GRAY (WALTER DURRELL) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: DECEMBER 11, 2009; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2008-CA-001633-MR
WALTER DURRELL GRAY
v.
APPELLANT
APPEAL FROM FAYETTE CIRCUIT COURT
HONORABLE SHEILA R. ISAAC, JUDGE
ACTION NO. 03-CR-00934
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING IN PART, REVERSING IN PART,
AND REMANDING WITH DIRECTIONS
** ** ** ** **
BEFORE: FORMTEXT LAMBERT AND TAYLOR, JUDGES; HENRY,
SENIOR JUDGE.
TAYLOR, JUDGE: Walter Durrell Gray brings this appeal from an August 18,
2008, judgment of the Fayette Circuit Court summarily denying a Kentucky Rules
of Criminal Procedure (RCr) 11.42 motion to vacate judgment entered upon a jury
verdict finding him guilty of murder. We affirm in part, reverse in part, and
remand with directions.
Gray was indicted by a Fayette County Grand Jury upon the charge of
murder (Kentucky Revised Statutes 507.202) following a shooting that occurred
during a drug transaction.1 The victim drove to the Arbor Grove housing project in
Lexington, Kentucky and was attempting to purchase crack cocaine. The victim
was shot while in her car. At the time of the shooting, three individuals, Gray,
Octavious Eggerson, and Bobby Douglas Faulkner, were in the vicinity of the
victim’s vehicle. The evidence at trial was conflicting as to the identity of the
shooter.
Following the shooting, Gray, Eggerson, and Faulkner entered the
apartment of Rose Crutcher. Crutcher, who was admittedly addicted to crack
cocaine, often permitted numerous individuals to smoke crack cocaine in her
apartment. The events that occurred in Crutcher’s apartment just after the shooting
are widely disputed and will be developed as necessary to disposition of this
appeal.
Following a jury trial, Gray was convicted upon the charge of firstdegree murder and was sentenced to forty-five-years’ imprisonment. Gray’s
conviction was affirmed on direct appeal by the Supreme Court of Kentucky in
Gray v. Commonwealth, 203 S.W.3d 679 (Ky. 2006).
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Walter Durrell Gray was also indicted upon the charges of trafficking in a controlled
substance (first degree) and possession of a handgun by a convicted felon. Both charges were
subsequently dismissed.
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Gray subsequently filed a pro se RCr 11.42 motion to vacate the
judgment of conviction. The court appointed counsel, and counsel filed a
supplemental memorandum in support of Gray’s pro se RCr 11.42 motion. The
court denied the RCr 11.42 motion without an evidentiary hearing. This appeal
follows.
Upon reviewing a denial of an RCr 11.42 motion without an
evidentiary hearing, it must be determined whether appellant’s allegations are
refuted upon the face of the record. Fraser v. Com., 59 S.W.3d 448, 452 (Ky.
2001); Hopewell v. Com., 687 S.W.2d 153 (Ky. App. 1985). If there are material
issues of fact that cannot be refuted upon the face of the record, appellant is
entitled to an evidentiary hearing. Fraser v. Com., 59 S.W.3d 448 (Ky. 2001). In
order to prevail upon an ineffective assistance of counsel claim, appellant must
demonstrate that trial counsel was deficient and that such deficiency resulted in
prejudice. Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L.Ed.2d
674 (1984).
Gray alleges ineffective assistance of trial counsel on three grounds.
First, he avers that trial counsel failed to introduce into evidence an audiotaped
interview of one of the Commonwealth’s key witnesses. Second, he asserts that
trial counsel failed to prepare for the penalty phase of trial. And, third, Gray
contends that trial counsel failed to bring a proper Batson challenge against the
Commonwealth’s strike of a potential juror. See Batson v. Kentucky, 476 U.S. 79
(1986). For the reasons hereinafter stated, we conclude that Gray is entitled to an
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evidentiary hearing upon the first two grounds alleging ineffective assistance of
trial counsel. However, we view the third ground to be meritless.
Gray initially claims that trial counsel was ineffective for failing to
introduce an audiotaped interview of Rose Crutcher, a witness for the
Commonwealth, in order to impeach her trial testimony. Trial counsel, along with
his investigator, interviewed Crutcher approximately two months prior to trial and
audiotaped the interview. While the entirety of the audiotaped recording is not
perfectly audible, it is clear that Crutcher stated she believed it was Bobby
Faulkner and not Gray who made the statement, “[i]f I can’t make no money, ain’t
nobody else going to make no mother-[expletive] money.” When asked if she was
sure that it was Faulkner, Cructher responded confidently remarking that she knew
Faulkner’s voice well. Conversely, at trial, Crutcher testified on direct
examination that Gray made the statement. This statement was important at trial as
it established motive on the part of Gray – presumably, Gray shot the victim
because she insisted upon buying her cocaine from Faulkner rather than Gray.
Gray’s trial counsel attempted to play the audiotape during crossexamination of Crutcher; however, the Commonwealth objected on the grounds
that the audiotape had not been previously disclosed for review pursuant to the
parties’ agreement for reciprocal discovery. The record reflects that at this point
trial counsel expressed confusion as to what was subject to reciprocal discovery
but conceded quickly to the Commonwealth’s assertion that the audiotaped
interview could not be admitted into evidence pursuant to the agreement. The trial
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court ruled that the audiotaped interview was inadmissible under the reciprocal
discovery agreement.
On direct appeal, the Supreme Court of Kentucky held that the trial
court erroneously concluded that the reciprocal discovery agreement barred the
admission of the audiotaped interview into evidence. See Gray, 203 S.W.3d 679.
The Supreme Court determined that the error was harmless because the audiotaped
interview should have been excluded as trial counsel failed to lay a proper
foundation for admission. See id. The Supreme Court specifically referenced the
trial court’s admonition given to trial counsel that counsel could ask whether
Crutcher recalled making statements implicating someone other than Gray. See id.
Because trial counsel failed to do so, the Supreme Court decided that the issue of
whether the trial court erroneously excluded the audiotaped interview from
evidence was not preserved for appellate review. See id. As such, we conclude
that Gray has satisfied the showing of the first Strickland requirement – that trial
counsel was deficient as to the admission of the audiotaped interview into evidence
because he failed to understand the terms of reciprocal discovery agreement and
because he failed to lay a proper foundation. See Strickland, 466 U.S. 668.
As to the prejudicial requirement of Strickland, the circuit court
concluded there was no prejudice because Crutcher conceded to most of the points
raised in the audiotaped interview during cross-examination. See id. However,
portions of the audiotaped interview clearly contradicted Crutcher’s trial
testimony. Although Crutcher stated during cross-examination that she could not
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be certain who made the statement “if I can’t make no money” Crutcher ultimately
stood by her contention that she believed it to have been Gray. In the audiotaped
interview, Crutcher affirmatively stated it was Faulkner and not Gray who made
this statement. Further, Crutcher did not detract from her trial testimony on direct
examination that she was threatened by Gray, an assertion she plainly denied in her
audiotaped interview. Thus, we are unable to conclude that the face of the record
refutes Gray’s contention that trial counsel’s failure to introduce these prior
inconsistent audiotaped statements of Crutcher was prejudice. Consequently, we
conclude that Gray was entitled to an evidentiary hearing upon this issue.
Gray next asserts that trial counsel was ineffective because he was
unprepared for the penalty phase of trial. Upon review of the record, we think it
plainly reflects that trial counsel was wholly unprepared for the penalty phase of
trial. During a bench conference, trial counsel’s own statements make it
abundantly clear that he was both unprepared for the penalty phase of trial and was
unaware of how to proceed during the penalty phase. After the trial court directed
trial counsel to proceed to the penalty phase, trial counsel admitted: “[w]ell, I just
can’t handle this thing. And [Gray] needs character witnesses and stuff like that.”
Trial counsel even asked the trial court and the Commonwealth: “[w]hat do you
normally do at the sentencing?” At this point, trial counsel appeared to accept
advice from the Commonwealth as to how to proceed during his client’s penalty
phase. Trial counsel also asked the Commonwealth about the advisability of
allowing Gray to testify during the penalty phase and decided not to do so per the
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Commonwealth’s recommendation. The Commonwealth also coached trial
counsel on how to address the jury at sentencing and told trial counsel that the jury
would probably recommend the minimum sentence of twenty years for Gray.
Upon examination of the record, it is clear that Gray’s trial counsel
was completely unprepared for the penalty phase of trial. This unpreparedness led
to a collapse of the adversarial process altogether. The adversarial component of
the criminal trial is a hallmark of the American system of justice, and its
preservation essential to Sixth Amendment guarantee of effective representation of
trial counsel. Considering the egregious nature of the circumstances surrounding
trial counsel’s performance at the penalty phase, we believe that trial counsel was
deficient and that prejudice cannot be refuted upon the face of the record. As such,
we conclude that Gray is entitled to an evidentiary hearing upon this issue.
Lastly, Gray asserts that trial counsel was ineffective for failing to
present a proper challenge under Batson v. Kentucky, 476 U.S. 79 (1986). Unlike
Gray’s other allegations of ineffective assistance of counsel, we think this
allegation is refuted upon the face of the record. In this respect, we agree with and
adopt the circuit court’s reasoning:
Finally, [Gray] claims his trial counsel was
ineffective for failing to properly challenge the
Commonwealth’s juror strikes under Batson. Id.
However, [Gray’s] trial counsel did address the
Commonwealth’s strike as not being based on a
nondiscriminatory reason and the trial court disagreed
with [Gray’s] counsel and held that the reason provided
by the Commonwealth was sufficient. Accordingly,
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[Gray] is also not entitled to [RCr] 11.42 relief for this
claim.
Thus, we reject Gray’s above assertion.
In sum, we hold that Gray is entitled to an evidentiary hearing upon
his claims that trial counsel was ineffective for failing to introduce into evidence
portions of the audiotape recording of Crutcher’s interview and for failing to
prepare for the penalty phase of trial. Upon remand, the circuit court shall hold an
evidentiary hearing upon these two allegations.
For the foregoing reasons, the judgment of the Fayette Circuit Court is
affirmed in part, reversed in part, and this case is remanded with directions to hold
an evidentiary hearing upon Gray’s RCr 11.42 motion.
ALL CONCUR.
BRIEFS FOR APPELLANT:
BRIEF FOR APPELLEE:
Alex De Grand
Daniel M. Dickert
Assistant Public Advocates
Department of Public Advocacy
Frankfort, Kentucky
Jack Conway
Attorney General of Kentucky
Joshua D. Farley
Assistant Attorney General
Frankfort, Kentucky
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