AUDREY M. AUSTIN v. WEYERHAEUSER COMPANY; HON. ANDREW F. MANNO, ADMINISTRATIVE LAW JUDGE; AND WORKERS' COMPENSATION BOARD
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RENDERED:
NOVEMBER 3, 2006; 2:00 P.M.
NOT TO BE PUBLISHED
Commonwealth Of Kentucky
Court of Appeals
NO. 2006-CA-000181-WC
AUDREY M. AUSTIN
v.
APPELLANT
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS’ COMPENSATION BOARD
ACTION NO. WC-03-85270
WEYERHAEUSER COMPANY;
HON. ANDREW F. MANNO,
ADMINISTRATIVE LAW JUDGE;
AND
WORKERS' COMPENSATION BOARD
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
TAYLOR AND WINE, JUDGES; BUCKINGHAM,1 SENIOR JUDGE.
BUCKINGHAM, SENIOR JUDGE:
Audrey M. Austin petitions for our
review of an opinion of the Workers’ Compensation Board (Board)
affirming an opinion and order of an administrative law judge
(ALJ) dismissing her claim for benefits for a back injury she
1
Senior Judge David C. Buckingham sitting as Special Judge by assignment of
the Chief Justice pursuant to Section 110(5)(b) of the Kentucky Constitution
and KRS 21.580.
claims to have suffered while employed by Weyerhaeuser.
We
affirm.
Austin began working for Weyerhaeuser, a manufacturer
of corrugated boxes, in July 1998.
She testified that she was a
machine operator and that her work was repetitive and very
physical.
Austin was involved in a motor vehicle accident in
early 2000.
She was transported by ambulance to a hospital and
was off work for two days.
She testified that she experienced
muscle pain in her low, mid, and upper back, and subsequently
went to physical therapy for her back and neck.
Austin claims a repetitive trauma-type work injury to
her back and left leg.
She testified that on January 13, 2003,
she began having pain in her left leg and low back while at
work.
She further testified that the pain progressed to the
point that she told her supervisors of her condition on January
15 and went to see her family physician, Dr. Patterson, on
January 16.
Dr. Patterson referred Austin to Dr. William Schwank,
a neurosurgeon.
Dr. Schwank performed surgery, consisting of a
laminectomy and discectomy, on March 5, 2003.
Thereafter,
Austin underwent physical therapy and epidural blocks.
She
testified that she is not currently working and that she last
worked on February 11, 2003.
-2-
An ALJ heard Austin’s claim for benefits.
In addition
to receiving medical evidence, the ALJ also received evidence
from lay witnesses.
One of the lay witnesses was Dick Ealing,
production manager at Weyerhaeuser.
His deposition was taken
after the final hearing by the agreement of the parties.2
During
Ealing’s deposition, he introduced short-term disability
paperwork from Austin’s employee file.3
The records included a
Physician Statement from Dr. Schwank indicating that Austin’s
back problems were not work-related.
The evidence was
considered by the ALJ without objection by Austin.
The ALJ found that Austin did not suffer a workrelated injury and dismissed her claim.
In doing so, the ALJ
stated as follows:
This ALJ finds that Ms. Austin has not
met her burden of showing she sustained a
work related injury on or about January 15,
2003. There is little doubt that Ms. Austin
had back pain and her condition ultimately
led to surgery and other treatments.
However, there is no evidence that Ms.
Austin or any medical expert felt her injury
was related to her work during January and
February 2003. In fact, her supervisors
testified Ms. Austin told them her condition
was not related to work. Dr. Schwank
indicated on February 28, 2003 in Ms.
Austin’s application for short-term
disability, that her condition required
2
At the final hearing, the parties agreed that the deposition of certain lay
witnesses, including Ealing, could be taken after the hearing.
3
A short-term disability benefits application is apparently for the employer
to determine whether an employee qualifies for short-term disability benefits
while he or she is off work due to a condition that is not work-related.
-3-
surgery but noted Ms. Austin’s condition was
not work related. It was not until more
than two months after her alleged injury,
and after her surgery, that a First Report
of Injury was completed. There is no
medical evidence indicating the condition
was work related in 2003. The first medical
opinion of causation in the record was given
by Dr. Huffnagle on August 12, 2004, over a
year and a half from the alleged injury.
Therefore, this ALJ finds that Ms. Austin
did not sustain a work-related injury on or
about January 15, 2003.
On appeal to the Board, Austin argued that the ALJ
erred in relying on Dr. Schwank’s report that was produced in
Ealing’s deposition.
She asserted that because the deposition
was taken after the final hearing, she did not have the
opportunity to cross-examine Dr. Schwank and that the evidence
constituted surprise.
The Board affirmed the ALJ’s opinion and order
dismissing Austin’s claim.
Citing Copar, Inc. v. Rogers, 127
S.W.3d 554 (Ky. 2003), the Board held that Austin’s claim of
error was not preserved for review due to her failure to object
to the admissibility of the evidence.4
We agree with the Board’s
reliance on the Copar case, and we adopt the following portion
of the Board’s opinion as our own:
Here, as in Copar, supra, the
introduction of the report did not violate
the two physician rule of KRS 342.033, and
4
In Copar, the Kentucky Supreme Court upheld the ALJ’s reliance on medical
opinions contained in hospital records on the ground that the party seeking
to prevent the use of such opinions had failed to raise a timely objection as
required by the Kentucky Rules of Evidence (KRE) 103. Id. at 561.
-4-
at no time did Austin object to the filing.
We are satisfied the ALJ did not abuse his
discretion in his reliance on Dr. Schwank’s
report. Furthermore, the ALJ was also
persuaded by evidence that indicated Austin
herself did not initially treat her back
condition as work-related. The ALJ found
significant Dr. McCord’s statement that
Austin’s more impressive changes of the
lumbar spine were not work-related. Since
the decision of the ALJ is supported by
substantial evidence, we must affirm. KRS
342.285; Special Fund v. Francis, 708 S.W.2d
641 (Ky. 1986). Counsel for Austin attended
Ealing’s deposition. No objection to the
introduction of Dr. Schwank’s report was
registered at the time of the deposition,
nor was any attempt made to either exclude
the report or seek an extension of time for
rebuttal. In the absence of a
contemporaneous objection challenging the
admissibility of the report or request for
leave to cross-examine Dr. Schwank on the
issue of work-relatedness, Austin’s claim of
error is not preserved for appellate review.
Copar v. Rogers, supra.
The Board’s opinion affirming the ALJ’s opinion and
order dismissing Austin’s claim is affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT:
Michael D. Lindsey
Bowling Green, Kentucky
BRIEF FOR APPELLEE,
WEYERHAEUSER COMPANY:
Laurie Goetz Kemp
Louisville, Kentucky
-5-
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