BRIAN FRANXMAN v. COMMONWEALTH OF KENTUCKY
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RENDERED: MARCH 9, 2007; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth Of Kentucky
Court of Appeals
NO. 2005-CA-002400-MR
BRIAN FRANXMAN
v.
APPELLANT
APPEAL FROM KENTON CIRCUIT COURT
HONORABLE PATRICIA M. SUMME, JUDGE
ACTION NO. 96-CR-00438
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: COMBS, CHIEF JUDGE; DIXON AND VANMETER, JUDGES.
VANMETER, JUDGE: Brian Franxman appeals pro se from the Kenton Circuit Court’s
denial of his RCr1 11.42 motion to vacate his 1997 conviction for Attempted First Degree
Sodomy and First Degree Sexual Abuse. Having reviewed the available record, we
affirm.
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Kentucky Rules of Criminal Procedure.
Franxman’s 1997 convictions were affirmed on direct appeal by this court
in an unpublished opinion. Franxman v. Commonwealth, 1997-CA-001142-MR
(Ky.App. Oct. 9, 1998). The record discloses that on March 10, 2000, Franxman’s
then-counsel filed a Motion for Time to Investigate 11.42 Claim and Amend Pending
Motion. This motion referred to the filing of an RCr 11.42 petition by Franxman.
Additionally, the Kenton Circuit Clerk’s index appears to confirm the filing of such a
petition for relief by the following entry:
03/10/2000 Motion Filed
MOTION TO VACATE
ATTORNEY FOR DEFENDANT (CIVIL)
SET ASIDE OR CORRECT SENTENCE
Unfortunately, no RCr 11.42 motion appears in the record on appeal. Instead, the next
document in the record is the trial court’s April 3, 2000 order granting Franxman’s
motion and giving his counsel 120 days to investigate Franxman’s claims and to amend
the “Petition” as needed. The order gave the Commonwealth 60 days “to respond to
either the pending Petition or the Amended Petition, as the case may be,” and provided
that the court would then “set a status conference . . . at which the necessity of an
evidentiary hearing may be argued and decided.”
Next, the May 2000 motion of Franxman’s counsel to withdraw was
granted in July 2000. Five years passed without any additional filings in the record. In
September 2005, Franxman filed pro se motions to Proceed In Forma Pauperis and for
the Appointment of Counsel pursuant to RCr 11.42(5), accompanied by a Financial
Statement/Affidavit of Indigence, and a Certification of Funds Deposited in Prisoner’s
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Institutional Account. On September 30, 2005, the trial court entered an order denying
Franxman’s RCr 11.42 motion, finding:
1. The record reveals Defendant was represented by
counsel at all proceedings.
2. The record does not show and the Defendant has
not presented any information that the record is incomplete,
that defense counsel was not fully informed by Defendant of
Defendant’s defenses or that defense counsel did not
adequately [represent] the Defendant through the
proceedings.
A RCr 11.42 motion by Defendant would, if filed, be
[at] least three (3) years later [than] the final judgment. In
addition, the defendant’s requests are not based on the
requisite elements necessary pursuant to RCr 11.42 [(10)](a)
or (b).
(Emphasis added.) Franxman appeals.
On appeal, Franxman asserts that trial counsel provided ineffective
assistance by failing to interview and call witnesses who would have established
Franxman’s alibi; by failing to challenge Franxman’s competency to stand trial due to a
head injury; by being unprepared for the sentencing phase of the trial; by impeaching the
credibility of Franxman’s own witness; and by failing to permit Franxman to testify on
his own behalf.
The problem with each of these allegations, as pointed out by the
Commonwealth and alluded to by the trial court, is that no RCr 11.42 motion appears in
the record, and Franxman has provided us with nothing that purports to be a copy of any
such motion filed below. At best, the record on appeal is incomplete. It is axiomatic that
a silent record is assumed to support the decision of the trial court. Commonwealth v.
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Thompson, 697 S.W.2d 143, 145 (Ky. 1985); Commonwealth, Dep’t of Highways v.
Richardson, 424 S.W.2d 601, 604 (Ky. 1967). Certainly, the trial judge was in a much
better position than an appellate court to review the circuit court clerk’s records of this
matter, and to ascertain whether, in fact, an RCr 11.42 motion was timely filed in the
record within three years of a final judgment. RCr 11.42(10). After failing to find any
such pleading, and noting the finality of the original judgment upon affirmation by this
court in October 1998, the trial court correctly held that any RCr 11.42 motion filed in
September 2005 would be untimely. RCr 11.42(10).
The Order of the Kenton Circuit Court is affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Brian Franxman, Pro se
LaGrange, Kentucky
Gregory D. Stumbo
Attorney General of Kentucky
Gregory C. Fuchs
Assistant Attorney General
Frankfort, Kentucky
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