MAXWELL (TIMOTHY W.) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: FEBRUARY 6, 2009; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2007-CA-001562-MR
TIMOTHY W. MAXWELL
v.
APPELLANT
APPEAL FROM LOGAN CIRCUIT COURT
HONORABLE TYLER L. GILL, JUDGE
ACTION NO. 02-CR-00184
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: CAPERTON, DIXON, AND VANMETER, JUDGES.
VANMETER, JUDGE: Timothy Wayne Maxwell appeals pro se from an order
entered by the Logan Circuit Court denying his motion seeking RCr1 11.42 relief.
We affirm.
A jury convicted Maxwell of two counts of first-degree unlawful
transaction with a minor and one count of custodial interference. He was
1
Kentucky Rules of Criminal Procedure.
sentenced to twenty years’ imprisonment, and the Kentucky Supreme Court
affirmed his conviction on appeal.2 Maxwell then sought RCr 11.42 relief on the
ground that he was afforded ineffective assistance of counsel during his trial
proceedings. The circuit court denied the pro se motion after an evidentiary
hearing. This appeal followed.
As stated in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052,
80 L.Ed.2d 674 (1984), a two-pronged standard applies to claims of ineffective
assistance of counsel:
First, the defendant must show that counsel’s
performance was deficient. This requires showing that
counsel made errors so serious that counsel was not
functioning as the “counsel” guaranteed the defendant by
the Sixth Amendment. Second, the defendant must show
that the deficient performance prejudiced the defense.
This requires showing that counsel’s errors were so
serious as to deprive the defendant of a fair trial, a trial
whose result is reliable.
466 U.S. at 687, 104 S.Ct. at 2064. See also Gall v. Commonwealth, 702 S.W.2d
37, 39-40 (Ky. 1985).
On appeal, Maxwell first asserts that he was afforded ineffective
assistance when trial counsel failed to request a competency hearing for him.
More specifically, Maxwell alleges that his competency should have been
examined because he was severely depressed at the time of the criminal events,
and because “this court must find [him] totally insane if it believes” he would
provide his car keys to someone to whom he also provided alcohol and drugs.
2
Maxwell v. Commonwealth, 2003-SC-0655-MR (rendered April 21, 2005).
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However, Maxwell’s allegations below turned on his claims that (1) by virtue of
their youth the teenage witnesses were incompetent to testify against him, and (2)
his own competency should have been examined in light of his ongoing use of
alcohol and drugs. As the specific grounds raised on appeal were not raised in the
motion for RCr 11.42 relief, they were waived and may not be addressed for the
first time on appeal. Brock v. Commonwealth, 479 S.W.2d 644, 646 (Ky. 1972).
Next, Maxwell raises several claims in support of his contention that
he was afforded ineffective assistance because counsel failed to adequately prepare
for trial. However, his assertions that counsel failed to properly object to KRE3
404(b) evidence, or to contact witnesses in support of his defense, were waived by
his failure to specifically raise those assertions in the RCr 11.42 motion below.
Brock, 479 S.W.2d at 646.
Similarly, we must reject Maxwell’s claim that trial counsel erred by
failing to obtain a written recantation from an alleged juvenile victim, S.G., who
subsequently asserted that he had falsely recanted his original accusations against
Maxwell, and by failing to introduce evidence of S.G.’s prior bad behavior.
Despite some similarities to the claims raised below, the claims now before us
were not preserved by Maxwell’s assertions below that counsel provided
ineffective assistance by failing to either pursue charges against S.G., or attack
S.G.’s veracity for truthfulness. In any event, even if the claims raised on appeal
3
Kentucky Rules of Evidence.
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were orally raised and preserved during the evidentiary hearing, counsel’s actions
were justifiable decisions relating to trial strategy.
Maxwell next claims that counsel erred by failing to review certain
medical evidence prior to trial. Even if we assume without deciding that counsel’s
failure constituted deficient performance, Maxwell has not shown that his defense
thereby was prejudiced. Strickland, 466 U.S. at 687, 104 S.Ct. at 2064. As the
Supreme Court noted on direct appeal, witnesses testified below that two minors
consumed controlled substances provided by Maxwell, and the medical toxicology
reports confirmed their ingestion of such substances. Maxwell has not
demonstrated that counsel’s timely review of the medical evidence would have
changed his defense in any way, and he is not entitled to relief on this ground.
Strickland, 466 U.S. at 687, 104 S.Ct. at 2064.
Maxwell next asserts that he was afforded ineffective assistance when
counsel failed to permit him to testify at trial. However, the record shows and the
trial court found that Maxwell admitted during the evidentiary hearing that he
knew he had a right to testify but followed counsel’s advice, and that counsel did
not coerce or threaten him in any way to keep him from testifying. Although
counsel stated during closing argument that he had not allowed Maxwell to testify,
the record supports the court’s finding after the evidentiary hearing that counsel
made this statement to the jury in an effort to take
pressure off of [Maxwell], in the eyes of the jury, for not
testifying. This was not an admission that he prohibited
[Maxwell] from exercising his constitutional right to
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testify; rather, it was an exaggeration to explain to the
jury why Mr. Maxwell did not testify.
Given the record, we cannot say that the court erred by finding that Maxwell
waived his right to testify at trial.
Finally, Maxwell contends that he was afforded ineffective assistance
when counsel failed to request a directed verdict based on allegations that the
witnesses against him had committed perjury. A court should grant a directed
verdict only if, under the evidence as a whole, it would be clearly unreasonable for
a jury to find guilt. Commonwealth v. Benham, 816 S.W.2d 186, 187 (Ky. 1991).
However, issues regarding the weight and credibility of evidence fall within the
exclusive province of the trier of fact. See, e.g., Commonwealth v. Smith, 5 S.W.3d
126, 129 (Ky. 1999); Reynolds v. Commonwealth, 113 S.W.3d 647, 650 (Ky.App.
2003). As allegations of perjury go to the weight and credibility of evidence, no
basis existed for seeking a directed verdict based on such allegations.
The Logan Circuit Court’s order is affirmed.
ALL CONCUR.
BRIEFS FOR APPELLANT:
BRIEF FOR APPELLEE:
Timothy W. Maxwell, Pro se
Franklin, Kentucky
Jack Conway
Attorney General of Kentucky
Henry Flores
Assistant Attorney General
Frankfort, Kentucky
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