JACKSON (DAVEON L.) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: JANUARY 14, 2011; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2009-CA-001120-MR
DAVEON L. JACKSON
v.
APPELLANT
APPEAL FROM FAYETTE CIRCUIT COURT
HONORABLE KIMBERLY N. BUNNELL , JUDGE
ACTION NO. 08-CR-00904
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING IN PART,
REVERSING IN PART, AND REMANDING
** ** ** ** **
BEFORE: CAPERTON AND MOORE, JUDGES; BUCKINGHAM,1 SENIOR
JUDGE.
BUCKINGHAM, SENIOR JUDGE: Daveon L Jackson appeals from a final
judgment of the Fayette Circuit Court convicting him of third-degree rape and of
being a second-degree persistent felony offender (PFO) and sentencing him to ten
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Senior Judge David C. Buckingham sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and KRS 21.580.
years in prison. We affirm the convictions but reverse and remand for a new
sentencing hearing.
On June 3, 2008, Jackson went to the home of a female friend after
having a fight with his girlfriend. His friend’s 15-year-old daughter, J.M., and son,
D.J., were also at the home. In addition, D.J. had a friend who was at the home.
Later in the evening, Jackson’s friend and J.M. went to bed. After Jackson’s friend
rejected Jackson’s romantic advances, Jackson went to J.M.’s bedroom and made
sexual advances toward her. When J.M. resisted Jackson’s advances and fled from
her bedroom, Jackson told her not to tell her brother and her mother. He then left
the house.
J.M. awakened her brother and told him what had happened. He then
told his mother. The police were called, and J.M. was taken to the hospital and
examined. J.M. claimed that Jackson had forcibly raped her. She stated that he
had put his penis into her vagina and had thrusted three times but had not
ejaculated. The examining nurse noted redness and abrasions in the labia minora
and redness above the urethra. J.M. also claimed that Jackson had slapped her and
had bitten her ear, but no bruising, swelling, or bite marks were noted.
Police Detective Tim Ball later questioned Jackson in a taped
interview that was played as evidence in the jury trial in this case. In the interview,
Jackson at first denied having even been around J.M. and denied having talked to
her. He also denied having sex with her. After further questioning by the
detective, Jackson admitted that “I did put it in a little bit and pulled it out and left
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‘cause I felt her brother and his friend were up in their room [and] her mom wasn’t
all the way asleep.” Jackson also said, “You can say sex ‘cause of intercourse, but
I didn’t go all the way, but it’s sex.” Jackson also stated that he thought J.M. was
16 or 17 years old.
Jackson was indicted by a grand jury on charges of first-degree rape
and for being a second-degree PFO. Following a jury trial, he was convicted of the
lesser-included offense of third-degree rape, based on his age being 21 or older and
J.M.’s age being under 16, and of PFO. Jackson’s sentence was set at five years on
the rape charge, enhanced to ten years due to his PFO status. This appeal by
Jackson followed.
Jackson raises several issues on appeal, some of which address the
guilt/innocence phase of the trial and some of which address the sentencing phase.
He also appeals from the portion of the judgment that requires him to pay court
costs. We conclude that any error in the guilt/innocence phase was harmless but
that there was palpable error in the sentencing phase that requires us to reverse the
sentence and remand for a new sentencing hearing. We also reverse the portion of
the final judgment that requires Jackson to pay court costs.
Jackson’s first argument is that the trial court erred in admitting the
portions of the taped interview wherein the detective stated to Jackson that he was
lying. During the interrogation the detective made several statements, including
“obviously you’re being deceitful with me,” “You sitting in that chair trying to bs
me is not going to work today[,]” “What I don’t understand is somebody sitting in
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that chair telling me they didn’t do something when I know they did[,]” “So don’t
lie to me and say that you don’t know [J.M.] and don’t lie to me and say you were
not messing around with [J.M.’s] mom[,]” and “See how you were at first, you
denied, lied. . .”
In Lanham v. Commonwealth, 171 S.W.3d 14 (Ky. 2005), the
Kentucky Supreme Court faced this very issue. In a 4-3 decision, the Court held
that
We agree that such recorded statements by the police
during an interrogation are a legitimate, even ordinary,
interrogation technique, especially when a suspect’s story
shifts and changes. We also agree that retaining such
comments in the version of the interrogation recording
played for the jury is necessary to provide a context for
the answers given by the suspect.
Id. at 27. Based on Lanham, the statements were admissible, and the trial court did
not err in allowing those portions of the taped interview to be played to the jury.
Because Lanham was a 4-3 decision, Jackson urges us to revisit the
issue and overrule the case. Even if we were inclined to do so, we are prohibited
from such action because we are bound by the precedents of the Kentucky
Supreme Court. Rule of Supreme Court (SCR) 1.030(8)(a).
Jackson also asserts that even if the statements were properly admitted
into evidence, the trial court nevertheless erred in not giving the jury a limited
admonition that the statements were not to be considered by the jury as evidence of
guilt but were only admissible to provide context for Jackson’s relevant responses.
Jackson cites the portion of the Lanham case where the Court said that “the better
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remedy to any possible adverse inference by the jury is a limiting admonition given
by the court before the playing of the recording.” Id. at 28. The court in Lanham
further stated as follows:
The admonition should be phrased so as to inform the
jury that the officer’s comments or statements are
“offered solely to provide context to the defendant’s
relevant responses.” This means, however, that a trial
court’s failure to give such an admonition when
requested by a defendant is error, though such an error is
still subject to harmless error analysis.
Id. (footnote and citation omitted).
As admitted by the Commonwealth in its brief, the court erred in not
giving the limited admonition. The remaining issue in this regard is whether the
error was harmless.
The test for harmless error is “whether there is any substantial
possibility that the outcome of the case would have been different without the
presence of that error.” Thacker v. Commonwealth, 194 S.W.3d 287, 291 (Ky.
2006). Because Jackson’s story changed and because he admitted having
penetrated J.M.’s vagina, we conclude that any error in failing to give the limited
admonition was harmless.
In a related argument, Jackson contends that the court erred in
allowing an additional portion of the taped interview to be played. In that portion
the detective states that J.M. “has no reason to lie because she’s embarrassed about
it.” Jackson asserts that this portion of the tape served to improperly bolster J.M.’s
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credibility. He further argues that this type of evidence is not admissible because it
does not fall within the holding of the Lanham case.
While Jackson’s attorney at trial objected to the admissibility of the
portion of the taped interview regarding Jackson’s credibility, he did not object to
the portion of the taped interview regarding J.M.’s credibility. Because Jackson
did not preserve any error in this regard, we will examine the issue to determine
whether any error occurred and, if so, whether the error was a palpable one. See
Martin v. Commonwealth, 207 S.W.3d 1, 3 (Ky. 2006).
The first question is whether any error occurred. In resolving this
issue, we begin by looking at the Lanham case. While the Court in the Lanham
case addressed circumstances where the questioning officer made statements
relating to the defendant’s credibility and held that such statements were
admissible, it did not address circumstances where the questioning officer made
statements relating to the victim’s credibility. In fact, the Court stated that
We further note that our holding in this case, and the rule
it establishes, is limited to the types of comments in this
case, i.e., accusations by an officer that a defendant is not
telling the truth. The rule does not address the types of
comments that some other courts have dealt with and
were not present in this case.
Lanham at 29.
“Generally, a witness may not vouch for the truthfulness of another
witness.” Stringer v. Commonwealth, 956 S.W.2d 883, 888 (Ky. 1997). See also
Lanham, 171 S.W.3d at 23. Since our Supreme Court has not extended the holding
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of the Lanham case to this circumstance and has even specifically limited its
holding to the circumstances present in that case, we decline to extend the rule as
well. Thus, we conclude that it was error for the court to allow that portion of the
taped interview as evidence. Because Jackson’s attorney did not object and thus
did not preserve error, the issue now is whether such error was a palpable one.
Kentucky Rules of Criminal Procedure (RCr) 10.26 provides in
relevant part that
A palpable error which affects the substantial rights of a
party may be considered . . . by an appellate court on
appeal, even though insufficiently raised or preserved for
review, and appropriate relief may be granted upon a
determination that manifest injustice has resulted from
the error.
Id.
In Graves v. Commonwealth, 17 S.W.3d 858 (Ky. 2000), our Supreme
Court held as follows concerning the palpable error rule:
Under this rule, an error is reversible only if a manifest
injustice has resulted from the error. That means that if,
upon consideration of the whole case, a substantial
possibility does not exist that the result would have been
different, the error will be deemed nonprejudicial.
Id. at 864 (citing Jackson v. Commonwealth, 717 S.W.2d 511 (Ky. App. 1986)).
In the Stringer case, a certified psychological counselor and cognitive
therapist testified that he was initially concerned that the 10-year-old child victim
of a sex offense might have been coached. He further testified that he
subsequently found that the child’s responses to questions were “consistent” and
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supported by “internal logic.” The witness concluded his testimony by stating that
his initial concerns were alleviated and that “I felt that I trusted [the victim] – or
the veracity of the statements and so forth.”
Our Supreme Court in Stringer noted that the issue had not been
preserved for appellate review and that the Court did not believe that the evidence
constituted “manifest injustice” or rose to the level of palpable error. Id. at 888.
Likewise, in this case we conclude that the error does not rise to the
level of palpable error. First, the detective did not state that J.M. was telling the
truth. He stated only that he believed that the victim had no reason to lie. Second,
the evidence was admitted as part of the taped interview whereby Jackson was
being interrogated. The jury heard the evidence in that context, as opposed to a
context where the detective was testifying as to his beliefs concerning J.M.’s
credibility. We cannot conclude that the admission of this evidence created a
“manifest injustice” requiring reversal of the conviction. We conclude that,
considering the whole case, there is not a substantial possibility that the result
would have been any different had that portion of the taped interview not been
admitted.
Jackson’s second argument on appeal is that the trial court erred by
not giving the jury a lesser-included offense instruction of sexual misconduct under
Kentucky Revised Statutes (KRS) 510.140. Jackson concedes that he was not
entitled to such an instruction under the current state of Kentucky law. See
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Johnson v. Commonwealth, 864 S.W.2d 266, 277 (Ky. 1993). He urges us to
overturn this “long-standing rule.”
As we noted earlier herein, we are bound by the precedents of the
Kentucky Supreme Court. SCR 1.030(8)(a). Therefore, we decline to overturn the
precedent of the Johnson case.
Jackson’s third argument is that in the sentencing phase of the trial,
the jury was given inaccurate information. Jackson states that the prosecutor
erroneously told the jury that he would be eligible for parole consideration after
serving 15% of his sentence. The Commonwealth agrees that the information
given to the jury was not accurate and that Jackson is not eligible for parole until
after he serves 20% of his sentence. Jackson made no objection to the evidence or
incorrect information, but he again asserts that the error was a palpable one
requiring reversal. The Commonwealth contends that the error was harmless.
In Robinson v. Commonwealth, 181 S.W.3d 30, 38 (Ky. 2005), our
Supreme Court stated that “[t]he use of incorrect, or false, testimony by the
prosecutor is a violation of due process when the testimony is material.” Further,
“[w]hen the prosecutor knows or should have known that the testimony is false, the
test of materiality is whether ‘there is any reasonable likelihood that the false
testimony could have affected the judgment of the jury.’” Id. (quoting from
United States v. Agurs, 427 U.S. 97, 103, 96 S.Ct. 2392, 2397, 49 L.Ed.2d 342
(1976)).
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The Commonwealth contends that the error in this regard is not a
palpable one because “we can be very confident here that the alleged 5%
misstatement as to parole eligibility had no impact on the jury’s sentencing
recommendation.” The Commonwealth states that the 5% difference means that
Jackson will have to serve 24 months rather than 18 months before being eligibility
for parole consideration. It asserts that the “misstatement only results in a sixmonths difference in the amount of time the Appellant will have to serve before he
is eligible for parole.”
Further, the Commonwealth contends that “[i]n light of the fact that
the jury gave Appellant the maximum sentence on both charges [rape and PFO],
there’s little or no likelihood that the alleged 5% misstatement would [have]
resulted in the jury imposing a lesser sentence.”
To address the Commonwealth’s first assertion, we note that while the
six-month difference in parole eligibility may seem insignificant to the
Commonwealth, it is surely significant to Jackson or anyone else who might have
an additional six months to serve in prison before being eligible for release.
Second, we disagree with the Commonwealth’s argument that the fact
Jackson received the maximum sentence supports a conclusion that the error was
likely not material in influencing the jury to render a sentence greater than it
otherwise might have rendered in the absence of the incorrect information. Had
the jury known that Jackson’s parole eligibility was 20% rather than 15%, it might
have sentenced him to only eight years in prison rather than ten years. Eight years
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at 20% eligibility and ten years at 15% eligibility result in approximately the same
parole eligibility.
In the Robinson case, our Supreme Court vacated the sentence due to
incorrect information regarding “good time credits” being given to the jury in the
sentencing hearing and remanded the case to the trial court for a new sentencing
hearing. Id. at 38. The Court stated
The question remains whether the testimony influenced
the jury to render a sentence greater than what it might
otherwise have given absent the incorrect testimony. We
believe it did and, for sure, can’t say it didn’t. . . . The
jury was given information to consider that was
obviously confusing to the very people who deal with it
on a daily basis. There is a reasonable likelihood that the
jury was influenced by the incorrect testimony.
Id. Like our Supreme Court in the Robinson case, we conclude that there is a
reasonable likelihood that the incorrect information could have influenced the jury
and “for sure, can’t say it didn’t.” We vacate the ten-year sentence and remand for
a new sentencing hearing.
Jackson’s fourth argument is that the trial court erred because it gave
an erroneous jury instruction on the PFO charge and that the erroneous instruction
invited a non-unanimous verdict. KRS 532.080(2)(c)(2) allows prosecution for
second-degree PFO if at least one of several forms of release from custody existed
when the new offense was committed. In Jackson’s trial, the Commonwealth
introduced evidence that Jackson was on probation when the rape occurred. There
was no evidence presented that any of the other circumstances of release required
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for PFO prosecution existed. Nevertheless, the trial court instructed the jury that it
could find Jackson guilty of PFO if it believed, among other things, that any of the
other circumstances allowed by the PFO statute were present. Jackson argues that
this was error and violated the requirement that the verdict be unanimous.
“When a jury is presented, in a single instruction, alternate theories of
guilt for the same offense, ‘each juror’s verdict [must] be based on a theory of guilt
in which the Commonwealth has proven each and every element beyond a
reasonable doubt.’” Robinson, 181 S.W.3d at 37 (quoting from Burnett v.
Commonwealth, 31 S.W.3d 878 (Ky. 2000)). “The denial of a unanimous verdict –
where the error is properly preserved – is not subject to a harmless error analysis.”
Burnett, 31 S.W.3d at 883.
Here, however, Jackson did not object to the instruction as given by
the trial court. Thus, the alleged error was not preserved. The Commonwealth
argues that Jackson’s failure to object renders the alleged error non-reviewable.
See RCr 9.54(2). Jackson, however, cites Howell v. Commonwealth, 296 S.W.3d
430, 433-35 (Ky. App. 2009), and Brown v. Commonwealth, 297 S.W.3d 557, 561
(Ky. 2009), as instances where Kentucky’s appellate courts have reviewed jury
instructions under the palpable error rule because the defendant had not objected to
the instructions at trial.
Assuming that we may review this issue for palpable error under RCr
10.26, we conclude that any error in this regard was not palpable because no
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manifest injustice has resulted. We do, however, caution the trial court on remand
to instruct the jury concerning PFO based only on the evidence.
Finally, Jackson argues that the trial court erred by improperly
imposing $155 in court costs on him. Jackson states that he was determined by the
trial court to be indigent and was represented by a public defender attorney. He
argues that it was error to impose court costs on him due to his indigency. Having
not preserved error in this regard, Jackson again alleges that the error was a
palpable one. The Commonwealth has not challenged Jackson on this issue.
KRS 23A.205(2) requires a trial court to impose court costs on
convicted persons “unless the court finds that the defendant is a poor person as
defined by KRS 453.190(2) and that he or she is unable to pay court costs and will
be unable to pay the court costs in the foreseeable future.” We find palpable error
and reverse the portion of the judgment requiring Jackson to pay the court costs.
Therefore, we affirm the portion of the final judgment convicting
Jackson of third-degree rape and second-degree PFO. We reverse the ten-year
sentence and remand for a new sentencing hearing. We reverse the imposition of
court costs.
MOORE, JUDGE, CONCURS.
CAPERTON, JUDGE, DISSENTS.
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BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Kathleen K. Schmidt
Frankfort, Kentucky
Jack Conway
Attorney General of Kentucky
J. Hays Lawson
Assistant Attorney General
Frankfort, Kentucky
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