PRUSHI (HETEM) VS. COMPENSATION HYATT CORPORATION , ET AL.
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RENDERED: JULY 25, 2008; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2007-CA-001938-WC
HETEM PRUSHI
v.
APPELLANT
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS’ COMPENSATION BOARD
ACTION NO. WC-06-01119
HYATT CORPORATION; HON. ANDREW
F. MANNO, ADMINISTRATIVE LAW JUDGE;
AND WORKERS' COMPENSATION BOARD
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE: ACREE AND NICKELL, JUDGES; BUCKINGHAM,1 SENIOR
JUDGE.
ACREE, JUDGE: Hetem Prushi appeals from an order of the Workers’
Compensation Board affirming the Administrative Law Judge’s dismissal of his
Senior Judge David C. Buckingham sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and Kentucky Revised Statutes
(KRS) 21.580.
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claim. The ALJ noted that he did not find Prushi’s testimony regarding the
existence of a work-related injury to be credible. Prushi argued before the Board
that the ALJ disregarded uncontroverted medical testimony that he suffered a
work-related injury. The law, however, is clear that the trier of fact is not bound
by a medical opinion on causation based solely on the history provided by the
patient. Osborne v. Pepsi-Cola, 816 S.W.2d 643, 647 (Ky. 1991)(superseded by
statute on other grounds). Consequently, the decision of the Board is affirmed.
At the time of his alleged injury, Prushi had been employed as a cook
at the Hyatt Regency Hotel in Louisville for over six years. He has a twelfth-grade
education, as well as having completed a three-year culinary program in his native
Kosovo. Prushi entered the United States as a refugee in 1999 and has been
employed at the Hyatt since August of that year. He also worked part time at an
Arby’s restaurant. On November 26, 2005, Prushi arrived at work at 5:15 a.m. He
later claimed that, while lifting a heavy pan of cooking oil into the deep fryer, he
felt a sharp pain in his lower back. After several minutes, the pain subsided and he
resumed his work until his wife contacted him to advise him that his father had
died in Kosovo.
Prushi at first sought to return to Kosovo for his father’s funeral.
When he was unable to obtain airline tickets, his employer allowed him to take the
traditional three-day mourning period off of work. Prushi did not tell anyone at
work about his alleged work injury until after he returned to work. He then told his
supervisor, Jeremy. However, no accident report was filled out at that time
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because Jeremy did not believe the alleged injury was serious enough to merit a
report. Prushi did not seek medical treatment until January 2006, and he told
neither the first nor second doctor he saw about any alleged work injury. It was
not until March 13, 2006, that Prushi told the third doctor who treated him that he
first injured his back while lifting a grease pan at work.
Hyatt received the first written notification that Prushi was alleging a
work-related injury on August 28, 2006. Prushi testified by deposition and at a
hearing before the ALJ. He described trying to lift a sixty to seventy pound grease
pan to put into the deep fryer for reheating sausages made the previous day.
According to Prushi, reheating the sausages in the deep fryer kept their casings
softer and gave them a fresher appearance than reheating them on the grill. As he
lifted the pan, Prushi felt a sharp pain in his lower back and was forced to rest for a
few minutes before returning to work. He admitted that he did not report his
accident for three of four days after returning to work because he did not think it
was serious. According to Prushi, when he told his supervisor about the incident,
no report was filed because his account was not taken seriously.
When Prushi first sought medical treatment for leg and ankle pain
from Dr. Torlak, his family doctor, he did not inform her of any accident or injury.
After he failed to obtain relief from prescribed medication, Dr. Torlak referred him
to Dr. Catalano. Prushi gave differing accounts of his failure to mention the
alleged work-related accident to Dr. Catalano. He claimed at one point that the
doctor misunderstood him when he explained how he had hurt his back. However,
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he also stated that he was afraid to report a work-related injury for fear of losing
his job and his insurance because there was no initial report made when the injury
occurred. Nevertheless, Prushi told Dr. Catalano that he was at work, bending
down to pick something up when he felt pain in his back and leg. Finally, Prushi
testified that Dr. Catalano never asked him whether he had been injured.
After Dr. Catalano diagnosed a pinched nerve, he offered Prushi a
choice between surgery or epidural shots. Prushi chose the injections and was
referred to Dr. Nelson. This third physician to treat him was the first one to be told
about any alleged work injury from lifting a grease pan. Prushi told the ALJ that
Dr. Nelson was the only doctor who was interested in finding out the cause of his
back problems. He also stated that, although he continued to fear for his job,
Prushi felt that he had no choice other than to tell Dr. Nelson the truth about his
back injury. According to Prushi, he has been able to continue with his regular job
duties and his pain is sufficiently managed by taking Darvocet and Advil. His
medical bills have all been paid, subject to terms of the insurance policy obtained
through his employment at Hyatt.
The ALJ also heard testimony from Tom Kasperski, the head of
Hyatt’s human resources department. He testified that the employee handbook
contains a provision requiring reporting of any work-related injuries within twentyfour hours. The handbook advises employees that they can report accidents to the
security department and the guard will fill out a report. All employees are required
to sign the handbook, acknowledging their familiarity with its terms. According to
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Kasperski, no employee had ever been disciplined for reporting a work-related
accident. He also testified that Prushi had received an annual review and a raise
since reporting his alleged accident on August 28, 2006, and that his employment
continues without any problems. Finally, Kasperski told the ALJ that the deep
fryer would not be filled with grease until 10:30 a.m. because otherwise the grease
would become rancid before lunch time. The procedure for reheating sausages was
to use the grill and not the deep fryer.
Prushi also introduced medical evidence from two doctors who
performed an independent medical review of his condition. Dr. Lach’s report, filed
October 5, 2006, assessed Prushi with a ten percent whole body impairment for
herniated nucleus puplosis at the L5-S1 level. He recommended a ten-pound
lifting restriction. Dr. Ballard’s report, filed November 29, 2006, assessed the
same impairment rating, but set the lifting restriction at fifty pounds, with no
repetitive bending. Both doctors opined that Prushi was capable of working at his
current job subject to their respective restrictions. Each doctor noted a history
taken from the patient of an injury suffered while lifting a heavy pan of grease at
work. Dr. Ballard’s report stated that, if the reported incident did occur, it had
caused a harmful change in the human organism, which fits the statutory
description of an “injury” contained in the Worker’s Compensation Act. KRS
342.0011(1).
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The ALJ dismissed Prushi’s claim based on a finding that he failed to
prove the existence of a work-related injury. The finding stated in relevant part as
follows:
After careful consideration of all the evidence offered in
this claim, the ALJ is unable to find that it is more likely
or not that Mr. Prushi sustained a back injury on
November 26, 2005 while at work for the Defendant.
This ALJ notes that Mr. Prushi failed to tell his first two
medical providers about the lifting incident at work. The
Defendant had no record of an injury being reported prior
to the filing of the Form 101. Mr. Prushi provided
inconsistent testimony concerning notification of the
injury provided to the Defendant and information
provided to medical providers. This ALJ did not find the
testimony of Mr. Prushi to be credible.
Because Prushi failed to prove that he suffered a work-related injury, the ALJ
found that he was not entitled to medical benefits or income benefits under KRS
Chapter 342.
Prushi appealed to the Board arguing that he gave timely notice of his
injury and that the medical proof that his condition was caused by a work-related
injury was unrefuted. Thus, he argued the ALJ’s factual findings were an abuse of
discretion. In its decision affirming the ALJ, the Board noted that KRS 342.285
determined that the ALJ would be the fact finder. “For that reason, the facts as
found and any reasonable inferences that can be drawn from those facts are
conclusive if supported by substantial evidence.” (Board’s opinion, page 7). The
Board found that Prushi’s delay in seeking medical attention, as well as his failure
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to inform the first two treating physicians that he had been injured at work
supported the ALJ’s decision. This appeal followed.
On appeal, Prushi essentially presents the same issues regarding the
timeliness of his notification to his employer and the unrebutted medical evidence
of a work-related injury. He argues that the ALJ’s finding that he failed to prove a
work-related injury is clearly erroneous and that the ALJ abused his discretion in
dismissing the claim. “The claimant in a workman's compensation case has the
burden of proof and the risk of persuading the board in his favor.” Snawder v.
Stice, 576 S.W.2d 276, 279 (Ky.App. 1979) (Citations omitted). “[I]f the claimant
is unsuccessful before the board . . . the question before the [appellate] court is
whether the evidence was so overwhelming, upon consideration of the entire
record, as to have compelled a finding in his favor.” Wolf Creek Collieries v.
Crum, 673 S.W.2d 735, 736 (Ky.App. 1984). “Compelling evidence is evidence
'so overwhelming that no reasonable person could reach the conclusion' of the
ALJ.” Neace v. Adena Processing, 7 S.W.3d 382, 385 (Ky.App. 1999) (Citation
omitted). Where the evidence conflicts, “the finder of fact, and not the reviewing
court, has the authority to determine the quality, character and substance of the
evidence presented. . . .” Paramount Foods, Inc. v. Burkhardt, 695 S.W.2d 418,
419 (Ky. 1985). “The fact-finder may reject any testimony and believe or
disbelieve various parts of the evidence, regardless of whether it comes from the
same witness or the same adversary party's total proof.” Magic Coal Co. v. Fox,
19 S.W.3d 88, 96 (Ky. 2000) (Citation omitted).
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The threshold issue in this case is whether Prushi has met his burden
of proving that he sustained a work-related injury. If he fails to meet this burden,
then other considerations--such as timely notification to his employer--become
moot. Prushi essentially argues that the ALJ improperly ignored uncontroverted
medical evidence that he suffered a work-related injury. While it is true that the
medical reports of both Dr. Lach and Dr. Ballard make reference to the onset of
back pain following an incident at work, it is equally clear that the sole source of
this information is the patient history given by Prushi himself. In fact, Dr.
Ballard’s report specifically contains language limiting her finding of causation,
“assuming that the 11/26/05 event did occur, this has resulted in a harmful change
to the human organism[.]”
A physician's conclusions may be based upon firsthand
knowledge, such as his own examination or tests of the
patient, or upon secondhand knowledge, such as the
patient's statements or reports performed by others. . . .
When a medical opinion is based solely upon history, the
trier of fact is not constricted to a myopic view focusing
only on the physicians' testimony. Other testimony
bearing on the accuracy of the history may be considered.
After all, funneling a statement through a second party
provides no additional credibility enhancement. The
recitation of a history by a physician does not render it
unassailable. If the history is sufficiently impeached, the
trier of fact may disregard the opinions based on it. See,
Michael M. Martin, Basic Problems of Evidence, Vol. 2,
at 361 (6th ed. 1988). After all, the opinion does not rest
on the doctor's own knowledge, an essential predicate to
make uncontradicted testimony conclusive.
Osbourne, 816 S.W.2d at 646-7 (citation omitted). Consequently, the ALJ was not
bound by the fact that these two physicians linked Prushi’s objective medical
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symptoms to his subjective account of a work-related incident that, by his own
admission, he failed to describe until he was seen by his third treating physician.
As the Board’s opinion pointed out, Prushi’s claim rested largely on
his credibility in establishing that he actually suffered the injury which he
described as occurring on November 26, 2005. The ALJ clearly found that
Prushi’s testimony was not credible based on his own contradictions, as well as the
discrepancies between his account of the morning routine in the kitchen and the
account provided by Kasperski. As recognized by the Kentucky Supreme Court,
the function of the Workers’ Compensation Board is
to decide whether the evidence is sufficient to support a
particular finding made by the ALJ, or whether such
evidence as there was before the ALJ should be viewed
as uncontradicted and compelling a different result.
These are judgment calls. No purpose is served by
second-guessing such judgment calls[.] Our Court must
provide appeals where the Constitution so mandates, but
in so doing we . . . should [not] encourage multiple
appeals of the same issue.
...
The present appeal fails to reach beyond the
threshold for routine affirmance. The view taken by the
[Board]. . . may not be the only one possible, but it is not
improbable.
Western Baptist Hosp. v. Kelly, 827 S.W.2d 685, 687 (Ky. 1992). The Board
correctly determined that the ALJ’s finding that Prushi failed to meet his burden of
proving a work-related injury was supported by the evidence. Consequently, the
opinion of the Workers’ Compensation Board is affirmed.
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ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
John M. Longmeyer
Louisville, Kentucky
Ronald J. Pohl
Ronald E. Thornsberry
Lexington, Kentucky
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