CYNTHIA CASH BRANON, EXECUTRIX of the ESTATE of WILLIAM CASH v. GENERAL ELECTRIC COMPANY CYNTHIA CASH BRANON, EXECUTRIX of the ESTATE of WILLIAM CASH v. NATIONAL SERVICE INDUSTRIES, INC.
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RENDERED: JULY 29, 2005; 2:00 p.m.
NOT TO BE PUBLISHED
Commonwealth Of Kentucky
Court of Appeals
NO. 2004-CA-000568-MR
CYNTHIA CASH BRANON,
EXECUTRIX of the ESTATE of
WILLIAM CASH
v.
APPEAL FROM MCCRACKEN CIRCUIT COURT
HONORABLE CRAIG Z. CLYMER, JUDGE
ACTION NO. 98-CI-00637
GENERAL ELECTRIC COMPANY
AND:
APPELLEE
NO. 2004-CA-001755-MR
CYNTHIA CASH BRANON,
EXECUTRIX of the ESTATE of
WILLIAM CASH
v.
APPELLANT
APPELLANT
APPEAL FROM MCCRACKEN CIRCUIT COURT
HONORABLE CRAIG Z. CLYMER, JUDGE
ACTION NO. 98-CI-00637
NATIONAL SERVICE INDUSTRIES, INC.
(F/K/A NORTH BROTHERS, INC.)
APPELLEES
OPINION
REVERSING AND REMANDING
BEFORE:
1
** ** ** ** **
BUCKINGHAM AND JOHNSON JUDGES; EMBERTON, SENIOR JUDGE.1
Senior Judge Thomas D. Emberton sitting as Special Judge by assignment of
the Chief Justice pursuant to Section 110(5)(b) of the Kentucky Constitution
and KRS 21.580.
BUCKINGHAM, JUDGE:
Cynthia Cash Branon, executrix of the estate
of William Cash, appeals from separate orders of the McCracken
Circuit Court awarding summary judgments to General Electric
Company (GE) and National Service Industries, Inc., f/k/a North
Brothers, Inc. (North Brothers), on Branon’s wrongful death
claims against them.
Because we conclude the court erred in
awarding summary judgment to GE and North Brothers, we reverse
and remand.
William Cash was a union electrician who lived in
Paducah, Kentucky, and worked at numerous job sites in western
Kentucky, southern Illinois, and elsewhere between 1945 and
1987.
He was diagnosed with asbestos-related lung disease in
1998, and he filed suit against GE and North Brothers for
negligently using asbestos-containing insulation on the turbines
used in the Tennessee Valley Authority’s Paradise Steam Plant in
Drakesboro, Kentucky.2
Cash died of lung cancer on July 15,
2001, and the prosecution of his action against GE, North
Brothers, and others was continued thereafter by his daughter,
Cynthia Cash Branon, as executrix of his estate.
Before his death, Cash testified in his deposition
that he worked at times within ten feet of the steam turbines
when they were being installed at Paradise.
2
Bobby Gibson, who
His complaint also named other defendants in connection with his exposure to
asbestos at other work sites.
-2-
worked at the plant from 1961 through 1976, testified that he
helped install Kaylo insulation, which is widely known to
contain asbestos, on the GE turbines at Paradise.
He further
testified that the asbestos insulation was cut and applied
during the installation of the turbines and that the amount of
dust released from the cutting of the insulation was so
extensive that the floor had to be regularly swept with a
machine.
Gibson also stated that he remembered electricians
working nearby during the installation process.
Branon also presented a 1964 TVA report that contains
a timeline of the plant construction.
The report indicates that
turbogenerator Unit 1 was insulated from September 19, 1962,
through October 1963.
The report also indicates that electrical
work was performed simultaneously with the insulation of the
turbogenerators during that time.
This evidence corroborates
Gibson’s testimony that electricians such as Cash were present
when the turbogenerators were being insulated.
Additionally, Branon presented records from the Social
Security Administration that indicated Cash worked at the plant
at various times, including from January 1962 through March
1963.3
These reports are evidence that Cash was performing
3
Cash also believed that he was exposed to asbestos at other work sites
during his work life.
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electrical work at the plant during the same time the
turbogenerators were being insulated.
Cash’s primary treating physician for his lung disease
was Dr. William Culbertson, a pulminologist.
Dr. Culbertson
testified in his deposition that, within a reasonable degree of
medical probability, Cash died from cancer caused by exposure to
asbestos.
He also testified that asbestos exposure is a
cumulative occupational injury and that each and every exposure
contributes to the development of the disease.
Branon also
identified Dr. Arthur L. Frank as an expert who would testify at
trial.
Dr. Frank stated in his report that Cash died from lung
disease resulting from his exposure to asbestos.
North Brothers was an insulation contractor that
applied asbestos thermal insulation on the GE turbogenerators at
the Drakesboro plant in the early 1960s.
It does not dispute
that Cash worked in the plant at that time.
GE and North Brothers moved the court to award them
summary judgment.
In an order entered on February 20, 2004, the
court awarded GE summary judgment on the ground that “there is
insufficient evidence to demonstrate that plaintiff’s decedent,
William Cash, was exposed to any asbestos-containing GE product
or that any GE product could have caused Mr. Cash’s alleged
asbestos-related disease.”
On August 18, 2004, the court
granted summary judgment to North Brothers.
-4-
The court stated
that it “finds no evidence in the record that Plaintiff was
exposed to North Brothers insulation at the Paradise Steam
Plant.”
Branon filed separate appeals from the two orders.4
CR5 56.03 provides in part that “[t]he judgment sought
shall be rendered forthwith if the pleadings, depositions,
answers to interrogatories, stipulations, and admissions on
file, together with the affidavits, if any, show that there is
no genuine issue as to any material fact and that the moving
party is entitled to a judgment as a matter of law.”
Appellate
courts will not defer to the trial court’s decision on summary
judgment, and the issue will be reviewed de novo because only
legal questions are involved.
Hallahan v. The Courier-Journal,
138 S.W.3d 699, 705 (Ky.App. 2004).
The standard of review of
the appellate court is to determine whether the trial court
erred by concluding that there were no genuine issues as to any
material fact and that the moving party was entitled to a
judgment as a matter of law.
781 (Ky.App. 1996).
Scifres v. Kraft, 916 S.W.2d 779,
“The court must view the record in the
light most favorable to the nonmovant and resolve all doubts in
his favor.”
Hallahan, 138 S.W.3d at 705.
“[T]he movant should not succeed unless his right to
judgment is shown with such clarity that there is no room left
4
We have elected to consider the two appeals together.
5
Kentucky Rules of Civil Procedure.
-5-
for controversy.”
Steelvest, Inc. v. Scansteel Serv. Ctr., 807
S.W.2d 476, 482 (Ky. 1991).
“Only when it appears impossible
for the nonmoving party to produce evidence at trial warranting
a judgment in his favor should the motion for summary judgment
be granted.”
Id.
If the movant bears its burden of convincing
the court that no genuine issue of fact is in dispute, the
burden shifts to the party opposing the motion to present “at
least some affirmative evidence showing that there is a genuine
issue of material fact for trial.”
Id.
“The party opposing
summary judgment cannot rely on their own claims or arguments
without significant evidence in order to prevent a summary
Wymer v. J.H. Properties, Inc., 50 S.W.3d 195, 199
judgment.”
(Ky. 2001).
Turning first to the summary judgment in favor of GE,
we note that the court ruled that there was insufficient
evidence that Cash was exposed to any asbestos-containing GE
product and insufficient evidence that any GE product could have
caused Cash’s alleged asbestos-related disease.6
We conclude
that the evidence concerning each determination was sufficient
to overcome GE’s summary judgment motion.
As for evidence that Cash was exposed to an asbestoscontaining product, it is true, as argued by GE, that Cash did
6
Branon is not alleging that Cash was exposed to an asbestos-containing “GE
product.” Rather, she is alleging that GE specified the use of an asbestoscontaining product as insulation on its turbines.
-6-
not testify that he was ever present in the plant when someone
was either installing or removing insulation on any turbine.
However, there was sufficient circumstantial evidence to
indicate that he was present in the plant in the vicinity of the
installation and insulation of the turbines and thus was exposed
to asbestos.
Cash testified that he worked within ten feet of the
turbines when they were being installed in the plant, and Gibson
testified that the asbestos insulation was cut and applied
during the installation of the turbines and that a considerable
amount of dust was released from the cutting of the insulation.
Gibson further testified that electricians worked nearby during
the installation process, and Branon’s Social Security records
and plant employee records show that he worked at Paradise for
several months while the turbines were being installed.
Further, the TVA report indicated that the turbines were being
installed at the plant during the same period of time that the
other records indicate Cash was working there.
In short, we
believe that there was a genuine issue of material fact
concerning whether Cash was exposed to an asbestos-containing
product being used to insulate the GE turbines while employed at
the plant.
Thus, we conclude that the court erred in awarding
GE summary judgment in connection with this issue.
-7-
The court also held that there was insufficient
evidence that any GE product could have caused Cash’s alleged
asbestos-related disease.
Dr. Culbertson testified in his
deposition that, within a reasonable degree of medical
probability, Cash died from cancer caused by exposure to
asbestos.
He also testified that asbestos exposure is a
cumulative occupational injury and that each and every exposure
contributes to the development of the disease.
Dr. Frank stated
in his report that Cash died from lung disease resulting from
his exposure to asbestos.
This court has addressed the issue of causation in an
asbestos case in Bailey v. North American Refractories Co., 95
S.W.3d 868 (Ky.App. 2001).
Therein we stated as follows:
Generally, the existence of legal cause
is a question of fact for the jury. It only
becomes a question of law for the Court
where the facts are undisputed and are
susceptible of but one inference. The
claimant has the burden to prove legal
causation; however, it is well recognized
that “legal causation may be established by
a quantum of circumstantial evidence from
which a jury may reasonably infer that the
product was a legal cause of the harm.” To
find causation, the jury naturally draws
inferences from circumstantial evidence.
These inferences, however, must be
reasonable, that is they must “indicate the
probable, as distinguished from a possible
cause.” [Citations omitted.]
Id. at 872-73.
We believe the “quantum of circumstantial
evidence” as set forth above was sufficient to create a fact
-8-
issue as to causation.
Thus, we conclude that the court erred
in awarding summary judgment to GE.
In granting summary judgment in favor of North
Brothers, the circuit court stated it could find no evidence
that Cash had been exposed to North Brothers insulation at the
plant.
North Brothers was the insulation subcontractor that
applied asbestos insulation on the GE turbine units at the plant
in the early 1960s.
Like GE, North Brothers argues that the
circuit court correctly determined that there is no evidence
establishing that Cash was exposed to asbestos insulation at the
time it was being applied to the turbines.
As we have noted
above, however, we conclude that there are fact issues in this
regard.
There is evidence that Cash was working at the plant
during this time, and he testified that he worked within ten
feet of the turbines when they were being installed.
North Brothers argues that Cash testified only that he
worked near the turbines when they were being installed and did
not testify that he worked near the turbines when they were
being insulated.
Although Cash may have no specific memory of
being present when insulation was being applied, Gibson
testified that electricians were present at that time.
Further,
the documentation presented by Branon indicates that Cash worked
in the plant during those times.
-9-
We conclude that the
circumstantial evidence described above creates a fact issue in
this regard.
North Brothers also argues that even if Cash worked at
the plant while a turbine was being insulated, it would not
create a permissible inference that he sustained a substantial
exposure to asbestos fibers.
In other words, North Brothers
argues that the evidence “does not establish causation in the
probable sense as opposed to the possible sense.”
In Robert
Simmons Constr. Co. v. Powers Regulator Co., 390 S.W.3d 901, 905
(Ky. 1965), the court held that “one party cannot compel the
other to try his case on a motion for summary judgment.”
We
believe this principle defeats this argument by North Brothers.
Regardless of whether Branon can prove her case at trial, there
are fact issues at this time.
Based upon evidence of exposure
and Dr. Culbertson’s testimony concerning causation, we conclude
that the circuit court erred in awarding summary judgment to
North Brothers.
The summary judgment orders of the McCracken Circuit
Court are reversed, and this matter is remanded for further
proceedings.
ALL CONCUR.
-10-
BRIEFS FOR APPELLANT:
John R. Shelton
Louisville, Kentucky
BRIEF FOR APPELLEE, GENERAL
ELECTRIC:
Scott T. Dickens
Louisville, Kentucky
BRIEF FOR APPELLEE, NATIONAL
SERVICE INDUSTRIES, INC.:
William P. Swain
Louisville, Kentucky
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