ASHER (KENNETH E.) VS. ASHER (BARBARA H.)
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RENDERED: MARCH 6, 2009; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2007-CA-000594-MR
KENNETH E. ASHER
v.
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE JOAN L. BYER, JUDGE
ACTION NO. 05-CI-503305
BARBARA H. ASHER
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: CLAYTON, DIXON AND WINE, JUDGES.
CLAYTON, JUDGE: Kenneth E. Asher (Kenneth) appeals from a dissolution of
marriage proceeding originating in Jefferson County, Kentucky. He claims that the
trial court abused its discretion in awarding pendente lite maintenance,
maintenance and attorney fees. After reviewing the record in light of Kenneth's
arguments, we find no basis for disturbing the decisions of the Family Court. We
affirm the judgment and orders entered in this action.
Kenneth and Barbara H. Asher (Barbara) were married on July 29,
1991, in Oldham County, Kentucky and separated for the final time on January 5,
2006. They are the parents of two minor children. Kenneth is self-employed as a
business consultant, and Barbara is employed as a pharmaceutical sales
representative. The trial court entered a decree of dissolution on November 13,
2006.
Following a trial held on September 28 and 30, 2006, the trial court
entered findings of fact, conclusions of law, and an order on January 17, 2007,
which, among other items, awarded Barbara $28,440.89 in pendente lite
maintenance arrearages, $2,000 per month in maintenance for forty-eight months,
and $25,000 in attorney fees. After cross-motions to alter, amend, or vacate,
pursuant to Kentucky Rules of Civil Procedure (CR) 59.05, the trial court, on
February 19, 2007, entered a corrected order granting each party’s motions in part
and correcting some factual errors. On that same day, the court also entered an
order of distribution. These orders, however, did not change Kenneth’s pendente
lite maintenance, maintenance, or attorney fee obligations. Thereafter, this appeal
was filed.
Kenneth raised the following issues: (1) The trial court erred by
awarding Barbara maintenance, including maintenance pendente lite; (2) the trial
court erred and abused its discretion in the amount and duration of maintenance
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awarded; and, (3) the trial court abused its discretion by awarding attorney fees to
Barbara.
Maintenance is governed by Kentucky Revised Statutes (KRS)
403.200, which states:
(1) In a proceeding for dissolution of marriage . . . the
court may grant a maintenance order for either spouse
only if it finds that the spouse seeking maintenance:
(a) Lacks sufficient property, including marital
property apportioned to him, to provide for his
reasonable needs; and
(b) Is unable to support himself through
appropriate employment or is the custodian of a
child whose condition or circumstances make it
appropriate that the custodian not be required to
seek employment outside the home.
(2) The maintenance order shall be in such amounts and
for such periods of time as the court deems just, and after
considering all relevant factors including:
(a) The financial resources of the party seeking
maintenance, including marital property
apportioned to him, and his ability to meet his
needs independently, including the extent to which
a provision for support of a child living with the
party includes a sum for that party as custodian;
(b) The time necessary to acquire sufficient
education or training to enable the party seeking
maintenance to find appropriate employment;
(c) The standard of living established during the
marriage;
(d) The duration of the marriage;
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(e) The age, and the physical and emotional
condition of the spouse seeking maintenance; and
(f) The ability of the spouse from whom
maintenance is sought to meet his needs while
meeting those of the spouse seeking maintenance.
In short, the statute requires the trial court to make relevant findings of fact and
exercise its discretion, using the above factors, to determine whether to award
maintenance. Perrine v. Christine, 833 S.W.2d 825, 826 (Ky. 1992). Further, a
trial court's decision regarding maintenance will not be reversed unless the trial
court abused its discretion or based its decision on findings of fact that are clearly
erroneous. Powell v. Powell, 107 S.W.3d 222, 224 (Ky. 2003).
Kenneth argues that the trial court did not make adequate findings of
fact with regard to Barbara’s assets and Barbara’s employment, thus invalidating
its decision regarding maintenance. After careful scrutiny of the trial court’s
twenty-one page decision and the record, we reach a different conclusion. The trial
court’s decision painstakingly reviewed both parties’ assets and employment. As
part of that process, the trial court looked closely at both parties’ reported
expenses. It found that Barbara, notwithstanding her salary, had a monthly deficit
and was unable to pay all her expenses.
Once the trial court decided that Barbara lacked sufficient property
and was unable to support herself through reasonable employment, the trial court
analyzed the factors in KRS 403.200(2) to set the amount and duration of the
maintenance. Keeping in mind the discretion vested in the trial court, we see the
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trial court concluded that, at the end of the fifteen-year marriage, maintenance was
necessary for Barbara. Significantly, the trial court resolved the issue of whether
to grant maintenance based not only on the party’s assets and employment but also
on a consideration of the other statutory factors. Moreover, the trial court
examined these factors individually and as they related to each other. After this
analysis, the trial court granted maintenance, but it did not grant Barbara’s request
for permanent maintenance of $4,000 per month but ordered maintenance for four
years in the monthly amount of $2,000. Furthermore, the trial court made the
maintenance award modifiable under KRS 403.250.
Our review of the record shows no use of erroneous facts by the trial
court. Indeed, Kenneth points out no actual errors in the findings of fact but only
disputes the interpretation of the facts. We believe the trial court’s evaluation of
these factors was appropriate and find no abuse of discretion with regards to
maintenance. Nor do we find the amount unreasonable or the duration of the
maintenance arbitrary.
During the pendency of this action, on June 23, 2006, Kenneth was
ordered to pay $4,000 per month pendente lite maintenance. At the time of the
trial, Kenneth and Barbara both agreed that he was in arrears but disputed the
amount of maintenance pendente lite owed. They also had different views
regarding the amount of Barbara’s monthly expenses. But no disagreement exists
as to whether Kenneth was significantly in arrears. The $32,000 arrearage claimed
by Barbara was reduced, based on the trial court’s review of payments between the
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parties, to $28,440.89. Given the contentious nature of the action, we think the
trial court did an admirable job of dealing with the parties’ dispute over the
amount. Besides, an appellate court is prohibited from infringing on the factfinding role of the trial court and should not substitute its opinion for that of the
trier of fact in the absence of clear error. Baze v. Rees, 217 S.W.3d 207, 210 (Ky.
2006). Accordingly, we find no error or abuse of discretion here and uphold the
trial court’s order for Kenneth to pay $28,440.89 maintenance pendente lite.
Kenneth’s final argument is that the trial court abused its discretion by awarding
attorney fees of $25,000.00 to Barbara. We disagree. An award of attorney fees in
a dissolution proceeding is permitted pursuant to KRS 403.220. Such an award is
entirely within the trial court's discretion. Glidewell v. Glidewell, 859 S.W.2d 675,
679 (Ky. App. 1993). The only requirement is a disparity in the financial resources
of the parties. Id. The findings of fact stated that in 2006 Barbara earned
$7,144.83 plus expenses per month while Kenneth earned, according to his 2005
tax return, $147,614 or $12,301 per month. Moreover, Kenneth’s tax returns
showed that he earned an average of $123,686.00 over the past five years. He, too,
is reimbursed for expenses. Kenneth made more money than Barbara. In this
instance, financial inequality allowed the award.
Additionally, Kenneth argues that it would have been impossible for
the trial court to ascertain the amount and character of the attorney’s services.
Again, we disagree. On the day of the trial, Barbara’s attorney filed an affidavit
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with the trial court showing attorney fees in excess of $43,000. Kenneth has
indicated that he spent roughly the same amount for legal fees.
The allocation of attorney's fees is entirely within the discretion of the
court. Moss v. Moss, 639 S.W.2d 370, 373 (Ky. App. 1982); Wilhoit v. Wilhoit,
521 S.W.2d 512 (Ky. 1975). The rationale for giving the trial court the discretion
to do so is because trial court is with the case from beginning to end, and hence, is
able to ascertain the volume and level of legal services. Here, we are not
persuaded that the trial court abused its discretion as the record speaks for itself.
Therefore, we affirm the trial court's award of attorney fees to Barbara.
For the reasons set forth above, we affirm the Jefferson Circuit Court.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Kimberly Withers Daleure
Louisville, Kentucky
John Valentine
Louisville, Kentucky
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