ELSWICK (ROOSEVELT) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: FEBRUARY 6, 2009; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2007-CA-001634-MR
ROOSEVELT ELSWICK
v.
APPELLANT
APPEAL FROM PIKE CIRCUIT COURT
HONORABLE STEVEN D. COMBS, JUDGE
ACTION NO. 80-CR-00176
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: COMBS, CHIEF JUDGE; NICKELL, JUDGE; GRAVES,1 SENIOR
JUDGE.
NICKELL, JUDGE: Roosevelt Elswick (Elswick) appeals from an order entered
July 10, 2007, by the Pike Circuit Court denying his motion to dismiss the fully
adjudicated Pike County Indictment No. 80-CR-00176. We affirm.
Senior Judge John W. Graves sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and Kentucky Revised Statutes
(KRS) 21.580.
1
On May 27, 1981, following a jury trial, Elswick and his wife were
convicted of rape in the first degree.2 Both were sentenced to life imprisonment3
and our Supreme Court affirmed the judgment on direct appeal in an opinion which
became final on July 27, 1982.4
Thereafter, Elswick filed five motions seeking relief under RCr5
11.42. The trial court denied each of those motions on August 26, 1983; December
7, 1983; April 3, 1985; and May 23, 1985, respectively. We affirmed the denial of
relief on October 30, 1986.
On June 27, 1996, a CR6 60.02 motion was denied by the trial court.
We dismissed an appeal of that denial on February 5, 1997. The trial court then
denied a successive CR 60.02 motion and we affirmed that denial on October 9,
1998.
Elswick subsequently moved the trial court to allow him to obtain
court records pursuant to the Open Records Act. KRS 61.870 et seq. On March
16, 2006, the trial court sustained the motion. The records were not produced and
in August 2006, Elswick moved the trial court to: (1) appoint counsel; (2) dismiss
2
KRS 510.040.
The record on appeal contains only pleadings filed with the trial court since 2006. A more
complete history of the proceedings may be found in Elswick v. Commonwealth, 1997-CA-1699MR (not-to-be-published, 10/9/98).
3
4
Elswick v. Commonwealth, 81-SC-729-MR (not-to-be-published, 7/27/1982).
5
Kentucky Rules of Criminal Procedure.
6
Kentucky Rules of Civil Procedure.
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Indictment No. 80-CR-00176 pursuant to CR 61.02; and (3) hold an evidentiary
hearing. The trial court appointed counsel and entered an order compelling the
circuit clerk to permit the public advocate to review any pending motions.
However, the trial court denied Elswick’s motion to dismiss the indictment on July
10, 2007, finding it had been fully adjudicated in 1982 and that the trial court was
without authority to dismiss an indictment pursuant to CR 61.02. Elswick
contends this was error. We disagree.
Elswick makes numerous claims about his failure to acquire a
transcript of the grand jury proceedings. He further attacks his conviction by
asking this Court to dismiss the original indictment pursuant to CR 61.02.
However, Elswick has failed to direct us to any authority supportive of his
position. For the following reasons, we hold he is not entitled to the grand jury
transcripts or to relief pursuant to CR 61.02.
Rulings on motions to dismiss indictments are generally subject to an
abuse of discretion standard of review. Commonwealth v. Deloney, 20 S.W.3d
471, 474 (Ky. 2000). To amount to an abuse of discretion, a trial court’s denial
must be “arbitrary, unreasonable, unfair, or unsupported by sound legal
principles.” Clark v. Commonwealth, 223 S.W.3d 90, 95 (Ky. 2007). We will
affirm the trial court’s denial of the motion absent a “flagrant miscarriage of
justice.” Gross v. Commonwealth, 648 S.W.2d 853, 858 (Ky. 1983).
Our Supreme Court has held “post-conviction discovery is not
required by either the state or federal constitution.” Sanders v. Commonwealth, 89
-3-
S.W.3d 380, 394 (Ky. 2002). RCr 5.16 entitles a defendant to a copy of the grand
jury transcript from the attorney for the Commonwealth, “but not solely for use in
preparation of post-conviction proceedings. . . . [Elswick] is not entitled to postconviction discovery.” Wagner v. Commonwealth, 247 S.W.3d 540, 542 (Ky.App.
2008) (citing Sanders v. Commonwealth, 89 S.W.3d 380, 394 (Ky. 2002)); Haight
v. Commonwealth, 41 S.W.3d 436, 445 (Ky. 2001). Like the appellant in Wagner,
supra, Elswick has not stated how he intends to use the requested records nor has
he alleged that he did not receive a copy of the transcript before he was tried and
convicted in 1981. Since he has already availed himself of a direct appeal and
filed multiple state court motions7 pursuant to CR 61.02, CR 61.03 and RCr 11.42,
he has exhausted every opportunity for post-conviction relief, and he has not
articulated a legitimate purpose. See Gross v. Commonwealth, 648 S.W.2d 853,
856 (Ky. 1983). Post-conviction proceedings are not an opportunity to conduct a
fishing expedition for possible grievances. Haight v. Commonwealth, 41 S.W.2d
436, 445 (Ky. 2001).
Moreover, while CR 61.02 permits the granting of relief pursuant to a
motion for a new trial, the window for seeking such relief is limited to five days
after the verdict has been returned. Elswick was convicted twenty-six years ago
and he allowed seven and one-half years to pass before filing his latest motion.
In addition to filing numerous pleadings in state court, Elswick has also filed numerous
pleadings in federal court resulting in at least four opinions. Elswick v. Parke, 861 F.2d 720
(C.A.6 (Ky.) 1988) (unpublished); Elswick v. Parke, 489 U.S. 1056, 109 S.Ct. 1321, 103 L.Ed.2d
590 (1989); Elswick v. Sparkman, 95 F.3d 1152 (C.A.6 (Ky.) 1996) (unpublished); Elswick v.
Morgan, 2005 WL 1719971 (E.D.Ky. 2005).
7
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Filing a motion for a new trial at this juncture would clearly be untimely, and the
grant of relief pursuant to CR 61.02 is legally unavailable. The trial court did not
abuse its discretion in denying Elswick’s motion to dismiss the indictment.
For the foregoing reasons, the order of the Pike Circuit Court is
affirmed.
ALL CONCUR.
BRIEFS FOR APPELLANT:
BRIEF FOR APPELLEE:
Roosevelt Elswick, pro se
Burgin, Kentucky
Jack Conway
Attorney General of Kentucky
Gregory C. Fuchs
Assistant Attorney General
Frankfort, Kentucky
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