LESTER (STEVEN R.) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: AUGUST 22, 2008; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2007-CA-000982-MR
STEVEN R. LESTER
v.
APPELLANT
APPEAL FROM PULASKI CIRCUIT COURT
HONORABLE DAVID A. TAPP, JUDGE
ACTION NO. 06-CR-00202
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: ACREE, DIXON AND TAYLOR, JUDGES.
ACREE, JUDGE: Steven R. Lester appeals from a judgment of the Pulaski
Circuit Court convicting him of third-degree assault and sentencing him to five
years in prison. We affirm.
On April 10, 2006, Officer Bruce Blevins responded to a 911 call
from the Lester residence. Lester and his mother complained that they were being
harassed by their neighbors, Ricky Branum and Bernice Young. Blevins informed
the Lesters that he would speak with their neighbors.
As Blevins was talking to Branum and Young he observed Lester
coming across the street toward the property. Blevins instructed Lester to return
home. Lester responded by cursing at him and stating that he knew Blevins was
going to side with Branum and Young. Lester proceeded to cross the street.
Blevins cautioned Lester that he could be arrested for disorderly conduct and
directed him to lower his voice. Lester responded with additional cursing and
proclaimed that he was not going to jail. At that point, Blevins told Lester he was
under arrest for disorderly conduct.
When Blevins approached Lester to take him into custody Lester
shoved him and then struck him with his fist in a downward motion. Lester struck
Blevins three or four times. Blevins was able to break free of Lester and restrain
him to get him into the police cruiser. In the cruiser, Lester apologized and asked
if he was going to be charged. When Blevins responded in the affirmative, Lester
became irate and struck the back glass and cage. Blevins pulled the cruiser over
and pepper sprayed Lester. Lester calmed down and was taken to jail.
Lester was charged with third-degree assault and third-degree criminal
trespass. A jury trial was held on March 20, 2007. Lester was found not guilty of
third-degree criminal trespass, but guilty of third-degree assault and sentenced to
five years imprisonment. This appeal followed.
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Lester’s first claim of error is that his motion for a directed verdict as
to the assault charge should have been granted because there was no “physical
injury” as defined by KRS 500.080(13). We disagree.
In ruling on a motion for directed verdict, the trial court must draw all
fair and reasonable inferences from the evidence in favor of the Commonwealth to
determine if the evidence is sufficient to induce the jury to believe beyond a
reasonable doubt that the defendant is guilty. Penman v. Commonwealth, 194
S.W.3d 237, 247 (Ky. 2006). On appeal, the test is “if under the evidence as a
whole, it would be clearly unreasonable for a jury to find guilt” then the defendant
is entitled to a directed verdict. Commonwealth v. Benham, 816 S.W.2d 186, 187
(Ky. 1991).
To convict Lester of third-degree assault, the Commonwealth had to
prove that he either intentionally caused or intentionally attempted to cause a
physical injury to Blevins. See Kentucky Revised Statute (KRS) 508.025(1)(a).
Three witnesses testified that they saw Lester shove and strike Blevins and
photographs of bruises on Blevins’ head were introduced into evidence. Blevins,
as well, testified to the incident and stated his head hurt for several days afterwards
and he also suffered bruises on his hands from where he tried to block Lester’s
blows.
In Stopher v. Commonwealth, 57 S.W.2d 787, 802 (Ky. 2001), the
Kentucky Supreme Court stated that “intent may be inferred from actions because
a person is presumed to intend the logical and probable consequences of his
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conduct[.]” The testimony of Blevins and the other witnesses was sufficient to
prove the element of intent.
Lester argues that he could not be found guilty of third-degree assault
because he did not cause any injury to the officer. However, KRS 508.025
provides that a person is guilty of assault in the third degree when they
intentionally cause or attempt to cause physical injury to a peace officer.
Regardless, contrary to Lester’s claim, the evidence in this case clearly supports a
finding that Lester injured Blevins by repeatedly hitting him on the head.
Next, Lester requests review of the jury instructions arguing that the
third-degree assault instruction allowed the jury to render a verdict that was not
unanimous. The jury instruction on the charge of third-degree assault read as
follows:
You will find the Defendant guilty under this instruction
if, and only if, you believe from the evidence beyond a
reasonable doubt all of the following:
A. That in this county on or about April 10, 2006, he
intentionally caused or attempted to cause injury to Bruce
Blevins by hitting him with his fist;
AND
B. That Bruce Blevins was a Burnside Police Officer
acting in the course of his official duties and the
Defendant knew he was acting in the course of such
official duties.
Lester correctly notes that when alternative grounds for finding guilt
are presented in an instruction, each theory must be supported by the evidence to
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assure unanimity. See Boulder v. Commonwealth, 610 S.W.2d 615 (Ky. 1980),
overruled on other grounds, Dale v. Commonwealth, 715 S.W.2d 227 (Ky. 1986).
However, this is not a situation as in Boulder and Lester’s argument in reliance of
unanimity is misguided.
Recently our Supreme Court decided Olson v. Commonwealth, 2005SC-000592-MR (March 20, 2008) and in its unpublished opinion, noted:
[M]uch of the case law on unanimity deals with
instructions that erroneously include alternative mental
states (i.e. intentionally or wantonly). See, e.g., Hayes v.
Commonwealth, 625 S.W.2d 583, 584-85 (Ky. 1981)
(jury instruction allowing the defendant to be found
guilty of murder under alternative theories of either intent
or wantonness denied him his right to a unanimous
verdict under Section 7 of the Kentucky Constitution,
where the evidence did not allow an inference that the
shooting was anything but intentional); Burnett v.
Commonwealth, 31 S.W.3d 878, 881-84 (Ky. 2000) (jury
instruction on first-degree trafficking in a controlled
substance denied the defendant his right to a unanimous
verdict, where the instruction permitted the jury to find
guilt on theories that were not supported by the evidence,
e.g., that he possessed the cocaine with intent to
manufacture it).
In Olson, the defendant was charged with complicity to commit
murder. Id. Olson’s mother was found stabbed to death and Olson’s boyfriend
and another man were accused of the murder. Id. The theory of the case was that
Olson and the two men plotted to kill her mother. Id. In an attempt to reverse her
conviction, Olson argued that the complicity instruction permitted the jury to find
her guilty as an accomplice if they believed she plotted with only one of the two
men or both of them to kill her mother, giving the jury three theories under which
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they could convict her. Id. She further argued that only one theory, that she
plotted with both men to kill her mother, was supported by the evidence. Id.
However, the Supreme Court found that this was not a scenario in
which “alternative mental states” were put before the jury. Id. The instruction
allowed the jury to find her guilty under a single theory - that she plotted, with the
intent that her mother would be killed. Id. The Court further found no precedent
holding that a defendant is deprived of his right to a unanimous verdict under such
circumstances. Id.
Accordingly, we find no error in the instructions provided to Lester’s
jury. The assault instruction contained only one mental state to be decided by the
jury – whether Lester intended to injure Blevins. As such, we affirm on this issue.
Lester next contends that the trial court erred by failing to instruct the
jury on the whole law of the case when it failed to give instructions on resisting
arrest, harassment, and second-degree disorderly conduct.
Lester contends the jury should have been instructed on resisting
arrest as a lesser-included offense. “An instruction on a lesser-included offense is
appropriate if and only if on the given evidence a reasonable juror could entertain
reasonable doubt of the defendant's guilt on the greater charge, but believe beyond
a reasonable doubt that the defendant is guilty of the lesser offense.” Skinner v.
Commonwealth, 864 S.W.2d 290, 298 (Ky. 1993).
Lester continues to argue that Blevins was not injured by his repeated
blows and asserts that the evidence did not support a charge of third-degree assault.
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However, Lester points to no evidence that would have permitted a rational jury to
only find him guilty of resisting arrest, and we can find none. Accordingly, Lester
was not entitled to a charge on the lesser-included offense of resisting arrest.
Likewise, harassment and second-degree disorderly conduct
instructions were not warranted in this case. The fact that the evidence might
support a guilty verdict on a separate uncharged offense does not entitle a
defendant to an instruction on that offense. We conclude the trial court did not err
in denying these instructions.
Finally, Lester argues that the testimony elicited during the trial that
he had previously struck a man was evidence of prior bad acts, which is
inadmissible under Kentucky Rules of Evidence (KRE) 404(b). It is undisputed
that Lester never objected to this testimony at trial. Hence, this issue was
unpreserved. Kentucky Rules of Criminal Procedure (RCr) 9.22; Conover v.
Commonwealth, 473 S.W.2d 825 (Ky. 1971). Nevertheless, Lester urges us to
review the issue for palpable error under RCr 10.26 .
The record indicates that Lester’s mother testified to his quiet and
non-violent personality. Having solicited an opinion as to his good character, a
defendant opens the door to cross examination which impeaches the credibility of
that opinion even if the impeachment takes the form of a specific instance of
defendant's bad conduct. Commonwealth v. Higgs, 59 S.W.3d 886 (Ky. 2001),
citing KRE 405(b). The resulting testimony was proper in the context of what
preceded it, and we find no error on this issue.
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For the foregoing reasons, the judgment of the Pulaski Circuit Court is
affirmed.
DIXON, JUDGE, CONCURS.
TAYLOR, JUDGE, CONCURS IN RESULT ONLY.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Kathleen K. Schmidt
Assistant Public Advocate
Frankfort, Kentucky
Jack Conway
Attorney General of Kentucky
Clint E. Watson
Assistant Attorney General
Frankfort, Kentucky
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