BAKER (ROSE), ET AL. VS. WEINBERG (LOIS), ET AL.
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RENDERED: MAY 16, 2008; 10:00 A.M.
TO BE PUBLISHED
MODIFIED: SEPTEMBER 12, 2008; 2:00 P.M.
Commonwealth of Kentucky
Court of Appeals
NO. 2005-CA-001326-MR
ROSE BAKER; HELEN MARTIN;
JAMES R. BAKER, JR.; AND
DARWIN MARTIN
v.
APPELLANTS
APPEAL FROM KNOTT CIRCUIT COURT
HONORABLE KIM CORNETT CHILDERS, JUDGE
ACTION NO. 97-CI-00211
LOIS WEINBERG; BURL WELLS SPURLOCK;
JED WEINBERG; B.B. KING; JESSE HAGEWOOD;
BETTY MINIX; AND NELL HAGEWOOD, ALL ON
BEHALF OF T. A. MARTIN PARTNERS; LAMBERTSPURLOCK PARTNERSHIP; AND CLEAN GAS
COMPANY, INC.
APPELLEES
OPINION
VACATING AND REMANDING
** ** ** ** **
BEFORE: LAMBERT AND WINE, JUDGES; HENRY,1 SENIOR JUDGE.
Senior Judge Michael L. Henry sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and Kentucky Revised Statute (KRS)
21.580.
1
HENRY, SENIOR JUDGE: Surface owners Rose Baker, Helen Martin, James R.
Baker Jr., and Darwin Martin appeal from an order of the Knott Circuit Court
awarding summary judgment to the appellees in a dispute involving the ownership
and leasehold of the oil and gas rights underlying the appellants’ surface property.
For the reasons stated below, we vacate the award of summary judgment and
remand for additional proceedings consistent with this opinion.
In the nineteenth century John W. Bates came into ownership of
property situated in the Bates Branch area of Knott County. Following his death in
1889, the portion of that property we are concerned with came to be owned by
Miles Bates, Sr. Prior to his death, Miles, Sr. conveyed a portion of this land to his
sons Columbus Bates (Rose and Helen’s father) and Gratz Bates. Upon
Columbus’s death, his tract descended to Rose. Gratz’s tract eventually descended
to his son Jessie Bates, and was thereafter purchased by Helen and Darwin.
In the meantime, in 1912 Miles, Sr., and his wife severed the mineral
rights from the surface rights and deeded the mineral rights to Tandy Martin. In
1944 and 1945 Tandy Martin leased the oil and gas rights to the mineral tract to W.
W. Cooley. In approximately 1945 a gas well was drilled on the section of the
property now owned by Helen and Darwin. At about this same time the T. A.
Martin2 Partnership was formed with the objective of working the well. It appears
that the Partnership had acquired the oil and gas rights of the Cooley lease, and
thus those partners and their successors (if the lease is still valid) are the persons
2
Tandy Martin and T. A. Martin are the same person.
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entitled to remove gas from the mineral estate. The record discloses that the well
was drilled by Lawrence Hall, who was also a member of the Partnership. It
further appears that Hall was the operator of the well and the well was registered in
his name.3
The appellants contend that Hall was promptly “shooed out,” and that
no commercial production of gas has ever occurred in connection with the well.
There is other evidence of record, however, that the well produced wholesale gas
from 1945 until 1981, when Columbus Bates did indeed chase off the well tender
at gunpoint. There is evidence in the record that following this incident the
decision was made to cease operating the well to “avoid getting somebody killed.”
In 1971 Tandy Martin leased the coal rights to his mineral tract to Ray
Fraley. In 1979 Ray subleased the rights to his son, Carl Ray Fraley. In 1980 Carl
Ray and the heirs of Tandy Martin filed a lawsuit naming, among others,
Columbus Bates and Jessie Bates, to enforce Carl Ray’s right to mine the coal. On
May 23, 1982, final judgment was entered in the case. The judgment stated,
among other things, that “it is further ORDERED AND ADJUDGED that the
Plaintiffs, heirs of T.A. Martin, are the owners of all the mineral thereon and
underlying the lands described in the deed from Miles Bates and Angeline Bates,
While the recitation of facts herein reflects our best understanding of the record, we emphasize
that upon any trial following remand, the parties are entitled to establish the facts as supported by
the evidence. In this regard we note that the law of the case doctrine has no application to issues
of fact; only issues of law. See, e.g., Anderson v. Kentucky Growers Ins. Co., Inc., 105 S.W.3d
462, 465 (Ky.App. 2003). We further note that any disagreement the parties may have with our
statement of the facts in no way affects our disposition of the case, and thus our narrative
complies with the requirement of Steelvest, Inc. v. Scansteel Service Center, Inc., 807 S.W.2d
476 (Ky.1991) that the evidence be viewed in the light most favorable to the nonmoving party.
3
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his wife, to T. A. Martin, dated December 16, 1912. . . .”4 The appellants contend
that the judgment has “never been enforced,” and that the minerals underlying their
property were not disturbed until the events precipitating the present lawsuit.
Clean Gas is a family gas business owned by Bill Weinberg, his wife
Lois Combs Weinberg, their son Jed Weinberg and, it appears, by other members
of the Weinberg family. Clean Gas seeks out gas leases in Eastern Kentucky and
sells the removed gas to wholesale gas distributors.
Columbus Bates died March 20, 1996. Thereafter Clean Gas became
interested in working the 1945 well. The record reflects that members of the
Weinbergs’ extended family were successors to interests in the T. A. Martin
Partnership which, again, had been assigned the W. W. Cooley lease in the 1940s.
Believing that the lease was still valid, Clean Gas set about locating
other successors to interests in the T. A. Martin Partnership, including Burl Wells
Spurlock, B. B. King, Jesse Hagewood, Betty Minix, and Nell Hagewood. In due
course Clean Gas assembled what it alleges to be a majority of the T. A. Martin
Partnership interests and, in effect, obtained a vote from the partners to remove gas
from the Tandy Martin mineral estate, beginning with reworking the 1945 well.
As part of its preparations Clean Gas executed a Department of Mines and
Minerals Well Transfer form dated August 21, 1997, purporting to transfer from
Lawrence Hall (who was then deceased) to Clean Gas the operating rights to the
1945 well.
This judgment did not surface in the present litigation until 2002 – five years after the original
complaint was filed.
4
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In August 1997 Clean Gas first entered upon the property to
commence gas operations, including reworking the 1945 well. In connection with
this, Clean Gas graded a road to the well which it claims constituted the original
surface easement to the well, a claim denied by the appellants. The appellants
quickly moved to stop the Clean Gas operations by, among other things, felling a
tree to block the newly graded road to the well.
On September 17, 1997, the above captioned appellees filed a
complaint in Knott Circuit Court.5 The Complaint sought an injunction restraining
the appellants from interfering with the appellees’ efforts to exercise their rights to
the Tandy Martin mineral tract as successor in interest to the Cooley lease. At
about the same time the appellees obtained a temporary injunction restraining the
appellants from interfering with their gas operations on the Tandy Martin mineral
tract.
The appellants answered, and also filed a counter-claim seeking,
among other things, to quiet title to the mineral tract in their favor on the basis of
adverse possession.6 They also sought damages for the appellees’ trespass onto
their property. We note at this point that no Tandy Martin heirs, known or
unknown, are identified as parties to the litigation. As owners of the mineral
Margie Dials, who also owns property in the area, was originally listed as a plaintiff on the
Complaint, but was soon dismissed from the case based upon her belief that she was “tricked”
into becoming a plaintiff.
6
While the adverse possession claim was inartfully pled, and the shortcomings were not
improved upon in subsequent amendments to their cross-claim, the claim was squarely litigated
in the trial court proceedings and is an issue in this appeal. There is no assertion by the appellees
that the claim was not properly preserved in the trial court proceedings.
5
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estate, they would be entitled to royalties under the Cooley lease and, further,
would be crucial parties to any litigation purporting to affect their ownership to the
mineral estate.
Following extensive litigation, on March 3, 2005, the trial court
entered an award of summary judgment in favor of the appellees on the basis that
the 1982 judgment in the prior lawsuit was res judicata as to all issues in the case.
On May 24, 2005, the trial court entered an order modifying the prior judgment to
reflect that summary judgment was not granted upon the appellants’ claim for
property damages. This appeal followed.
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STANDARD OF REVIEW
The standard of review on appeal when a trial court grants a motion
for summary judgment is “whether the trial court correctly found that there were
no genuine issues as to any material fact and that the moving party was entitled to
judgment as a matter of law.” Scifres v. Kraft, 916 S.W.2d 779, 781 (Ky.App.
1996); Kentucky Rule of Civil Procedure (CR) 56.03. “The trial court must view
the evidence in the light most favorable to the nonmoving party, and summary
judgment should be granted only if it appears impossible that the nonmoving party
will be able to produce evidence at trial warranting a judgment in his favor.”
Lewis v. B & R Corp., 56 S.W.3d 432, 436 (Ky.App. 2001), citing Steelvest v.
Scansteel Serv. Ctr., Inc., 807 S.W.2d 476, 480-82 (Ky. 1991).
“The moving party bears the initial burden of showing that no genuine
issue of material fact exists, and then the burden shifts to the party opposing
summary judgment to present ‘at least some affirmative evidence showing that
there is a genuine issue of material fact for trial.’” Lewis, 56 S.W.3d at 436, citing
Steelvest, 807 S.W.2d at 482. The trial court “must examine the evidence, not to
decide any issue of fact, but to discover if a real issue exists.” Steelvest, 807
S.W.2d at 480. The Kentucky Supreme Court has held that the word “impossible,”
as set forth in the standard for summary judgment, is meant to be “used in a
practical sense, not in an absolute sense.” Lewis, 56 S.W.3d at 436. “Because
summary judgment involves only legal questions and the existence of any disputed
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material issues of fact, an appellate court need not defer to the trial court's decision
and will review the issue de novo.” Lewis at 436.
QUIET TITLE ISSUES
In their counterclaim, the appellants asserted title to the Tandy Martin
mineral tract upon the basis of adverse possession. The trial court awarded
summary judgment on this issue based upon the 1982 judgment in the coal lease
case and the doctrine of res judicata.
Four of the arguments raised by the appellants concern their adverse
possession claim: Argument 3 that “there is a question of material fact concerning
Rose’s and Helen’s adverse possession claim to the oil and gas”; Argument 4 that
“the alleged assignments of the oil and gas lease to [appellees] are champertous
and void” based upon the appellants’ adverse possession of the mineral tract;
Argument 5 that “the doctrine of res judicata does not apply to this case”; and
Argument 8 that “[the appellees] abandoned any rights [they] had in the 1982
judgment.”
As previously noted, the 1982 judgment adjudicated that the heirs of
Tandy Martin were the owners of the Tandy Martin mineral tract. The appellants
contend that the May 1982 judgment is not res judicata because that litigation
concerned an unrelated coal lease or, alternatively, even if res judicata does apply,
the judgment was never enforced and was consequently abandoned. If neither of
the foregoing apply, the appellants argue that they adversely possessed the mineral
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tract for over 15 years after the May 1982 judgment, and thus their claim ripened
into ownership prior to the filing of the present lawsuit in September 1997.
Because the heirs of Tandy Martin were never made parties to this
litigation, the appellants’ claim of adverse possession to the Tandy Martin mineral
tract is not properly before us.
Kentucky cases have had few occasions to address the requirement
that the record owner of property be named as a party in a quiet title action.
Chilcutt v. Watts, Inc., 297 Ky. 335, 180 S.W.2d 84 (1944) held that the circuit
court properly dismissed an action to enjoin the cutting of timber and to quiet title
in land where the United States: 1) filed a “Suggestion of Interest to the United
States” indicating that it was the record owner of part of the land and timber in
question as a result of a condemnation action; 2) had not been made a party and 3)
did not consent to be sued in Laurel Circuit Court. But the quiet title statute,
Kentucky Revised Statutes (KRS) 411.120 does not specify that record owners
must be joined. Nor are the provisions of KRS 353.466, dealing with severed
mineral interests of unknown or missing owners, implicated in this action due to
the manner in which the litigation developed.
However, a review of cases from other jurisdictions, an illustrative
sample of which is set forth below, demonstrates that it is clearly the rule that the
owner of record must be named as a party to a quiet title action.
“A trial court may not render judgment quieting title to disputed
property ‘in the absence of parties with a duly recorded interest in the property,
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unless those parties claimed no interest and the petition so alleged.’” Hersh v.
Plonski, 938 A.2d 98, 101 (N.H. 2007), citing Sorenson v. Wilson, 476 A.2d 244,
247 (N.H. 1984). “The proceedings in the case before us were flawed because the
record owner was not given notice of the petition to quiet title, and was not made a
party.” Koonce v. Mitchell, 19 S.W.3d 603, 605 (Ark. 2000). “No decree can
enter affecting title to real estate unless all of the parties who will be directly
affected by any judgment that may be rendered are before the court.” Goodman v.
Bank of Boston Connecticut, 606 A.2d 994, 998 (Conn.App. 1992). “[I]n an action
to quiet title all persons appearing of record to have a possible claim or interest in
the land involved should be made parties.” Wacker Oil, Inc. v. LoneTree Energy,
Inc., 459 N.W.2d 381, 383 (N.D. 1990). “An action for quiet title or to remove a
cloud on title should join as parties all persons who may have a substantial interest
therein and who will be materially affected by the decree.” Lakeview Trust & Sav.
Bank v. Estrada, 134 Ill.App.3d 792, 812, 480 N.E.2d 1312, 1327 (Ill.App. 1985).
“No decree can be entered affecting the title to property or cancelling any cloud
thereon unless all of the parties interested in the title or in the particular cloud and
who will be directly affected by any judgment that may be rendered are properly
before the court.” Graham v. Zimmerman, 435 A.2d 996, 999-1000 (Conn.
1980)(internal citation and quotation marks omitted). “All persons who are
materially interested in the suit, or in the subject matter, or without whom no
effective judgment or decree can be rendered, should be made parties, either as
plaintiffs or defendants.” 74 C.J.S Quieting Title § 60 (2008) (Footnotes omitted).
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The foregoing authorities amply demonstrate that it is the rule that the
record owners in a quiet title action (such as the Tandy Martin heirs in the present
case) are required to be named as parties to the action.
Moreover, under CR 19.01, a necessary party is a party who should be
joined in an action, and under CR 19.02, an indispensable party is a party who
must be joined in an action, and in such party's absence, the action may be
dismissed. An indispensable party is “one whose absence prevents the Court from
granting complete relief among those already parties . . . [or] whose interest would
be divested by an adverse judgment.” Liquor Outlet, LLC v. Alcoholic Beverage
Control Board, 141 S.W.3d 378, 387 (Ky.App. 2004)(internal citations and
quotation marks omitted).
In our view the failure to include the Tandy Martin heirs as parties to
the lawsuit is fatal to the appellants’ counterclaim of adverse possession of the
Tandy Martin mineral tract. The Tandy Martin heirs are record holders of title to
the property pursuant to the 1912 deed. Their status as the lawful owners of the
mineral estate was reaffirmed in the 1982 judgment in the coal lease case. The
appellants, in effect, seek to defeat the ownership interest of the Tandy Martin
heirs in the T. A. Martin mineral estate in a lawsuit in which the heirs are not
present to defend their title.
As the appellants’ adverse possession claim is not properly before us,
we will not address the issue upon the merits, nor any of the other issues listed
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above which are ancillary to the claim. We accordingly remand upon this issue for
dismissal of the appellants’ counterclaim of adverse possession, without prejudice.
VALIDITY OF APPELLEES’ LEASEHOLD
The appellants contend, for various reasons, that the appellees do not
possess a valid leasehold interest in the Tandy Martin mineral estate and, therefore,
are not entitled to enter onto their property to work the lease. Among the reasons
alleged that the appellees do not possess the leasehold are (1) the Cooley/T. A.
Martin Partnership lease has been abandoned; (2) that the appellees have failed to
obtain valid assignments of the T. A. Martin Partnership interests so as to qualify
as assignees of the lease; (3) KRS 362.270(2)(b) (A partner's right in specific
partnership property is not assignable except in connection with the assignment of
rights of all the partners in the same property) prevents the appellees from having
obtained the T. A. Partnership assignments upon which the appellees base their
rights to the leasehold; (4) the well transfer from Lawrence Hall to Clean Gas was
fraught with irregularities; (5) there is evidence of forgery in the assignment of
William W. Johnson, Jr.’s, interest in the T. A. Martin Partnership to the appellees;
(6) there was a conflict of interest involving the attorney who prepared the deed for
Town Hall’s7 transfer of his interest in the lease; (7) and that “there isn’t any real
evidence of the existence of a T. A. Martin Partnership or that this partnership is
the successor in interest to the W. W. Cooley lease. What there is smacks of
On July 11, 1997 Town Hall Jr. (apparently his legal name) and his wife Laurel Jean Hall
transferred their interest in the T.A. Martin/W.W. Cooley lease to Barry B. (B.B.) King and his
wife Sharon. Mr. King is not the famous blues guitarist of the same name.
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fraud.” The appellants contend that there are genuine issues of material fact
relating to all of the foregoing issues.
The appellees’ valid possession to the rights in the Cooley/T. A.
Martin lease (assuming the lease is still valid) is crucial because it is the “right to
enter” provisions of the lease, express or implied, which would entitle them to
enter onto the appellees’ property to work the lease. See Wiser Oil Co. v. Conley,
346 S.W.2d 718 (Ky. 1960) (A deed or lease of minerals carries with it the right to
use as much of the surface or other property as may be reasonably necessary to
exploit the minerals). If the appellees, however, do not possess a valid lease to the
mineral tract, the appellants would, of course, be entitled to deny them access to
their property under normal trespass law. See Wilburn v. North Jellico Coal Co.,
272 Ky. 749, 115 S.W.2d 288 (Ky. 1938) (Land owner may perpetually enjoin
trespass to his land). Thus, the burden is upon the appellees to establish that they
own a valid lease to the T. A. Martin mineral tract, and, moreover, they must do so
upon the strength of their own title. Jenkins Co. v. Ramey, 239 S.W.2d 458, 459
(Ky. 1951).
The trial court’s March 3, 2005, order awarding the appellees
summary judgment upon all issues (except property damages as later modified)
stated that “the claims asserted by the defendants herein are barred by res
judicata.” While the 1982 judgment may well have been res judicata upon the
issue of the Tandy Martin heirs’ ownership of the mineral estate (we need not, and
do not, decide that issue), it certainly was not res judicata as to the validity of the
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appellees’ present claim to ownership of the Cooley leasehold or the validity
thereof. Neither these issues nor any of the other issues raised by the appellants (as
listed above) were issues in the 1980 case. Indeed the issues primarily relate to
events occurring long after judgment in the case. It follows that the trial court
erred in granting summary judgment upon these issues based upon res judicata.
In their brief the appellees state as follows:
This appeal presents basically two questions and only
two questions. The first question is whether the trial
court acted properly and within its discretion in
dismissing all claims asserted in the counterclaim (except
for the claim for property damage), all based upon the
doctrine of res judicata. The second question is whether
the trial court acted properly and within its discretion in
granting the injunctive relief sought by the Apellees,
again based solely on the doctrine of res judicata. The
court clearly based its entire decision on res judicata,
which makes it the law of the case and renders irrelevant
any arguments by either side based on anything else.
Appellee brief, pg. 7.
Based upon the foregoing premise, the appellees then state “[s]ince
the trial court’s decision was based entirely on res judicata (and rightly so), we
therefore choose not [to] respond to the Appellants’ arguments based upon
anything else.” Id. (Emphasis added). Sure enough, the appellees did not
respond to any of the appellants’ arguments as set forth above.
CR 76.12(4)(d) sets forth the requirements for the organization and
content of an appellee brief. CR 76.12(4)(d)(iv) requires the appellee to set forth
in his brief an “ARGUMENT” section conforming to the arguments as raised by
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the appellant in his brief. It has been held that “[a]n appellant's failure to discuss
particular errors in his brief is the same as if no brief at all had been filed on those
issues.” Milby v. Mears, 580 S.W.2d 724, 727(Ky.App. 1979). We believe the
same principle is applicable in the case of an appellee brief.
CR 76.12(8)(c) sets forth the penalties for the failure of an appellee to
file a brief. The rule provides as follows:
(c) If the appellee's brief has not been filed within the
time allowed, the court may: (i) accept the appellant's
statement of the facts and issues as correct; (ii) reverse
the judgment if appellant's brief reasonably appears to
sustain such action; or (iii) regard the appellee's failure
as a confession of error and reverse the judgment without
considering the merits of the case.
As previously noted, the trial court erred in granting summary
judgment upon the issues listed above on the basis of res judicata. Nevertheless,
we may affirm the circuit court for any reason sustainable on the record. Brewick
v. Brewick, 121 S.W.3d 524, 527 (Ky.App. 2003). However, the record in this
case consists of 6 volumes of record totaling 853 pages and 7 depositions (with
exhibits attached), and there are multiple unbriefed issues. We are not obligated to
search a voluminous record for evidence or errors not pointed out by the parties in
their briefs. Martin v. Oliver, 295 Ky. 624, 175 S.W.2d 127 (1943).
Upon application of CR 76.12(8)(c)(i), we will accept for purposes of
this appeal (without actually deciding) the appellants’ statement that there are
genuine issues of material fact relating to the unbriefed issues. As such, we vacate
the trial court’s award of summary judgment upon these issues. We emphasize,
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however, that our disposition does not preclude further properly supported motions
for summary judgment upon these issues prior to trial.
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ROAD ISSUES
The appellants contend that the trial court erred in granting summary
judgment upon the appellees’ “right to use the existing road that crosses part of the
Columbus Bates Tract in order to travel to and from the gas well at issue in this
case.” Because of our disposition of the issues in the immediately preceding
section, we likewise vacate this provision of the trial court’s award of summary
judgment. Again, the appellees’ right to enter onto the appellants’ property at all
will depend upon their establishing a right of entry to do so which, in turn, will
require the establishment of their claim to a valid lease to the mineral tract.
SUMMARY JUDGMENT AFFIDAVITS
The appellants contend that it was error for the appellees to have
attached the affidavits of two “expert witnesses” to its renewed motion for
summary judgment. One of the experts was an attorney who expressed his views
upon the res judicata effect of the 1982 judgment, and the other was an
engineer/surveyor who opined upon the location of the Tandy Martin mineral tract
in relation to the appellants’ surface tracts. Based upon our disposition of the other
issues in the case, this argument is effectively moot. Nevertheless, we briefly note
the following.
As preservation of the alleged error, the appellants cite us only to its
prehearing statement. They do not cite us to their preservation by presenting the
issue to the trial court.
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It is well-settled that a trial court must be given the opportunity to rule
in order for an issue to be considered on appeal, and the failure of a litigant to
bring an alleged error to the trial court's attention is fatal to that argument on
appeal. Hines v. Carr, 296 Ky. 78, 176 S.W.2d 99 (1943). As such, this issue is
not properly preserved for our review. Upon remand, if the situation arises again,
the appellants should make a proper objection to the trial court.
CONCLUSION
For the foregoing reasons the judgment of the Knott Circuit Court is
vacated and remanded for additional proceedings consistent with this opinion.
ALL CONCUR.
BRIEF AND ORAL ARGUMENT
FOR APPELLANT:
BRIEF FOR APPELLEE:
Ronald G. Combs
Hazard, Kentucky
William P. Sturm
Lexington, Kentucky
Randy A. Campbell
Hindman, Kentucky
ORAL ARGUMENT FOR
APPELLEE:
Ronald G. Combs
Hazard, Kentucky
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