COHEN (GEORGE B.) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: AUGUST 1, 2008; 2:00 P.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2007-CA-001411-MR
GEORGE B. COHEN
v.
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE SUSAN SCHULZ GIBSON, JUDGE
ACTION NOS. 00-CR-002613 & 01-CR-000695
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: THOMPSON AND VANMETER, JUDGES; HENRY,1 SENIOR
JUDGE.
VANMETER, JUDGE: George B. Cohen appeals pro se from the Jefferson
Circuit Court’s denial of his motion for post-conviction relief pursuant to RCr2
11.42. We affirm.
1
Senior Judge Michael L. Henry sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and Kentucky Revised Statutes
(KRS) 21.580.
2
Kentucky Rules of Criminal Procedure.
On September 21, 2001, a jury convicted Cohen of first-degree rape,
sodomy, sexual abuse (two counts), robbery, and kidnapping. The next day he
waived his right to a sentencing hearing in exchange for the Commonwealth’s
recommended sentences, enhanced to twenty years by virtue of his guilty plea to
being a second-degree persistent felony offender (PFO II). The trial judge
accepted the recommendation and Cohen was sentenced accordingly. According
to the court’s order, Cohen also “waived the right to appeal all issues.”
Cohen filed a pro se RCr 11.42 motion to vacate the judgment on
September 2, 2004, arguing that he received ineffective assistance of counsel. He
claimed that trial counsel failed to advise him of his right to appeal as well as his
right to have counsel appointed at public expense to assist him during the appeal
process. Trial counsel was also accused of neglecting to inform Cohen of a plea
offer of ten years’ imprisonment. Cohen finally asserted that the trial court
improperly allowed the Commonwealth to introduce certain evidence at trial,
allegedly in violation of an agreement between the defense and the
Commonwealth. The Jefferson Circuit Court denied Cohen’s motion without
conducting an evidentiary hearing. This appeal followed.
To succeed on a claim of ineffective assistance of counsel, a
defendant must satisfy the two-prong test established in Strickland v. Washington,
466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), and adopted by the
Kentucky Supreme Court in Gall v. Commonwealth, 702 S.W.2d 37 (Ky. 1985).
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In short, a defendant must show that counsel’s assistance was deficient and that
such deficiency was so great as to prejudice the defendant. 466 U.S. at 687, 104
S.Ct. at 2064.
Cohen’s claim that trial counsel did not advise him of his right to
appeal and to have counsel appointed to assist during that process is entirely
refuted by the record. More specifically, the video record of the 2001 plea and
sentencing hearing shows that Cohen’s counsel stated on the record that he had
advised Cohen of his rights to appeal and to have counsel appointed on appeal, and
that the right to appeal would be waived by Cohen’s agreement to the
Commonwealth’s recommendation. Thus, the court did not err by denying this
claim.
Next, Cohen alleges that he was afforded ineffective assistance
because trial counsel failed to inform him of the Commonwealth’s earlier offer to
recommend a ten-year sentence in exchange for a guilty plea. He does not mention
when such an offer was made, but the record provides evidence of only one plea
offer prior to that which Cohen accepted. That offer provided for a sentence of ten
years enhanced to twenty years by Cohen’s guilty plea to PFO II. Regardless of
whether counsel informed Cohen of the earlier offer, no prejudice occurred
because twenty years’ imprisonment was the end result of both the rejected and the
accepted plea. Thus, he was not entitled to RCr 11.42 relief since, even if
counsel’s assistance could arguably be “determined to be deficient . . . it appears
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the end result would have been the same[.]” Brewster v. Commonwealth, 723
S.W.2d 863, 864 (Ky.App. 1986).
Finally, Cohen claims that the trial court erred by allowing the
Commonwealth to inform the jury that Cohen’s name was found in a sexual
offenders’ data bank, even though defense counsel and the Commonwealth had
agreed not to use the information if defense counsel did not challenge the
credibility of the Commonwealth’s DNA analysts on cross-examination. The court
allowed the introduction of the data bank evidence after determining that defense
counsel had not honored the agreement.
This issue turns not on the effectiveness of counsel’s assistance but on
the propriety of an evidentiary ruling, which should have been challenged, if at all,
in a direct appeal. Post-conviction relief under RCr 11.42 “is limited to the issues
that were not and could not be raised on direct appeal.” Haight v. Commonwealth,
41 S.W.3d 436, 441 (Ky. 2001). As noted above, Cohen waived his right to a
direct appeal. Further, no error occurred when he was denied post-conviction
relief relating to an evidentiary claim.
After the review of the record, we are not persuaded by Cohen’s claim
that the court erred by failing to conduct an evidentiary hearing. Such a hearing
was not required, as Cohen has raised no “issue[s] of fact which cannot be
determined on the face of the record.” Stanford v. Commonwealth, 854 S.W.2d
742, 743-44 (Ky. 1993).
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For the foregoing reasons, the order of the Jefferson Circuit Court
denying Cohen’s request for post-conviction relief under RCr 11.42 is affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
George B. Cohen, Pro se
LaGrange, Kentucky
Jack Conway
Attorney General of Kentucky
Perry T. Ryan
Assistant Attorney General
Frankfort, Kentucky
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