HENDERSON (ALDEAN) JR. VS. COMMONWEALTH OF KENTUCKY
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RENDERED: JULY 15, 2011; 10:00 A.M.
TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2010-CA-001491-MR
ALDEAN HENDERSON, JR.
v.
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE CHARLES L. CUNNINGHAM, JR., JUDGE
ACTION NO. 80-CR-000412
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: COMBS AND LAMBERT, JUDGES; SHAKE,1 SENIOR JUDGE.
COMBS, JUDGE:
Aldean Henderson, acting pro se, appeals from an order of
the Jefferson Circuit Court that denied his motion for relief pursuant to Kentucky Rule[s]
of Civil Procedure (CR) 60.02. After our review, we affirm.
In 1980, Henderson was convicted of burglary in the first degree, robbery in the
first degree, and sexual abuse in the first degree. He was also convicted of being a
1
Senior Judge Ann O’Malley Shake sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and KRS 21.580.
persistent felony offender (PFO) in the first degree. Because of the PFO conviction, his
sentence of twenty years was enhanced to life.
Henderson’s trial was bifurcated. The first part concerned his guilt as to the
burglary, robbery, and sexual abuse charges. The second part pertained to the charge of
PFO. After the jury returned a guilty verdict for the first part but before proceedings
began relating to the PFO, the court allowed the Commonwealth to amend the indictment
and to add six more offenses.
Henderson’s direct appeal to the Supreme Court of Kentucky was based in part on
his contention that this amendment was improper. The Supreme Court disagreed and
affirmed the conviction in a published opinion. Henderson v. Commonwealth, 636
S.W.2d 648 (Ky. 1982). Henderson now raises the same argument, asserting that a recent
decision of the Supreme Court, Miller v. Commonwealth, 2009 WL 160583 (Ky. Jan. 22,
2009), has changed the applicable law. We disagree.
Kentucky Rule[s] of Criminal Procedure (RCr) 6.16 directs that:
[t]he court may permit an indictment, information, complaint
or citation to be amended any time before verdict or finding if
no additional or different offense is charged and if substantial
rights of the defendant are not prejudiced. If justice requires,
however, the court shall grant the defendant a continuance
when such an amendment is permitted.
Henderson argues that, under Miller, we must now construe the amendment of his PFO
indictment as a violation of RCr 6.16.
We first note that Miller is an unpublished opinion and that, therefore, it is not
binding authority. CR 76.28(4)(c). Because we find that Miller is distinguishable from
the case before us, we shall nonetheless consider the merits of Henderson’s argument.
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In Miller, the Supreme Court found error because the jury had already returned a
guilty verdict on a charge of first-degree possession of a controlled substance when the
court allowed the Commonwealth to amend the indictment to make the possession charge
a second or subsequent offense. First-degree possession is a Class D felony under
Kentucky Revised Statute[s] (KRS) 218A.1415(2)(a). A charge of a second or
subsequent offense is a Class C felony under KRS 218A.1415(2)(b). Therefore, on its
face, the amendment violated RCr 6.16 both by being made after the verdict and by
charging a different offense.
In the case before us, the amendment to Henderson’s indictment related to a status
offense; it was made after the verdict was returned on his substantive offenses but before
the jury returned a verdict on the PFO charge. The jury had not even heard the proof
relating to the PFO charge. Furthermore, the amendment did not change the offense
charged in any way. It merely added more proof. There was not a facial violation of RCr
6.16, and Henderson has not shown how he was prejudiced by the amendment. As the
Supreme Court stated in Miller, “RCr 6.16 is a lenient rule.” Id. at 3. We agree with the
trial court that Miller does not affect its previous decision regarding the amendment to the
indictment.
Accordingly, we affirm the Jefferson Circuit Court.
ALL CONCUR.
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BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Aldean Henderson, Jr.
LaGrange, Kentucky
Jack Conway
Attorney General of Kentucky
J. Hays Lawson
Assistant Attorney General
Frankfort, Kentucky
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