WARREN (ALAN J.) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: AUGUST 1, 2008; 2:00 P.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2007-CA-001366-MR
ALAN J. WARREN
v.
APPELLANT
APPEAL FROM HARRISON CIRCUIT COURT
HONORABLE ROBERT W. MCGINNIS, JUDGE
ACTION NO. 07-CR-00017
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: KELLER AND THOMPSON, JUDGES; GRAVES,1 SENIOR JUDGE.
THOMPSON, JUDGE: Alan J. Warren appeals from a judgment of conviction in the
Harrison Circuit Court for reckless homicide. For the reasons stated herein, we
affirm.
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Senior Judge John W. Graves sitting as Special Judge by assignment of the Chief Justice pursuant
to Section 110(5)(b) of the Kentucky Constitution and Kentucky Revised Statute (KRS) 21.580.
In the early morning hours of January 12, 2007, Cynthiana Police
Officer Brian Hassall responded to the scene of a physical altercation where he
observed Roger Smith unconscious on the pavement of a parking lot. Roger was
transported to an area hospital where he was pronounced dead less than an hour after
arrival. Subsequently, Roger’s cause of death was declared the result of blunt force
impact to his head which caused fatal bleeding and swelling of his brain.
After Cynthiana Police Office Gary Downs arrived and took several
photos, he was notified of a nearby automobile accident involving two individuals
matching the description of the two people who had earlier been at the crime scene.
Upon reaching the scene of the car accident, Downs observed that a car had swerved
off the left side of the road and struck a tree.
Downs first encountered Teresa Smith, Roger’s sister, who was
disoriented, confused, and apparently under the influence of alcohol. After Teresa
informed law enforcement that Warren, the appellant herein, had fled on foot,
Warren was located with the help of a canine dog and taken into custody.
Later, Kentucky State Police (KSP) Detective Jeremy Murrell
interviewed Warren at the Cynthiana Police Department. Warren told Murrell that
Roger challenged him to a fight. He stated that Roger had struck him in the back of
the head four to five times before he struck back in self-defense. Finally, Warren
informed Murrell that he had knots on the back of his head.
KSP Detective Christopher Jaskowiak was also present during this
interview. He inspected Warren’s head but did not find any injuries. He
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photographed Warren’s body but the lab returned the photo card indicating that the
film was blank due to a camera malfunction. Apparently, the film did not advance
inside the camera. Additionally, Jaskowiak did not suggest that Warren be
transported to a hospital for further medical attention. On March 6, 2007, Warren
was indicted for first-degree manslaughter by a Harrison County grand jury.
During the jury trial, Colby Smith, Roger’s brother, testified that he
went to Roger’s apartment which was directly across the apartment complex from
Colby’s apartment. Colby testified that everyone including Warren was consuming
alcohol and listening to music. Colby testified that he and Roger had a conversation
in the kitchen where Roger asked whether he should smack Warren’s head. Colby
further testified that he observed Roger openly state that he wanted to “find
somebody to fight.” Warren inquired of Roger if he was challenging him to a fight.
Roger and Warren then stood up and exited the apartment as if they were going to
fight but soon returned acting in a friendly manner.
After Colby returned to his apartment, he heard screaming coming from
the parking lot. He looked out of his window and observed Roger lying on the
pavement beside Teresa’s car. Not fully grasping what was occurring, Colby
watched Warren kick Roger three times in the upper torso before he ran to his
brother’s aid.
Additionally, Teresa testified that Roger had several conversations with
Colby and Michelle, Colby’s future wife, in the kitchen of Roger’s apartment. After
their last conversation, Roger returned from the kitchen and stated he and Warren
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were going to go outside. She testified that Roger was upset because Warren
allegedly pulled a knife on her and threatened to cut her several weeks earlier.
After Colby and Michelle left and the three remaining individuals went
outside, Teresa testified that she attempted to dissuade Roger from fighting Warren.
However, she was thrown aside as Roger threw two punches at Warren who blocked
them. Warren then punched Roger who collapsed. Although her brother was
unresponsive, Warren mounted Roger and began striking him in the head with both
fists. She then convinced Warren to get into her car, and the two sped off eventually
crashing into a tree.
Additionally, Michelle testified that she told police that Warren was
kicking Roger in the upper torso. However, according to the police, Michelle
informed them that all she could see were figures in the dark. At the conclusion of
the trial, Warren was found not guilty of first and second-degree manslaughter but
was convicted of the lesser offense of reckless homicide. In accordance with the
jury’s recommendation, the trial court imposed a sentence of five years’
imprisonment. This appeal followed.
Warren first contends that the trial court erred when it failed to provide a
missing evidence instruction regarding the Commonwealth’s failure to preserve
important evidence. Specifically, Warren contends that Detective Jaskowiak took
photographs of Warren’s body and hands but failed to properly preserve the
photographs which denied him the right to a fair trial.
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According to Warren, his self-defense trial theory was seriously
hampered by the Commonwealth’s failure to produce the photographs. In his brief,
Warren contends that his ability “to have independent experts examine the
photographs could have produced material exculpatory evidence that rebutted the
prosecution’s claim that there were not any injuries to the back of [his] head and that
[he] was only acting in self defense after he was struck in the back of the head four to
five times.” Therefore, he contends that his conviction should be vacated.
A “missing evidence” instruction is designed to cure any due process
violation attributable to the absence of exculpatory evidence by a less onerous
remedy than dismissing or suppressing relevant evidence. Estep v.Commonwealth,
64 S.W.3d 805, 810 (Ky. 2002). Missing evidence instructions are only necessary
when the Commonwealth’s failure to preserve or collect evidence was intentional
and “the potentially exculpatory nature of the evidence was apparent at the time it
was lost or destroyed.” Id. Thus, absent the Commonwealth’s engagement in some
degree of “bad faith,” a defendant is not entitled to a missing evidence instruction.
Id.
The trial court heard testimony indicating that Detective Jaskowiak
attempted to take photographs of Warren’s alleged injuries but was unsuccessful.
From the evidence in the record, through no fault of Jaskowiak, the camera’s film
was never exposed and, thus, no photographs were developed. After hearing this
testimony, the trial court found no bad faith on the part of law enforcement and
denied the request for a missing evidence instruction. Based on these findings,
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Warren was not entitled to a missing evidence instruction because the
Commonwealth did not intentionally lose or destroy evidence.
Warren next claims that the trial court erred when it failed to grant him a
directed verdict of acquittal in violation of his constitutional rights. Specifically, he
contends the Commonwealth produced no evidence that he intended to inflict serious
physical injury and failed to refute his claim that his actions were taken in selfdefense. He further contends that Roger’s family members provided the only
incriminating testimony against him which should have been insufficient to support
his conviction.
Further, Warren contends that the Commonwealth’s witnesses’
testimony conflicted with the statements that they gave to law enforcement on the
morning in question and with law enforcement’s testimony regarding the visibility of
the crime scene from Colby’s apartment window. Based on these facts, Warren
contends that the trial court was obligated to grant his motion for a directed verdict of
acquittal.
Our review of the denial of a motion for directed verdict is governed by
the standard set forth in Commonwealth v. Benham, 816 S.W.2d 186 (Ky. 1991):
On motion for directed verdict, the trial court must draw all
fair and reasonable inferences from the evidence in favor of
the Commonwealth. If the evidence is sufficient to induce
a reasonable juror to believe beyond a reasonable doubt
that the defendant is guilty, a directed verdict should not be
given. For the purpose of ruling on the motion, the trial
court must assume that the evidence for the Commonwealth
is true, but reserving to the jury questions as to the
credibility and weight to be given to such testimony.
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On appellate review, the test of a directed verdict is, if
under the evidence as a whole, it would be clearly
unreasonable for a jury to find guilt, only then the
defendant is entitled to a directed verdict of acquittal.
Id. at 187.
Moreover, appellate courts provide juries with great latitude to
determine the credibility and weight of the evidence. Reynolds v. Commonwealth,
113 S.W.3d 647, 650 (Ky.App. 2003). Even when the evidence is inconsistent and
contradictory, the credibility of witnesses and the weight to be given to their
testimony are within the province of the jury. Roark v. Commonwealth, 90 S.W.3d
24, 38 (Ky. 2002). Finally, [t]he testimony of even a single witness is sufficient to
support a finding of guilt, even when other witnesses testified to the contrary if, after
consideration of all of the evidence, the finder of fact assigns greater weight to that
evidence.” Commonwealth v. Suttles, 80 S.W.3d 424, 426 (Ky. 2002).
After reviewing the evidence in its entirety, we conclude that it was not
clearly unreasonable for the jury to find Warren guilty of reckless homicide.
Multiple witnesses testified that Warren struck Roger multiple times while he lay
motionless and defenseless on the pavement of a parking lot. The medical evidence
revealed that Roger died as a direct result of blunt force impact to his head. Clearly,
Warren’s reckless homicide conviction was supported by sufficient evidence because
he failed to perceive that his conduct created a substantial and unjustifiable risk of
death to Roger and such death did occur. Saylor v. Commonwealth, 144 S.W.3d 812,
819 (Ky. 2004).
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Further, the fact that the victim’s family members were the principal
witnesses against Warren did not impugn the legitimacy of the jury’s verdict. A
jury’s verdict may be supported by a single interested party’s testimony if the
testimony establishes that a violation of the law has occurred. Gordon v.
Commonwealth, 214 S.W.3d 921, 923 (Ky.App. 2006). Additionally, the factual
discrepancies between the Commonwealth’s witnesses were matters reserved for the
jury’s determination. Id. at 924.
For the foregoing reasons, the judgment of conviction of the Harrison
Circuit Court is affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Roy Alyette Durham, II
Assistant Public Advocate
Department of Public Advocacy
Frankfort, Kentucky
Gregory D. Stumbo
Attorney General of Kentucky
Susan Roncarti Lenz
Assistant Attorney General
Frankfort, Kentucky
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