JOHNSON (DEBBIE) VS. UNIVERSITY MEDICAL CENTER, INC.
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RENDERED: AUGUST 8, 2008; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2007-CA-002094-MR
DEBBIE JOHNSON, EXECUTRIX OF
THE ESTATE OF MATTIE R. GAFFORD,
DECEASED
v.
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE STEPHEN K. MERSHON, JUDGE
ACTION NO. 07-CI-006481
UNIVERSITY MEDICAL CENTER, INC.,
D/B/A UNIVERSITY OF LOUISVILLE
HOSPITAL
APPELLEE
OPINION
REVERSING
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BEFORE: CLAYTON, DIXON AND WINE, JUDGES.
WINE, JUDGE: Debbie Johnson (“Johnson”), Executrix of the Estate of Mattie R.
Gafford (“Gafford”), appeals from a summary judgment from the Jefferson Circuit
Court’s dismissal of her complaint against University Medical Center, Inc., d/b/a
University of Louisville Hospital (“University Hospital”) for personal injuries
Gafford suffered while in its care. We reverse the trial court’s order granting
summary judgment pursuant to Kentucky Revised Statutes (“KRS”) 413.180.
The facts of this case are not in dispute. On January 1, 2006, Gafford
was admitted to University Hospital. The following day, Gafford fell and fractured
her hip when she attempted to rise from the commode without assistance. Gafford
died on May 18, 2006, due to causes unrelated to her fall at University Hospital.
Johnson qualified as Gafford’s personal representative on February 22, 2007. On
July 11, 2007, Johnson filed a medical negligence action for personal injuries
against University Hospital alleging damages arising out of Gafford’s fall on
January 2, 2006. Thereafter, University Hospital filed a motion for summary
judgment based on the statute of limitations. The trial court granted the summary
judgment motion on October 11, 2007. This appeal followed.
The sole issue on appeal is whether an action for personal injury filed
by one’s personal representative is barred unless that representative qualifies
within one year from the date of injury. Johnson argues, under the plain language
of KRS 413.180, a personal representative has one year after appointment to bring
an action for personal injury. We agree.
Under KRS 413.140(e), any action “against a physician, surgeon,
dentist, or hospital licensed pursuant to KRS Chapter 216, for negligence or
malpractice” or “for an injury to the person of the plaintiff” (KRS 413.140(a)) shall
be commenced within one year after the cause of action accrued. However, KRS
413.180 reads in relevant part:
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(1) If a person entitled to bring any action mentioned
in KRS 413.090 to 413.160 dies before the expiration of
the time limited for its commencement and the cause of
action survives, the action may be brought by his
personal representative after the expiration of that time, if
commenced within one (1) year after the qualification of
the representative.
(2) If a person dies before the time at which the right
to bring any action mentioned in KRS 413.090 to
413.160 would have accrued to him if he had continued
alive, and there is an interval of more than one (1) year
between his death and the qualification of his personal
representative, that representative, for purposes of this
chapter, shall be deemed to have qualified on the last day
of the one-year period.
The statute limits its scope to actions “mentioned” in KRS 413.090 to 413.160.
Clearly, KRS 413.140, covering personal injury claims, is explicitly included in the
listed statutes. Gafford was injured on January 2, 2006; she died on May 18, 2006;
Johnson was appointed personal representative on February 22, 2007; and Johnson
filed this claim on July 11, 2007. Thus, we agree with Johnson that, pursuant to
the plain meaning of KRS 413.180, the statute of limitations did not run before she
filed this claim.
However, University Hospital cites, and the trial court relied upon,
Southeastern Kentucky Baptist Hospital, Inc. v. Gaylor, 756 S.W.2d 467 (Ky.
1988), in support of its position that the statute of limitations had expired. In
Gaylor, the Supreme Court of Kentucky acknowledged prior holdings that
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“unless a personal representative shall qualify within one year from the injury, the
action is barred.” Id. at 469, quoting Louisville & N.R.R. Co. v. Brantley’s Admr.,
106 Ky. 849, 51 S.W. 585 (1899).1 The Court further noted that
if no valid personal representative is appointed within
one year of the date of death, any action for wrongful
death dies. However, if a personal representative is
appointed within one year of the date of death, he then is
granted one year from the date of his appointment to file
suit. If no suit is filed within that time, the action for
wrongful death dies.
Id. at 470, quoting Drake v. B.F. Goodrich Co., 782 F.2d 638, 641-42 (6th Cir.
1986).
In so holding, the Court in Gaylor implicitly found that KRS 413.180
applies to wrongful death actions. This conclusion conflicted with other cases
finding that KRS 413.180 applies to personal injury claims, but not to wrongful
death actions. See Massie v. Persson, 729 S.W.2d 448 (Ky. App. 1987); Totten v.
Loventhal, 373 S.W.2d 421 (Ky. 1963); and Faulkner’s Adm’r v. Louisville &
N. R. Co., 184 Ky. 533, 212 S.W. 130 (1919). Subsequently, the Supreme Court
resolved this conflict in Connor v. George W. Whitesides Co., 834 S.W.2d 652,
654 (Ky. 1992), in which the Court stated that “[t]he purpose of KRS 413.180 is to
Brantley was decided subject to Ky. St. § 2516, which provided, “An action for an
injury to the person of the plaintiff . . . shall be commenced within one year next after the
cause of action accrued and not thereafter. (Emphasis added). Because of the languange
“and not thereafter,” the Brantley Court held Ky. St. § 2526, which allowed for the
deceased’s representative to bring an action within one year of his qualification, had no
application. However, as acknowledged in Brantley, § 2516 was subsequently amended,
deleting the language “and not thereafter.” KRS 413.140, enacted in 1942, also does not
include the language “and not thereafter” allowing for the application of KRS 413.180(1),
the successor to Ky. St. § 2526.
1
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allow time for the appointment of a personal representative and then to give that
personal representative time to evaluate claims and determine whether to pursue
those claims. . . . The net effect of this statute . . . is to provide two years from the
date of death to appoint a personal representative and commence a cause of
action . . . .” Id. Johnson suggests, and we agree, this conclusion indicates the
Court’s implicit intention was to overrule prior cases supporting University
Hospital’s position.
The trial court distinguished Connor from this case by pointing out
that the issue in Connor was whether KRS 413.180 applies to wrongful death
cases, and the Court’s affirmative conclusion overruled a long line of cases holding
that KRS 413.180 was not applicable to wrongful death actions. The trial court in
this case acknowledges though that the trial court in Connor denied summary
judgment as to a personal injury claim in that case filed by the estate holding that
the claim was timely filed under applicable law. This issue in Connor was not
appealed. Significant is that the Connor Court clears up some confusion over
varying time limitations when it wrote:
Personal injury and wrongful death claims may be
prosecuted by the personal representative in one action as
was done in this case. KRS 411.133. It is reasonable to
conclude the General Assembly intended for the personal
representative to have the same amount of time to
prosecute all claims resulting from injury to the decedent
including injuries resulting in death.
Connor, 834 S.W.2d at 654. The personal representative in Connor was not
appointed until thirteen months after the date of death of the decedent.
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In the current case, Johnson is asserting a personal injury claim on
Gafford’s behalf, not a wrongful death claim. But under the rule set out in Connor,
KRS 413.180 applies to both personal injury and wrongful death claims. The
Supreme Court in Reda Pump Co. v. Finck, 713 S.W.2d 818, 819-20 (Ky. 1986),
noted, “We have long adhered to the rule in this jurisdiction that statutes will be
construed according to the plain meaning of the words contained in the statute.” It
is abundantly clear in KRS 413.180 that the legislature intended that a personal
representative be allowed to commence a personal injury action within one year
after the qualification of the representative. Here, Johnson qualified as the
decedent’s personal representative on February 22, 2007, and filed this action on
July 11, 2007, well within the statutory limitations. Therefore, the trial court
clearly erred in finding that the action was untimely filed.
Accordingly, the order of the Jefferson Circuit Court is reversed.
ALL CONCUR.
BRIEFS FOR APPELLANT:
BRIEF FOR APPELLEE:
Jeffrey T. Sampson
Louisville, Kentucky
Susan D. Phillips
William P. Swain
Louisville, Kentucky
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