BATTON (SAMUEL E.) VS. COMMONWEALTH OF KENTUCKY, ET AL.
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RENDERED: MARCH 25, 2011; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2010-CA-001056-ME
SAMUEL E. BATTON
v.
APPELLANT
APPEAL FROM KENTON CIRCUIT COURT
HONORABLE CHRISTOPHER J. MEHLING, JUDGE
ACTION NO. 07-J-01059
COMMONWEALTH OF KENTUCKY EX REL.
LISA-ANN NOBLE; AND HON. CHRISTOPHER
J. MEHLING, JUDGE, KENTON CIRCUIT COURT
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE: CLAYTON AND NICKELL, JUDGES; ISAAC,1 SENIOR JUDGE.
ISAAC, SENIOR JUDGE: Samuel E. Batton appeals from an order revoking his
conditional discharge for failure to pay child support. He argues: (1) the trial court
was required to set a purge amount to avoid incarceration and the trial court failed
1
Senior Judge Sheila R. Isaac sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and KRS 21.580.
to make a finding that he was unable to work because of mental health issues. For
the reasons stated below, we affirm.
On August 1, 2007, the Commonwealth filed a paternity complaint
naming Batton as the father of a minor child. Genetic testing confirmed Batton
was the father. On May 5, 2008, the trial court adjudicated Batton to be the legal
father of the child and ordered Batton to pay $175 per month for child support,
provide health insurance for the child, pay $40 per month toward the arrearage, pay
$90 for the genetic testing, and pay 50% of unreimbursed medical expenses. The
court also ordered both parents to obtain a GED.
Batton failed to make the required payments and owed $2275 in
arrearage. Following a hearing on April 1, 2009, the trial court found Batton in
contempt of court and sentencing was continued until July 1, 2009. The court
ordered Batton to provide proof that he was attempting to obtain his GED and to
provide the applications for jobs he was seeking. Following a hearing on July 1,
2009, the court sentenced him to serve five weekends in jail and ordered him to
pay an additional $25 per month toward the arrearage. The court conditionally
discharged an additional 180 days for two years. No appeal was taken from this
order.
Batton again failed to make the child support payments as ordered by
the court. Following a hearing on April 7, 2010, the trial court revoked the
conditional discharge. The court ordered Batton to serve 30 days in jail and
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conditionally discharged the remaining 135 days of the sentence for two years.
This appeal followed.
Batton argues that the trial court was required to set a purge amount to
avoid incarceration and that the trial court failed to make a finding that he was
unable to work because of mental health issues.
Batton cites the cases of Lewis v. Lewis, 875 S.W.2d 862 (Ky. 1993),
and Com. Ex rel. Bailey v. Bailey, 970 S.W.2d 818 (Ky.App. 1998), in support of
his position. While Batton correctly states the holdings of these cases, they are
inapplicable to the issue before us. The finding of contempt was made on April 1,
2009, and Batton was sentenced for contempt on July 1, 2009. No appeal was
taken from the order and sentence of contempt. Any issue regarding a purge
amount should have been made at that time. Batton has appealed from the April
23, 2010 order revoking his conditional discharge. This order was not a separate
finding of civil contempt.
Nevertheless, this Court has held that trial courts must satisfy the
requirements of Bearden v. Georgia, 461 U.S. 660, 103 S. Ct. 2064, 76 L. Ed. 2d
221 (1983), in proceedings to revoke probation or conditional discharge for failure
to pay child support. Gamble v. Commonwealth, 293 S.W.3d 406, 410 (Ky.App.
2009). The U.S. Supreme Court held that:
[I]n revocation proceedings for failure to pay a fine or
restitution, a sentencing court must inquire into the
reasons for the failure to pay. If the probationer willfully
refused to pay or failed to make sufficient bona fide
efforts legally to acquire the resources to pay, the court
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may revoke probation and sentence the defendant to
imprisonment within the authorized range of its
sentencing authority. If the probationer could not pay
despite sufficient bona fide efforts to acquire the
resources to do so, the court must consider alternate
measures of punishment other than imprisonment. Only
if alternate measures are not adequate to meet the State's
interests in punishment and deterrence may the court
imprison a probationer who has made sufficient bona fide
efforts to pay. To do otherwise would deprive the
probationer of his conditional freedom simply because,
through no fault of his own, he cannot pay the fine. Such
a deprivation would be contrary to the fundamental
fairness required by the Fourteenth Amendment.
Bearden, 461 U.S. at 672-73, 103 S. Ct. at 2073.
Although the order revoking conditional discharge did not contain
specific findings, the trial court entered informal written findings into the record on
April 8, 2010, following the hearing. The trial court found that Batton: (1) had
failed to present any medical evidence to support his claim of disability; (2) had a
job, but lost it because of fighting; and (3) had not made the payments required by
previous orders. Based on these findings, we are convinced that the trial court
considered Batton’s ability to pay and implicitly concluded that he had not made
bona fide efforts to acquire the resources to pay. Moreover, this Court has held
that even oral findings in this context are sufficient as long the reviewing court is
able to ascertain the basis of the trial court’s decision. Gamble, supra.
Accordingly, the order of the Kenton Circuit Court is affirmed.
ALL CONCUR.
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BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Karen Shuff Maurer
Assistant Public Advocate
Department of Public Advocacy
Frankfort, Kentucky
Katherine McLindon
Assistant Kenton County Attorney
Covington, Kentucky
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