MICHAEL LEE McMILLIAN v. DIANA SHAW McMILLIAN
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RENDERED: MAY 25, 2007; 2:00 P.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2005-CA-001835-MR
MICHAEL LEE McMILLIAN
v.
APPELLANT
APPEAL FROM BARREN CIRCUIT COURT
HONORABLE W. MITCHELL NANCE, JUDGE
ACTION NO. 01-CI-00301
DIANA SHAW McMILLIAN
APPELLEE
OPINION
VACATING AND REMANDING
** ** ** ** **
BEFORE: COMBS, CHIEF JUDGE; KELLER, JUDGE; BUCKINGHAM,1 SENIOR
JUDGE.
BUCKINGHAM, SENIOR JUDGE: Michael Lee McMillian appeals from an order of
the Barren Circuit Court denying his motion to reduce his maintenance obligation. The
circuit court determined that the original award was a lump sum maintenance award that
thus was nonmodifiable pursuant to Dame v. Dame, 628 S.W.2d 625 (Ky. 1982).
1
Senior Judge David C. Buckingham sitting as Special Judge by assignment of the Chief
Justice pursuant to Section 110(5)(b) of the Kentucky Constitution and KRS 21.580.
Because we conclude the original maintenance award was not a lump sum award, we
vacate and remand for a consideration of Michael's motion upon the merits.
The parties were married on October 3, 1987. On May 23, 2001, Michael
filed a Petition for Dissolution of Marriage. On February 13, 2002, the circuit court
entered a decree dissolving the marriage. The decree awarded Diana maintenance of
“$1,000.00 per month until she reaches the age of 65, or until she is able to draw the full
amount for which she is qualified from the retirement accounts from Eaton and Dana,
whichever is first.”2 The decree also provided that “[t]he Court notes that no evidence of
the amount of the retirement benefit has been proffered. Therefore, Respondent may
move to continue the maintenance payments, or a portion thereof, after she begins
receiving the retirement benefits.”
On February 10, 2005, Michael filed a motion to reduce his maintenance
obligation. In support thereof, he cited his deteriorating health and reduction in income.
On July 26, 2005, the circuit court entered an order denying the motion on the basis that
the original award was a lump sum maintenance award and, therefore, was nonmodifiable
pursuant to the Dame case. Michael filed a motion to alter, amend, or vacate, which was
denied. This appeal followed.
In the Dame case the Kentucky Supreme Court held that an award of
maintenance that is a fixed amount to be paid over a definite period is considered a lump
sum and cannot be modified pursuant to KRS 403.250(1) unless there is language in the
2
The “retirement accounts from Eaton and Dana” refers to Diana's marital share of Michael's
retirement accounts from these employers.
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judgment specifically allowing for such modification.3 See also Low v. Low, 777 S.W.2d
936, 937 (Ky. 1989) (setting forth the only recognized exception to Dame), and Baker v.
Baker, 785 S.W.2d 261 (Ky.App. 1989) (applying Dame to a situation analogous to the
present case). Hence, except for a single disbursement situation, an indispensable
feature of a Dame award is that it consists of a definite series of payments for a definite
period of time such that the total maintenance obligation that will be paid is reasonably
ascertainable from the outset. The maintenance award in this case does not meet that
standard.
The relevant language of the maintenance award contained in the decree
states as follows:
. . . . [Diana] is clearly unable to meet her needs with her
share of the marital property, or through her employment.
She is therefore entitled to maintenance, and the Court,
considering the length of the marriage, the health and
education of the parties, and the ability of Petitioner to meet
his needs while paying maintenance, orders that the Petitioner
shall pay Respondent $1000 per month maintenance until she
reaches the age of 65, or until she is able to draw the full
amount for which she is qualified from the retirement
accounts from Eaton and Dana, whichever is first. This
payment shall be made no later than the 15th of each month
for the month in which it is due, beginning January 15, 2002.
The Court notes that no evidence of the amount of the
retirement benefit has been proffered. Therefore, Respondent
may move to continue the maintenance payments, or a
portion thereof, after she begins receiving the retirement
benefits.
3
Maintenance payable in a single distribution is subject to the same rule.
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Maintenance was to commence on January 15, 2002. Diana was born
October 15, 1949, and will turn 65 on October 15, 2014. If the decree provided simply
that maintenance would end when Diana turned 65, the maintenance award would clearly
be an unmodifiable Dame award. Michael’s maintenance obligation would be $1,000.00
per month for 153 months, or $153,000.00.
However, the provision “[Diana] may move to continue the maintenance
payments, or a portion thereof, after she begins receiving the retirement benefits” opens
the door to future increases or decreases in both the amount and the duration of Michael's
maintenance obligation contingent upon future events. As such, the maintenance award
does not fall within the scope of the Dame case.
Our reasoning that the award is not a Dame award is best illustrated by two
examples which demonstrate the wide-ranging possibilities of the award. First, suppose
Diana became qualified for retirement benefits on January 15, 2003, one year after she
began receiving maintenance. If continuing maintenance were thereafter unjustified,
Michael’s maintenance obligation would end after total maintenance payments of only
$12,000 ($1,000 x 12 months).
In contrast, suppose Diana did not become eligible for retirement benefits
until January 15, 2014, and that upon proper motion and review the trial court determined
that Diana remained entitled to receive maintenance at $1,000 per month. Suppose
further that this entitlement continued until January 15, 2032 .4 Under this example,
4
We do not construe the language of the award as mandating termination of maintenance upon
Diana's reaching age 65 if, prior thereto, she has qualified herself for ongoing maintenance upon
becoming eligible for retirement benefits.
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Michael’s total maintenance obligation would amount to $360,000 ($1,000 x 12months x
30 years).
The foregoing examples - both of which are possible under the decree readily demonstrate that the maintenance obligation as set forth within the decree is not a
fixed sum payable in installments. As such, the maintenance award is not within the
scope of the Dame case.
Our conclusion is supported by the holding in the Baker case. In Baker, a
thrift plan accumulated through the husband's place of employment was a part of the
marital property. The wife was awarded one-half of the thrift plan, but because of tax
concerns in the event of an early withdrawal, the distribution was originally to be
deferred until the husband activated his participation in the plan. As maintenance, the
trial court directed the husband to “pay unto the [wife] maintenance in the sum of
$800.00 per month until . . . the commencement of her participation in the Thrift
Plan[.]”5
The husband cashed in the thrift plan a few weeks after the decree was
entered. He continued to pay maintenance for approximately ten months, at which point
he informed the wife that he would give her her share of the plan and discontinue her
monthly payments. The wife refused to accept the money, instead filing her petition
requesting that the divorce decree be modified to continue her maintenance payments.
The Baker court held that the original maintenance award was not a nonmodifiable Dame
5
The award also provided for termination of maintenance upon the wife's remarriage or death;
however, pursuant to KRS 403.250, that would have occurred in any event and is irrelevant to
the present issue.
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award because it was “terminable at an indefinite point in the future.” Id. at 263. As
illustrated by the examples previously set forth, the award in this case is also “terminable
at an indefinite point in the future.”
Because the trial court here erroneously construed Michael's maintenance
obligation as a Dame award, we vacate its July 26, 2005, order and remand for the court
to consider Michael's motion to reduce maintenance on the merits.
Michael also argues that the Dame case should be overruled. As this court
is bound by the precedent of the Kentucky Supreme Court, we do not have the authority
to grant the relief requested even if we were inclined to do so. See Rules of the Supreme
Court 1.030(8)(a).
For the foregoing reasons, the judgment of the Barren Circuit Court is
vacated, and the case is remanded for further proceedings consistent with this opinion.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Bobby H. Richardson
John B. Gardner
Glasgow, Kentucky
Cheryl Berry
Glasgow, Kentucky
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