ALBRIGHT (WILLIAM S.) VS. CHILDERS (LINDSEY), AS ADMINISTRATRIX OF THE ESTATE OF CAMERON PEARSON, ET AL.

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RENDERED: DECEMBER 21, 2018; 10:00 A.M. TO BE PUBLISHED Commonwealth of Kentucky Court of Appeals NO. 2017-CA-000669-MR WILLIAM S. ALBRIGHT v. APPELLANT APPEAL FROM JEFFERSON CIRCUIT COURT HONORABLE MITCHELL PERRY, JUDGE ACTION NO. 16-CI-003155 LINDSEY CHILDERS, AS ADMINISTRATRIX OF THE ESTATE OF CAMERON PEARSON; LINDSEY CHILDERS, AS NEXT FRIEND AND GUARDIAN OF A.P., A MINOR; LINDSEY CHILDERS, AS NEXT FRIEND AND GUARDIAN OF C.P., A MINOR; LINDSEY CHILDERS, AS NEXT FRIEND AND GUARDIAN OF E.P., A MINOR; AMANDA WAITS; AND KYLE PEARSON AND NO. 2017-CA-000670-MR HARDSHELL TACTICAL, LLC v. APPELLEES APPEAL FROM JEFFERSON CIRCUIT COURT HONORABLE MITCHELL PERRY, JUDGE ACTION NO. 16-CI-003155 APPELLANT LINDSEY CHILDERS, AS ADMINISTRATRIX OF THE ESTATE OF CAMERON PEARSON; LINDSEY CHILDERS, AS NEXT FRIEND AND GUARDIAN OF A.P., A MINOR; LINDSEY CHILDERS, AS NEXT FRIEND AND GUARDIAN OF C.P., A MINOR; LINDSEY CHILDERS, AS NEXT FRIEND AND GUARDIAN OF E.P., A MINOR; AMANDA WAITS; KYLE PEARSON; WILLIAM ALBRIGHT; AND BASU PROPERTIES, LLC APPELLEES OPINION REVERSING ** ** ** ** ** BEFORE: D. LAMBERT, MAZE, AND NICKELL, JUDGES. MAZE, JUDGE: This appeal arises from a Jefferson Circuit Court’s denial of Appellants’, William Albright and Hardshell Tactical, LLC, motion for judgment on the pleadings asserting immunity under KRS1 503.085. After a careful review of the record, we are obligated to reverse based on the reasons stated in this opinion. Background On July 8, 2015, two brothers, Cameron Pearson and Kyle Pearson, were engaged in a physical altercation over a handgun in a parking lot. The parking lot was located outside Hardshell Tactical, LLC. Hardshell is a gun store 1 Kentucky Revised Statutes. -2- located in Louisville, and at the time of the incident was co-owned by William Albright. Albright heard a gunshot and then exited Hardshell and approached the brothers who were wrestling over the gun. Albright began ordering the two brothers to drop the gun. During the struggle, at least two shots were fired by the brothers. Albright ultimately shot at the two brothers. This resulted in injuries to Kyle Pearson and the death of Cameron Pearson. Albright was indicted by a Jefferson County grand jury on counts of murder and assault in the first degree. Albright filed a motion to dismiss the criminal charges claiming immunity under KRS 503.085. The court held a hearing on the issue of immunity and found that Albright was immune from criminal prosecution. Just before the criminal charges were dismissed, a civil action was filed against Albright alleging negligent use of force. This civil suit was brought by Lindsey Childers, as administratrix of the Estate of Cameron Pearson and as Next Friend and Guardian of Minors A.P., C.P., and E.P.; Kyle Pearson and Amanda Waits (Appellees). Albright argued that because the criminal court found he was immune under KRS 503.085, this immunity extended to all potential civil liability arising from the same use of force. The civil trial court denied Albright’s and Hardshell’s motions for judgment on the pleadings. These appeals follow. -3- We note at the outset, there are two separate appeals which have not been consolidated but “are to be heard with.” As the circuit court case is the same, and both involve the same arguments and issues, we will address both appeals with one opinion. Standard of Review A judgment on the pleadings “should be granted if it appears beyond doubt that the nonmoving party cannot prove any set of facts that would entitle [him or her] to relief.” City of Pioneer Village v. Bullitt County ex rel. Bullitt Fiscal Court, 104 S.W.3d 757, 759 (Ky, 2003) (internal citations omitted). This court reviews a denial of a judgment on the pleadings de novo. Schultz v. General Elec. Healthcare Financial Services Inc., 360 S.W.3d 171, 177 (Ky. 2012). The standard of review of the trial court’s probable cause immunity determination is not de novo. Commonwealth v. Lemons, 437 S.W.3d 708, 715 (Ky. 2014). Rather, the appellate court reviews whether there was substantial basis in fact to support the trial court’s conclusion that the defendant did not act in selfdefense. Id. at 714-15. On the other hand, when interpreting a statute and looking at legislative intent, we look first to the language of the statute, giving the words their plain and ordinary meaning. Osborne v. Commonwealth, 185 S.W.3d 645, 648-49 (Ky. 2006). But where a statute is unambiguous, extrinsic evidence of legislative intent and public policy is not admissible. Lewis v. Jackson Energy Co- -4- op. Corp., 189 S.W.3d 87, 94 (Ky. 2005). Because the construction and application of a statute is a question of law, it is subject to de novo review. Richardson v. Louisville/Jefferson County Metro Cty Gov’t, 260 S.W.3d 777, 779 (Ky. 2008) (citing Osborne, 185 S.W.3d at 648). Analysis On appeal, Albright and Hardshell contend that the finding of immunity for criminal liability extends to civil liability and that the trial court erred by denying their motion for judgment on the pleadings. They also contend that the doctrine of collateral estoppel prevents the action from going forward. We agree. While this is a matter of first impression, the ultimate question is whether a finding of criminal immunity under KRS 503.085 subsequently bars civil liability. The immunity statute at issue, KRS 503.085(1), states that “[a] person who uses force . . . is justified in using such force and immune from criminal and civil action for the use of such force . . . .” KRS 503.085(2) explains that the prosecution bears the burden to “probable cause that the force that was used was unlawful.” Collateral estoppel is key to answering the question presented in this case, as well as a basic interpretation of the statute. Collateral estoppel, also known as claim preclusion, bars further litigation when certain elements are met. The essential elements of collateral estoppel to be gathered from Sedley are as follows: -5- (1) identity of issues; (2) a final decision or judgment on the merits; (3) a necessary issue with the estopped party given a full and fair opportunity to litigate; (4) a prior losing litigant. Moore v. Commonwealth, 954 S.W.2d 317, 319 (Ky. 1997) (citing Sedley v. City of West Buechel, 461 S.W.2d 556 (Ky. 1970)). Here, the criminal court previously addressed the issue of whether Albright was entitled to immunity under KRS 503.085. The criminal court, after a hearing on the motion, found that he was and explained that “the Commonwealth has not met its burden of establishing probable cause to believe Albright was not acting in self-protection, and/or protection of others.” The court held that “Albright is immune from prosecution under the facts of this case and the law of the Commonwealth” and therefore dismissed the criminal action against him. The civil court, however, found that Albright was not immune civilly. In finding this, the court explained that “[a]s it pertains to Cameron Pearson, it is undisputed by both parties that Cameron was unarmed at the time of his death. Thus it cannot be definitively said at this juncture in the litigation that Albright’s force was ‘permitted . . .’ as required by KRS 503.085. Accordingly, Plaintiffs’ claim must be allowed to go forward.” The court also found that collateral estoppel did not apply. -6- The requirement of identity of the issues between the criminal case and civil were met here. The identical issue is whether Albright had immunity under the statute. A final decision on that issue was made by the criminal court. 2 While the parties were not identical, the statute makes clear that the standard of liability is the same for both criminal and civil actions. The language of KRS 503.085 creates a unique situation where collateral estoppel may apply between civil and criminal issues. Therefore, the Commonwealth presented the evidence and the court found that they did not meet the burden. While the parties would have been different, the interest of the Commonwealth would be the exact same as the Appellees in the civil case and were therefore not prevented from a full and fair opportunity to present their case. Consequently, when a criminal court makes a finding of immunity under the statute, we hold that collateral estoppel applies to preclude a civil action arising from the same conduct from going forward. We are troubled by this result, as it leaves no remedy for the estate of an unarmed brother who was killed while attempting to disarm his armed brother. However, we are compelled to follow the law, since it is clear that collateral estoppel applies to preclude this action. This Court affirmed the criminal court’s finding of immunity in Commonwealth v. Albright, No. 2016-CA-001352-MR, 2018 WL 1770328 (Ky. App. 2018). The Kentucky Supreme Court denied discretionary review of that opinion on September 19, 2018. Consequently, the requirement of a final decision on the merits has been satisfied. 2 -7- Even without relying on collateral estoppel, the language and meaning of the statute is clear. It appears the legislature’s intent was to prevent someone who was found to be criminally immune from being sued civilly. We will not address the constitutionality of the statute as it appears no notice was given to the Attorney General in accordance with KRS 418.075(1). Conclusion For the reasons expressed herein, as a matter of first impression, we hold that if an individual is found to be criminally immune from prosecution under KRS 503.085, that individual is also immune from civil litigation on the same facts. The result in this case is challenging to this Court. However, should the legislature have intended a different meaning of the statute, then that is something the legislature should address. Therefore, we reverse the trial court’s finding and direct that the trial court dismiss the complaint. ALL CONCUR. -8- BRIEF FOR APPELLANT, WILLIAM S. ALBRIGHT: BRIEF FOR APPELLEE, LINDSEY CHILDERS: Gregg E. Thornton Maxwell Smith Lexington, Kentucky Martin Pohl Louisville, Kentucky BRIEF FOR APPELLANT, HARDSHELL TACTICAL, LLC: Melissa Thompson Richardson Lexington, Kentucky Ryan Becker Louisville, Kentucky ORAL ARGUMENT FOR APPELLANT, WILLIAM S. ALBRIGHT: Gregg E. Thornton Lexington, Kentucky Danielle Blandford Louisville, Kentucky BRIEF FOR APPELLEE, BASU PROPERTIES, LLC: Charles H. Cassis Aaron John Silletto Louisville, Kentucky ORAL ARGUMENT FOR APPELLEES: Aaron John Silletto Louisville, Kentucky ORAL ARGUMENT FOR APPELLANT, HARDSHELL TACTICAL, LLC: Melissa Thompson Richardson Lexington, Kentucky -9-

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