STURGEON (EDWARD LEE) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: SEPTEMBER 11, 2009; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2008-CA-001145-MR
EDWARD LEE STURGEON
v.
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE A.C. MCKAY CHAUVIN, JUDGE
ACTION NO. 07-CR-001971
COMMONWEALTH OF KENTUCKY
AND
NO. 2008-CA-001146-MR
EDWARD LEE STURGEON
v.
APPELLEE
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE A.C. MCKAY CHAUVIN, JUDGE
ACTION NO. 07-CR-002638
COMMONWEALTH OF KENTUCKY
OPINION
AFFIRMING
** ** ** ** **
APPELLEE
BEFORE: NICKELL AND VANMETER, JUDGES; GRAVES,1 SENIOR
JUDGE.
NICKELL, JUDGE: Edward L. Sturgeon (Sturgeon) has appealed from the
Jefferson Circuit Court’s June 12, 2008, order requiring him to register as a sex
offender pursuant to KRS 17.510 upon his release from incarceration. He argues
an amendment to the sex offender registry statute adopted by the Kentucky
General Assembly in 2006 transformed the registration requirement from a civil
mandate to a criminal punishment. For the following reasons, we affirm.
On February 21, 2008, Sturgeon entered into an unconditional plea
agreement with the Commonwealth for various sex crimes committed in the late
1970s and early 1980s, but were unreported to police until 2007. Pursuant to the
plea agreement, Sturgeon was sentenced to fifteen years’ imprisonment. However,
the issue of sex offender registration was not part of the plea agreement reached
between Sturgeon and the Commonwealth Attorney’s Office, because they could
not agree on whether the current statute, as amended in 2006, applied to Sturgeon.
Defense counsel and the Commonwealth Attorney’s Office disagreed on whether
the amendment transformed the registration requirement from civil to criminal.
Since the parties could not agree, they decided to let the trial court determine
whether Sturgeon was required to register as a sex offender under the statute as
amended. The trial court was likewise undecided, but all parties agreed the court
1
Senior Judge J. William Graves sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and Kentucky Revised Statutes
(KRS) 21.580.
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was bound by Supreme Court precedent. Ultimately, the trial court found Sturgeon
was required to register. This appeal followed.
As a condition of the plea agreement, the charges levied against
Sturgeon in Indictment Nos. 07-CR-001971 and 07-CR-002638 were consolidated
for sentencing purposes. Sturgeon filed two separate appeals with this Court.
Because the facts and issues presented were identical, the appeals were
consolidated by an order of this Court entered on August 20, 2009.
Sturgeon does not attack his underlying convictions or sentence.
Therefore, a detailed recitation of the facts is unnecessary to resolve this appeal.
The only question before this Court is whether sex offender registration applies to
Sturgeon, since the registry, created in KRS 17.510, did not exist when the crimes
for which he now stands convicted were committed.
Sturgeon contends that requiring him to register as a sex offender
under the 2006 version of the sex offender registration act would be a violation of
both federal2 and state law3 which prohibit the ex post facto enforcement of
criminal punishment. He argues the registry is no longer civil4 due to an
amendment adopted by the General Assembly in 2006, which implicitly overruled
the decisions rendered by our Supreme Court in 2002 interpreting the sex offender
2
Article 1 of the United States Constitution.
3
KRS 446.080 and Section 19 of the Kentucky Constitution.
4
In analyzing the 1998 and 2000 amendments to the sex offender registration laws in Hyatt v.
Commonwealth, 72 S.W.3d 566 (Ky. 2002), and Martinez v. Commonwealth, 72 S.W.3d 581
(Ky. 2002), our Supreme Court found registration to be a civil requirement, not a criminal
punishment.
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registration requirements as civil. Sturgeon contends three amendments and the
title of the House bill which proposed these amendments shows that the General
Assembly’s goal was to make these laws criminal.
Before we can address whether Sturgeon’s argument is meritorious
we must decide if the issue is properly before us. Despite the trial court’s
statement on the record that this issue was properly preserved for appeal, Sturgeon
must satisfy KRS 418.075(1) before this Court can hear his appeal. That statute
requires that “[i]n any proceeding which involves the validity of a statute, the
Attorney General of the state shall, before judgment is entered, be served with a
copy of the petition, and shall be entitled to be heard, and if the ordinance or
franchise is alleged to be unconstitutional, the Attorney General of the state shall
also be served with a copy of the petition and be entitled to be heard.” The same
requirement is also contained in CR5 24.03 which states in pertinent part, “when
the constitutionality of an act of the General Assembly affecting the public interest
is drawn into question in any action, the movant shall serve a copy of the pleading,
motion, or other paper first raising the challenge upon the Attorney General.”
(emphasis added). The purpose of the statute and the rule is to give the people,
through the Attorney General, the right to be heard regarding the validation or
invalidation of the laws governing their state. Maney v. Mary Chiles Hospital, 785
S.W.2d 480, 481 (Ky. 1990). As noted in the Commonwealth’s brief, Sturgeon did
5
Kentucky Rules of Civil Procedure.
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not serve the Attorney General as required by KRS 418.075(1) and CR 24.03.
Thus, this Court is not at liberty to hear his appeal.
Sturgeon argues that he is not mounting a constitutional challenge, but
merely a rhetorical one.6 He contends “the issue of constitutionality only comes up
if the government insists on trying to apply retroactively the newly-minted
punishment of registration.” Whether rhetorical or constitutional, the issue before
this Court appears to be the same. One cannot characterize a constitutional
argument as something it is not merely to circumvent required procedures.
The notice requirement of KRS 418.075 is a mandatory prelude in all
cases, whether civil or criminal, before a court may consider the constitutionality
of a statute. Jacobs v. Commonwealth, 947 S.W.2d 416, 419 (Ky. App. 1997)
(quoting Adventist Health Systems/Sunbelt Health Care Corp. v. Trude, 880
S.W.2d 539, 542 (Ky. 1994)). Notifying the Attorney General of an impending
constitutional challenge serves a significant role in the judicial process as a ruling
by this Court may affect the interests of those outside the present litigation.
Jacobs, 947 S.W.2d at 419. For similar reasons, the Court in Jacobs concluded the
notice requirements of KRS 418.0757 applied to both criminal and civil actions.
Id. Further, since the Attorney General must receive notice before entry of
6
Sturgeon does not explain exactly what he means when referring to his argument as
“rhetorical.” However, we note the definition of rhetorical is “of, relating to, or concerned with
rhetoric” or “employed for rhetorical effect; especially: asked merely for effect with no answer
expected <a rhetorical question>.” Merriam-Webster’s Collegiate Dictionary 1002 (10th ed.
2002).
7
Jacobs references KRS 418.075 throughout the opinion except for one occasion where it cites
a non-existent KRS 418.074. We deem the reference to KRS 418.074 to be a typographical
error.
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judgment, “merely filing an appellant brief, which necessarily occurs postjudgment, [will not] satisf[y]” KRS 418.075. Benet v. Commonwealth, 253
S.W.3d 528, 532 (Ky. 2008). In Benet, the defendant failed to file his
constitutional challenge with the Attorney General, thus the issue was not
preserved for our review. Id. Benet is directly on point with the instant case.
Sturgeon did not file his constitutional challenge with the Attorney General “prior
to entry of judgment,” thus, his challenge, whether rhetorical or constitutional, is
not preserved for our review. Id.
Even if the issue had been preserved for our review, we would still
affirm the trial court’s ruling which correctly concluded it was bound by Supreme
Court precedent. In 2002, the Supreme Court of Kentucky held sex offender
registration laws were civil and thus, there was no violation of ex post facto laws in
applying these requirements retroactively. Hyatt, 72 S.W.3d at 571; Martinez, 72
S.W.3d at 584. “In order to ascertain whether an ex post facto violation has
occurred, the court must first determine whether a change in law or regulation
creates a significant risk of increased punishment for the inmate.” Stewart v.
Commonwealth, 153 S.W.3d 789, 793 (Ky. 2005) (citing California Dept. of
Corrections v. Morales, 514 U.S. 499, 504, 115 S.Ct. 1597, 1601, 131 L.Ed.2d 588
(1995)). In mounting an ex post facto challenge, Sturgeon must show “its
retroactive application will result in a longer period of incarceration than under the
earlier rule.” Id. (citing Garner v. Jones, 529 U.S. 244, 251, 120 S.Ct. 1362, 1368,
146 L.Ed.2d 236 (2000)). Sturgeon has not made the required showing as the
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requirements of the amended sex offender registration statute do not increase his
overall period of incarceration. Id. Since the amended version does not impose
any additional period of incarceration upon Sturgeon, the retroactive application of
the sex offender registration act has not resulted in an ex post facto violation. Id.
(citing Garland v. Commonwealth, 997 S.W.2d 487, 489 (Ky. App. 1999)).
Further, sex offender registration laws do not “punish sex offenders,”
they serve only a “regulatory purpose.” Bray v. Commonwealth, 203 S.W.3d 160,
164 (Ky. App. 2006) (citing Hyatt, 72 S.W.3d at 571). “The dissemination of
information has never been considered a form of punishment.” Id. The provisions
of this Act do not “impose any additional punishment and are not ex post facto
laws under either the United States Constitution or the Kentucky Constitution.” Id.
Finally, the sex offender registration act remains substantially the same today as it
did when the Supreme Court rendered its decisions. Therefore, since the current
version, as amended in 2006, is virtually the same as the 1998 and 2000 amended
versions, which were deemed to be civil by our Supreme Court, we find no reason
to disturb the precedent already in place.
For the foregoing reasons, we affirm the order of the Jefferson Circuit
Court requiring Sturgeon to register as a sex offender.
ALL CONCUR.
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BRIEFS FOR APPELLANT:
BRIEFS FOR APPELLEE:
J. David Niehaus
Louisville, Kentucky
Jack Conway
Attorney General of Kentucky
Gregory C. Fuchs
Assistant Attorney General
Frankfort, Kentucky
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