SIDNEY COAL COMPANY, INC./CLEAN ENERGY MINING COMPANY v. JERRY HUFFMAN; HON. LAWRENCE F. SMITH, ADMINISTRATIVE LAW JUDGE; WORKERS' COMPENSATION BOARD
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RENDERED:
OCTOBER 20, 2006; 2:00 P.M.
NOT TO BE PUBLISHED
Commonwealth Of Kentucky
Court of Appeals
NO. 2006-CA-000673-WC
SIDNEY COAL COMPANY, INC./CLEAN
ENERGY MINING COMPANY
v.
APPELLANT
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS’ COMPENSATION BOARD
ACTION NOS. WC-2003-86201 AND WC-2003-96804
JERRY HUFFMAN; HON. LAWRENCE F. SMITH,
ADMINISTRATIVE LAW JUDGE; WORKERS'
COMPENSATION BOARD
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
COMBS, CHIEF JUDGE; ACREE AND JOHNSON, JUDGES.
ACREE, JUDGE:
Sidney Coal Company, Inc./Clean Energy Mining
Company (Sidney Coal) appeals from an order of the Workers’
Compensation Board (Board) remanding a case involving Jerry
Huffman (Huffman), an injured former employee, to the
Administrative Law Judge (ALJ) for further findings of fact.
Sidney Coal argues that the factual findings requested by the
Board involve matters that were not properly contested issues
before the ALJ.
Huffman responds that the Board’s order was not
final and appealable within the meaning of Kentucky Rule of
Civil Procedure (CR) 54.01.
Although Huffman incorrectly relies
on CR 54.01, we nevertheless affirm the Board’s decision that
the issues involved were, in fact, properly preserved.
Huffman was employed as a coal miner from 1978 until
his second work-related injury at Sidney Coal in May 2003.
He
sustained an injury to his finger on January 18, 2003, which
required him to miss several weeks of work at Sidney Coal.
After returning to work, Huffman was injured again on May 1,
2003, when a 1,000 pound drive belt fell from its hanger plate
onto his foot.
Despite wearing new safety boots, his foot was
crushed.
He was first treated at Williamson Memorial Hospital
and then transferred to Cabell-Huntington Hospital in West
Virginia.
After being released from the hospital, Huffman was
referred to physical therapy.
When that failed to alleviate his
pain, he sought treatment at the University of Kentucky Medical
Center where he learned that several of his toes were still
broken.
Huffman was referred to a pain management specialist
who implanted a nuerostimulator attached to his spine in June
2004.
He was advised that his pain symptoms are permanent and,
as a result, developed depression due to his inability to work.
Huffman has difficulty walking and has been prescribed a cane.
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In addition, he receives counseling and medication for his
mental health problems.
Huffman has not returned to work since his May 2003
injury.
He filed a claim for workers’ compensation benefits.
After a hearing, the ALJ entered an order on July 19, 2005,
which concluded that Huffman was permanently partially
occupationally disabled, that he was not permanently impaired by
his finger injury, and that he was entitled to an award of
benefits for his injured foot and psychiatric impairment.
Huffman filed a petition for reconsideration,
requesting determinations concerning the level of impairment and
his entitlement to temporary total disability (TTD) from his
finger injury, a determination of when he reached maximum
medical improvement (MMI) from his foot injury, a finding
whether he was totally occupationally disabled, and contesting
the method used by the ALJ to determine his impairment rating
for the foot injury.
After the ALJ denied his petition, Huffman
appealed to the Board, raising the same issues.
The Board
partially affirmed the ALJ’s order, but remanded the case for
additional factual findings.
Regarding Huffman’s finger injury, the Board directed
the ALJ to make findings as to his impairment, entitlement to
TTD and medical expenses.
In addition, the Board instructed the
ALJ to determine whether Huffman suffered permanent total
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disability as that term is defined by Kentucky Revised Statute
342.0011(11)(a).
Finally, the Board instructed the ALJ to
determine the date on which Huffman reached maximum medical
improvement from his foot injury.
Sidney Coal appealed from the
Board’s decision.
On appeal, Sidney Coal argues that the Board
improperly remanded the case for additional findings of fact.
The employer contends that the issue of Huffman’s entitlement to
additional temporary total disability benefits was not preserved
as a contested issue to be determined by the ALJ.
In addition,
Sidney Coal claims that the ALJ was not required to make a
determination as to whether Huffman was totally occupationally
disabled because the ALJ’s award of permanent partial disability
benefits constituted a de facto finding on the issue.
Huffman responds that the Board’s order is not
properly subject to appeal under CR 54.01, which reads as
follows:
A judgment is a written order of a court
adjudicating a claim or claims in an action
or proceeding. A final or appealable
judgment is a final order adjudicating all
the rights of all the parties in an action
or proceeding, or a judgment made final
under Rule 54.02. Where the context
requires, the term "judgment" as used in
these rules shall be construed "final
judgment" or "final order".
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This court previously determined that orders which do not
“adjudicate the rights of any of the parties, [require]
additional evidence to be taken, [or] terminate the action or
operate to divest any party of some right” are not final and
appealable orders.
1977); see also:
Wagoner v. Mills, 566 S.W.2d 159 (Ky.App.
King Coal Co. v. King, 940 S.W.2d 510 (Ky.App.
1997).
However, the Kentucky Supreme Court more recently
recognized the statutory amendment of the Board’s function from
that of a fact-finding tribunal to one of appellate review.
Thus, CR 54.01 no longer applies to the Board’s orders.
Davis
v. Island Creek Coal Company, 969 S.W.2d 712 (Ky. 1998).
Currently, in order to determine whether or not the Board has
issued an interlocutory, nonappealable order, we are directed to
perform the following analysis:
[W]here a decision of the Board sets aside
an ALJ's decision and either directs or
authorizes the ALJ to enter a different
award upon remand, it divests the party who
prevailed before the ALJ of a vested right
and, therefore, the decision is final and
appealable to the Court of Appeals.
Whitaker v. Morgan, 52 S.W.3d 567, 569 (Ky. 2001).
With regard
to Huffman’s request for a determination on the issue of total
occupational disability, the Board’s order states as follows:
This Board is without [fact-finding]
function and our opinion should not be
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interpreted to reflect any particular
result. Nonetheless, Huffman is entitled to
findings which appropriately address his
theory of the case.
The Board’s order does not direct the ALJ to take additional
evidence.
Rather the ALJ is instructed to reach a factual
conclusion based on the evidence already before him.
Thus, this
portion of the Board’s order is not appealable under the
precedents outlined in Davis and Whitaker.
The second issue before us concerns the portion of the
Board’s order requiring the ALJ make additional findings
regarding temporary total disability benefits for both the
finger and the foot injury.
The Board’s order specifically
directed the ALJ to make
additional findings regarding the January
18, 2003, finger injury, with respect to
impairment, TTD and medical expenses.
. . .
[and] to determine the period of TTD — the
date from injury to MMI [from the May 1,
2003, foot injury]. This finding will
determine whether there is an overpayment or
underpayment of benefits voluntarily paid by
Sidney.
Clearly, this portion of the Board’s order is appealable under
Davis and Whitaker since it could result in a change in benefits
awarded by the ALJ.
Nevertheless, the employer argues that
Huffman lacked standing to appeal this issue to the Board since
entitlement to additional TTD benefits was not preserved as a
contested issue.
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Sidney Coal points to language in 803 Kentucky
Administrative Regulation 25:010P, Section 13, which requires
the parties to sign a stipulation listing contested and
uncontested issues prior to the final hearing in front of the
ALJ.
The regulation limits further proceedings to contested
issues.
After the benefits review conference, the parties
listed extent and duration and overpayment of temporary total
disability as contested issues.
Thus, the employer claims that
the issue of Huffman’s entitlement to additional TTD benefits
was not preserved.
In addressing Sidney’s argument, the Board’s
stated as follows:
This Board has consistently held that
questions regarding the appropriateness and
duration of TTD are encompassed within the
question of extent and duration, which was
preserved as an issue in Huffman’s claim.
Sidney Coal has cited no authority contradicting the Board’s
assertion that the issue was properly preserved for review.
Thus, we agree with the Board’s determination to allow Huffman’s
appeal of the ALJ’s lack of findings regarding his entitlement
to temporary total disability benefits for his finger and foot
injuries.
For the foregoing reasons, the judgment of the
Workers’ Compensation Board is affirmed.
ALL CONCUR.
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BRIEF FOR APPELLANT:
A. Stuart Bennett
Lexington, Kentucky
BRIEF FOR APPELLEE JERRY
HUFFMAN:
R. Roland Case
Pikeville, Kentucky
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