at
trial. While I disagree with that ruling, id . at
-
(Cooper, J., dissenting), if such is
to remain the law of this Commonwealth, the appellant in this case is just as entitled as
the appellant in Burchett to have that law applied to his case. Logical consistency, not
to mention due process of law, precludes us from admitting self-serving evidence of a
good habit (e .g_, "my husband had a habit of driving within the speed limit") in one case
but excluding self-inculpatory evidence of a bad habit
"I smoke a marijuana
cigarette every morning and another every night") in another case. There is a reason
for the application of precedent and stare decisis in the decision-making process .
To avoid an arbitrary discretion in the Courts, it is indispensable that they
should be bound down by strict rules and precedents, which serve to
define and point out their duty in every particular case that comes before
them .
Alexander Hamilton, The Federalist , No . 78, at 471 (C . Rossiter ed . 1961) .
rSltare decisis [is] the means by which we ensure that the law will not
merely change erratically, but will develop in a principled and intelligible
fashion . That doctrine permits society to presume that bedrock principles
are founded in the law rather than in the proclivities of individuals, and
thereby contributes to the integrity of our constitutional system of
government, both in appearance and in fact.
Vasquez v. HilleU , 474 U .S . 254, 265-66, 106 S .Ct . 617, 624, 88 L.Ed.2d 598 (1986).
Despite my continuing reservations about the Argersinger [_v_.
Hamlin , 407 U .S . 25, 92 S .Ct. 2006, 32 L.Ed.2d 530 (1972)] rule, it was
approved by the Court in the 1972 opinion and four Justices have
reaffirmed it today . It is important that this Court provide clear guidance to
the hundreds of courts across the country that confront this problem daily.
Accordingly, and mindful of stare decisis , I join the opinion of the Court. I
do so, however, with the hope that in due time a majority will recognize
that a more flexible rule is consistent with due process and will better
serve the cause of justice .
Scott v. Illinois , 440 U.S . 367, 374-75, 99 S .Ct. 1158, 1162-63, 59 L.Ed .2d 383 (1979)
(Powell, J ., concurring, and supplying the fifth vote for the majority decision).
I write separately only because I have previously joined or written four
opinions dissenting from this Court's holdings that the defendant's
predisposition is relevant to the entrapment defense. . . . Were I judging
on a clean slate, I would still be inclined to adopt the view that the
entrapment defense should focus exclusively on the Government's
conduct. But I am not writing on a clean slate; the Court has spoken
definitively on this point . Therefore, I bow to stare decisis . . . .
Mathews v. United States , 485 U .S. 58, 66-67, 108 S .Ct. 883, 888-89, 99 L.Ed .2d 54
(1988) (Brennan, J ., concurring, and supplying the fifth vote for the majority decision) .
We, too, have recognized that "[p]art of our responsibility as the highest Court of
this Commonwealth is to provide guidance for our trial judges as to how we expect
them to conduct their trials ." Stringer v. Commonwealth , Ky., 956 S.W.2d 883, 891
(1997) . We pervert that responsibility when we hold simultaneously that habit evidence
is reliable and admissible in one case but unreliable and inadmissible in another. While
I would prefer to admit the evidence of habit in both cases, if we are to reverse Burchett
because of the introduction of such evidence, we must reverse this case for the same
reason .
Third , although the majority opinion recites that "Trooper Meadows' reliance on
Mrs . Brown's testimony was reasonable," slip op ., at 14, in fact, (1) Trooper Meadows
did not rely on Mrs . Brown's testimony but on her out-of-court statements, and (2) no
evidence was offered that habit evidence is reasonably relied upon by experts in the
field of accident reconstruction in forming expert opinions as to the speeds of vehicles .
KRS 703(a) provides :
The facts or data in the particular case upon which an expert bases
an opinion or inference may be those perceived by or made known to the
expert at or before the hearing . If of a type reasonably relied upon by
experts in the particular field in forming opinions or inferences upon the
subject, the facts or data need not be admissible in evidence . [Emphasis
added .]
Prior to the adoption of KRE 703(a), the test for admission of an expert opinion
premised upon inadmissible evidence was that the expert could "express an opinion
based upon information supplied by third parties which is not in evidence, but upon
which the expert customarily relies in the practice of his profession ." Buckler v.
Commonwealth , Ky., 541 S .W.2d 935, 940 (1976) (emphasis added). Thus, prior to the
adoption of KRE 703(a), an expert was permitted to qualify his own opinion as reliable
by merely testifying that he "customarily relied" upon the inadmissible evidence in
formulating his own opinions . E .,g_, Foster v. Commonwealth , Ky., 827 S.W .2d 670,
678 (1992) (psychologist testified that the hearsay contents of a letter that he had
reviewed was the type of information that he normally used in formulating his opinions) .
Under KRE 703(a), there must be proof that the evidence underlying the expert's
opinion is of a type reasonably relied upon by experts in general in that particular field
of expertise . Gorman v. Hunt , Ky., 19 S .W .3d 662, 670 (2000) .
Appellant's expert, Crawford, characterized the use of any "assigned speed" as
an element in a momentum equation as a "dangerous practice." Trooper Anderson,
who "did the math" in reliance on Mrs. Brown's habit evidence, made no attempt to
address the reasonableness of his reliance on such evidence . The statement in the
majority opinion that Trooper Meadows testified that "it is customary in the industry for
accident reconstructionists to use personal testimony of approximate speed," slip op., at
15, is inaccurate . The only testimony on this issue occurred during the direct
examination of Meadows by the prosecutor, viz:
Q.
In any other accident or collision, if you have people making
statements of that nature, is it also a standard or practice that you
would use their statements to determine speed? [Emphasis
added .]
A.
Yes, sir. In the best case scenario, of course, you would have preimpact skids to figure that speed, but here there was [sic] none, so
we had to go with her . . . [interrupted] .
The leading question posed to Meadows by the prosecutor and Meadows'
interrupted response at best incorrectly incorporated the Buckler test of reliability, i .e . ,
the witness's own "customary reliance," not the test now required by KRE 703(a), i.e . ,
"reasonable reliance by experts in the field ."
For these reasons, Appellant's motion in limine to suppress the opinions of the
Commonwealth's experts as to the speed of Appellant's vehicle prior to the collision
should have been sustained . Accordingly, I dissent and would reverse for a new trial .
Graves and Stumbo, JJ ., join this dissenting opinion .
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.