MARY A. HUTCHINS v. GENERAL ELECTRIC COMPANY; AND HON. LAWRENCE E. SMITH, ADMINISTRATIVE LAW JUDGE
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RENDERED:
JANUARY 12, 2007; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth Of Kentucky
Court of Appeals
NO. 2005-CA-000350-WC
MARY A. HUTCHINS
APPELLANT
ON REMAND FROM THE KENTUCKY SUPREME COURT
2005-SC-000627-WC
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS’ COMPENSATION BOARD
ACTION NO. WC-02-91930
v.
GENERAL ELECTRIC COMPANY; AND
HON. LAWRENCE E. SMITH,
ADMINISTRATIVE LAW JUDGE
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
JOHNSON1 AND TAYLOR, JUDGES; BUCKINGHAM,2 SENIOR JUDGE.
JOHNSON, JUDGE:
Mary A. Hutchins has petitioned for review of
an opinion of the Workers’ Compensation Board entered on January
21, 2005, which affirmed an order by the Administrative Law
Judge (ALJ) which dismissed her cumulative trauma claim.
Having
1
Judge Rick A. Johnson completed this opinion prior to the expiration of his
term of office on December 31, 2006. Release of the opinion was delayed by
administrative handling.
2
Senior Judge David C. Buckingham sitting as Special Judge by assignment of
the Chief Justice pursuant to Section 110(5)(b) of the Kentucky Constitution
and Kentucky Revised Statutes (KRS) 21.580.
concluded that the Board has not committed an error in assessing
the evidence so flagrant as to cause a gross injustice3, we
affirm.
Hutchins filed this workers’ compensation claim
alleging a cumulative trauma injury to her neck and low back
with an accident date of March 6, 2002.
Hutchins began working
for GE in 1973, and worked on the assembly line.
At the time of
her alleged injury, she was working on a water valve job which
required her to screw the water valve onto a dishwasher.
Hutchins had worked on this job for two to three weeks prior to
March 6, 2002.
Before the water valve job, Hutchins had worked
on a collection chamber job which required her to affix the
collection chamber to the wash tub with three screws.
In 1992 Hutchins filed a claim for workers’
compensation benefits for alleged cumulative trauma injuries to
her neck, low back, and right arm, with an accident date of
February 19, 1990.
At that time, she treated with Dr. Lawrence
Jelsma, a neurosurgeon, for neck and low back complaints.
She
also was treated by her family physician, Dr. Gerald Sasser, and
Dr. C. W. Dinwiddie, a chiropractor, who she saw through 1993.
Her workers’ compensation claim was dismissed in August 1992 for
lack of prosecution.
3
Western Baptist Hospital v. Kelly, 827 S.W.2d 685, 688 (Ky. 1992).
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In September 1997, Hutchins filed a second workers’
compensation claim alleging a cumulative trauma injury to her
back with an accident date of April 1995.
She alleged low back
pain which radiated to her hips and legs as a result of
repetitive work activities.
She again saw Dr. Dinwiddie for
treatment to both her low back and neck from 1995 through 1999.
In August 1995, her workers’ compensation claim was found to be
compensable and she was awarded 5% permanent partial disability.
Following her second workers’ compensation claim,
Hutchins continued to receive treatment in 1999 for her neck,
low back, arms, and shoulders which she attributed to the 1995
injury.
In September 1999, she was seen by Dr. John
Guarnaschelli, a neurosurgeon, for neck and low back complaints.
He noted that she had been seen by a number of doctors for
chronic pain dating back to 1988.
Dr. Guarnaschelli diagnosed
her with degenerative disc disease and chronic pain in her low
back and neck.
Dr. Guarnaschelli advised Hutchins that she was
not a surgical candidate and released her to return to work.
Hutchins then filed this claim for workers’
compensation benefits on February 27, 2003, alleging new
cumulative trauma injuries to her low back and neck with an
accident date of March 6, 2002.
Hutchins testified that on
March 6, 2002, she had pain shoot down her right arm and back
while she was performing the water valve job.
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GE denied the
claim on May 8, 2003, and a formal hearing was held before the
ALJ on December 17, 2003.
Hutchins submitted evidence through her deposition
testimony taken on May 23, 2003, and her testimony at the
hearing.
She also submitted medical records and reports from
Dr. Guarnaschelli, Dr. Gary Davis, and Dr. Larry Zhou.
GE
submitted medical records and reports from Dr. William Bizot,
Dr. Theodore Swirat, and Dr. Martin Schiller.
Dr. Davis saw Hutchins on March 8, 2002, and noted
that she hurt her back at work.
She was complaining of having
upper back, lower back, right arm, and neck pain.
referred her to Dr. Guarnaschelli.
Dr. Davis
His records do not contain
any indication as to his opinion regarding the cause of her
injury.
Dr. Guarnaschelli saw Hutchins on April 3, 2002, and
was provided a history that Hutchins had had low back pain on
and off for a number of years.
However, she reported that while
at work on March 6, 2002, she developed the abrupt onset of low
back, neck, shoulder, and right arm pain.
Dr. Guarnaschelli
ordered an MRI, as well as an arthritic profile.
He saw
Hutchins again on April 11, 2002, and noted that the arthritis
profile ruled out a serious underlying connective tissue
disorder.
The MRI scan was read to show evidence of multi-level
degenerative changes and spondylosis in both the cervical and
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lumbar spine.
There was no disc herniation or other surgically
significant abnormalities.
He referred Hutchins to Dr. Zhou, a
pain management physician.
Dr. Zhou first saw Hutchins on April 19, 2002.
She
reported constant pain in her back, neck, arms, and legs which
was much worse since March 6, 2002.
Dr. Zhou diagnosed her with
lumbar and cervical degenerative disc disease with radiculitis,
myofascial pain, and cervical and lumbar facet arthropathy.
Dr.
Zhou noted that Hutchins’s medical history was significant for
arthritis.
On Hutchins’s medical application for pension
benefits from GE dated May 16, 2002, Dr. Zhou listed the same
diagnoses and indicated that her condition had gotten worse over
the last six months, but had been ongoing for several years.
Dr. Swirat and Dr. Bizot, who are on GE’s medical
staff, reviewed GE’s medical records and diagnosed Hutchins with
cervical degenerative disc disease which was chronic and not
work-related.
Dr. Swirat further stated that cervical
degenerative disc disease was not a repetitive motion disorder
but, rather, occurred over time.
He observed that Hutchins’s
cervical degenerative disc disease was noted in GE’s medical
records from August 1999.
Dr. Schiller saw Hutchins for an independent medical
examination in July 2003 and reviewed medical records and
reports from Dr. Guarnaschelli and Dr. Davis, as well as x-ray
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reports and an MRI scan.
He reported a history of low back pain
on the job since 1995, and complaints of neck pain in 1999 with
no acute injury.
He stated that her diagnosis was age-related
degenerative changes that were shown on the MRI.
He did not
believe there were objective medical findings to link the
diagnosis to her work activities.
On June 23, 2004, the ALJ issued an opinion and order
dismissing Hutchins’s claim on the basis that the evidence was
more persuasive that Hutchins’s pain incidents were the result
of degenerative changes rather than a work-related traumatic and
cumulative injury occurring on March 6, 2002.
Hutchins filed a
petition for reconsideration with the ALJ which was denied on
August 25, 2004.
He then appealed to the Board which affirmed
the ALJ’s opinion and order.
This petition for review followed.
Hutchins argues on appeal that the ALJ erred by
relying upon the testimony of Dr. Schiller because his testimony
was based upon an incomplete and inaccurate history.
In support
of her argument, Hutchins relies upon Cepero v. Fabricated
Metals Corp.4
In Cepero, our Supreme Court held that “where it
is irrefutable that a physician’s history regarding work-related
causation is corrupt due to it being substantially inaccurate or
largely incomplete, any opinion generated by that physician on
4
132 S.W.3d 839 (Ky. 2004).
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the issue of causation cannot constitute substantial evidence.”5
We conclude that the facts of this case are distinguishable from
Cepero where a claimant completely omitted a past injury from
his history leading the medical expert to opine that the
claimant’s injury was entirely work-related.
The expert then
testified that, had she known of the previous injury, her
opinion would have been different.
Hutchins asserts that Dr. Schiller was unaware that
Hutchins was claiming she sustained an injury on March 6, 2002,
when he examined her.
However, in his deposition, Dr. Schiller
testified that he took a history from Hutchins and reviewed the
medical records of Dr. Guarnaschelli and Dr. Davis, as well as
X-ray and MRI reports which were made after her alleged injury
on March 6, 2002.
From his testimony, it is clear that Dr.
Schiller knew Hutchins was claiming a work-related injury, and
he specifically testified that he reviewed a report from Dr.
Guarnaschelli which noted that Hutchins claimed to have had an
abrupt onset of low back, arm, shoulder, and neck pain while at
work on March 6, 2002.
We cannot concede that the history
obtained by Dr. Schiller was substantially inaccurate or
incomplete.
Thus, the ALJ did not err in relying upon that
history in dismissing Hutchins’s claim.
5
Id. at 842.
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Hutchins next argues that the ALJ erred by failing to
consider a September 2003 letter from Dr. Guarnaschelli to
Hutchins’s counsel.
In the letter, Dr. Guarnaschelli stated
that Hutchins’s episode at work occurring on March 6, 2002,
“would appear to be a precipitating event superimposed on her
chronic and (sic) symptoms for which she has been treated in the
past.”
In his opinion and order, the ALJ did not reference this
letter but did refer to a September 2002 letter from Dr.
Guarnaschelli to GE’s insurance carrier which stated that he
would agree with the reports of GE’s doctors that Hutchins’s
current problems were “most likely related to ongoing agerelated and development of changes related to spondylosis.”
Hutchins, as the claimant, bears the burden of proof
and risk of nonpersuasion as to every element of the claim.6
In
an appeal where the party with the burden of proof was
unsuccessful, the question is whether the evidence is so
overwhelming based upon consideration of the whole record as to
compel a finding in that parties’ favor.7
In order to justify
reversal, Hutchins must do more than present evidence that would
support a contrary conclusion.8
Further, as the fact-finder, the
ALJ has the sole authority to determine the weight, credibility,
6
Cepero, 132 S.W.3d at 842.
7
Wolf Creek Collieries v. Crum, 673 S.W.2d 735, 736 (Ky.App. 1984).
8
Transportation Cabinet v. Poe, 69 S.W.3d 60, 62 (Ky. 2001).
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substance, and inferences to be drawn from the evidence.9
Finally, the ALJ has the right to accept part of the evidence
and to reject other parts, whether it comes from the same
witness or the same party’s total proof.10
We disagree with Hutchins’s contention that the ALJ
erred by failing to consider the September 2003 letter from Dr.
Guarnaschelli.
The letter was part of the medical evidence
introduced by Hutchins at the hearing, and simply because the
ALJ did not specifically mention the letter in his opinion and
order does not mean that he did not consider it.
His decision
dismissing Hutchins’s claim was supported by substantial
evidence.
Although there is evidence which could have supported
Hutchins’s claim, the record does not compel a finding in her
favor.
Accordingly, the Board did not commit an error in
assessing the evidence so flagrant as to cause gross injustice.
Based upon the forgoing, the opinion of the Workers’
Compensation Board is affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Robert M. Lindsay
Louisville, Kentucky
Judson F. Devlin
Louisville, Kentucky
9
KRS 342.285; See also Paramount Foods, Inc. v. Burkhardt, 695 S.W.2d 418
(Ky. 1985).
10
Caudill v. Maloney’s Discount Stores, 560 S.W.2d 15, 16 (Ky. 1977).
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