KEITH YOUNG, Individually and Superintendent of Adair County School District v. SCOTT HAMMOND, JANET HUTCHESON JOHN PECK, CANDACE STOCKTON, DEBRA WIMMER, Individually and in Their Official Capacities as Members Council; and MICHAEL AKIN
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RENDERED: MAY 16, 2003; 10:00 a.m.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2002-CA-001906-I
AND
NO. 2002-CA-002307-I
KEITH YOUNG, Individually and
in His Official Capacity as
Superintendent of Adair County
School District
MOVANTS
ON MOTIONS FOR RELIEF UNDER CR 65.07 FROM ADAIR CIRCUIT COURT
v.
HONORABLE JAMES G. WEDDLE, JUDGE
ACTION NOS. 02-CI-00166 & 02-CI-00167
SCOTT HAMMOND, JANET HUTCHESON
JOHN PECK, CANDACE STOCKTON,
DEBRA WIMMER, Individually and in
Their Official Capacities as Members
of the Adair County High School
Council; and MICHAEL AKIN
RESPONDENTS
OPINION and ORDER
DENYING INTERLOCUTORY RELIEF
** ** ** ** ** ** ** **
BEFORE:
EMBERTON, CHIEF JUDGE; COMBS and JOHNSON, JUDGES.
EMBERTON, CHIEF JUDGE.
Keith Young, individually and in his
official capacity as Superintendent of Adair County School
District, has filed motions for interlocutory relief pursuant to
CR1 65.07.
Scott Hammond, Janet Hutcheson, John Peck, Candace
Stockton, Debra Wimmer, individually and in their official
capacities as members of the Adair County High School Council,2
as well as Michael Akin, have filed responses thereto.
Young
has moved to consolidate the two motions and it is hereby
ORDERED the motion be GRANTED.
Young asks this Court to dissolve two temporary
injunctions issued by the Adair Circuit Court.
The first,
issued on August 27, 2002, orders him to submit to the Council
all the applications he received for the position of principal
at Adair County High School.
Young demoted Akin.
The position became vacant after
Young handed over to the Council three
applications he recommends for consideration, but refused the
Council’s request for the remainder of the applications, which
he does not recommend, including that of Akin.
The second injunction was issued on October 29, 2002,
after Young complied with the first injunction3 by transmitting
all applications to the Council, and after the Council decided
to recommend Akin for appointment, but Young refused to complete
1
Kentucky Rules of Civil Procedure.
2
Site Based Decision Making Council.
3
This Court denied a stay of enforcement of the temporary
injunction by order entered September 16, 2002.
2
the hiring process.
The injunction orders Young to immediately
place Akin into the position of principal at Adair County High
School “even though Young does not recommend him” and further
orders that Young “shall not intimidate, harass, attempt to
demote or terminate Akin’s employment as Principal prior to
bringing the matter before this Court.”
The controversy before us focuses on construction of
certain language found in KRS4 160.345(2)(h), as highlighted
below:
From a list of applicants submitted by the
local superintendent, the principal at the
participating school shall select personnel
to fill vacancies, after consultation with
the school council, consistent with
subsection (2)(i)10 of this section. The
superintendent may forward to the school
council the names of qualified applicants
who have pending certification from the
Education Professional Standards Board based
on recent completion of preparation
requirements, out-of-state preparation, or
alternative routes to certification pursuant
to KRS 161.028 and 161.048. Requests for
transfer shall conform to any employeremployee bargained contract which is in
effect. If the vacancy to be filled is the
position of principal, the school council
shall select the new principal from among
those persons recommended by the local
superintendent. When a vacancy in the
school principalship occurs, the school
council shall receive training in
recruitment and interviewing techniques
prior to carrying out the process of
selecting a principal. The council shall
4
Kentucky Revised Statutes.
3
select the trainer to deliver the training.
Personnel decisions made at the school level
under the authority of this subsection shall
be binding on the superintendent who
completes the hiring process. Applicants
subsequently employed shall provide evidence
that they are certified prior to assuming
the duties of a position in accordance with
KRS 161.020. The superintendent shall
provide additional applicants upon request
when qualified applicants are available[.]
In support of its decision entered August 27, 2002,
the trial court relied upon OAG5 95-10 to construe the phrase
“qualified applicants” as appears in the last sentence of the
statute to mean:
. . . a person who meets the standards of
statutes, regulations, and any existing
school board policies, in addition to having
the proper certification and an acceptable
criminal background check.
The trial court also relied upon OAG 01-07 to support
the conclusion that the role of the superintendent in the
process of hiring a school principal is “non-discretionary and
ministerial” and that “[t]he decision to hire a principal is
vested in the Council.”
The court held that Young’s refusal to
submit all applications, including that of Akin, to the Council
violated the Council’s right to select the best applicant
available for the position and violated Akin’s right to have his
5
Opinions of the Attorney General of Kentucky.
4
application considered by the Council, thereby causing both to
suffer immediate and irreparable harm.
In his motions for interlocutory relief, Young argues
that KRS 160.345(2)(h) gives a superintendent the exclusive
authority to decide which applicants for a principalship are
qualified for submission to the Council’s consideration and that
an applicant, even when certified for the position, is not
qualified unless also recommended by the superintendent.
It is
his position that the statute does not give the Council the
right to consider applications other than the ones he recommends
to it, or to Akin the right to have his un-recommended
application submitted to the Council for consideration.
Young
finds support for this argument in KERA’s6 recent legislative
history.
He insists that any other interpretation of the
statute nullifies its express requirement that “the school
council shall select the new principal from among those persons
recommended by the local superintendent.”
In their response, the Council and Akin emphasize the
last sentence of KRS 160.345(2)(h) uses the term “shall” to
apply to the superintendent’s function in providing additional
applications upon a Council’s request.
6
They point out that the
Kentucky Education Reform Act. Specifically, Young refers to
unsuccessful attempts by the Legislature in 1996, 1998, and 2000, to
amend KRS 160.345(2)(h).
5
sentence refers to “qualified,” rather than “recommended,”
applicants, and that it does not exclude principals from its
application.
Like the trial court, the Council and Akin rely
upon OAG 01-07 and the language therein which attributes to a
superintendent a “non-discretionary ministerial role” in the
process of providing additional candidates to the Council for
its consideration.
They contend that the only interpretation
that gives meaning to that last sentence in the statute is the
one that construes it to mitigate the superintendent’s
discretion in selecting a principal, and that such
interpretation promotes the intent of the Legislature, when it
passed KERA, to establish a system of checks and balances.
The Court has considered the parties’ arguments and
the appended record and is of the opinion that the Adair Circuit
Court did not abuse its discretion when it issued the two
temporary injunctions at issue here.
The date of entry of this order is contemporaneous
with the date of rendition of this Court’s en banc opinion in
Robinson v. Back, Appeal No. 2001-CA-001933-MR.
In that case,
the trial court agreed with Superintendent Back’s argument,
which is also the argument made by Superintendent Young in the
case before us, that an applicant for a principalship is
“qualified” pursuant to KRS 160.345(2)(h) only if also
“recommended” by the superintendent.
6
In reversing the trial
court, we held that its interpretation of the statute cloaked
the word “qualified” with a meaning not stated therein, and was
inconsistent with KERA’s objective to eliminate nepotism and
favoritism from Kentucky’s school systems through the
decentralization of decision-making authority.7
Rather, this
Court held that construing KRS 160.345(2)(h) to mean that a
superintendent is required to provide a school council with all
applications for a principalship that the council requests, so
long as the applicants have all qualifications required by
statute, dovetails with KERA’s stated objective.
We adopt this Court’s opinion in Robinson v. Back and
incorporate it herein by reference.
Therefore, it is ORDERED
that the motions for interlocutory relief be DENIED.
The motion
of the Kentucky School Board Association for leave to file a
supporting memorandum as amicus curiae is DENIED.
JOHNSON, JUDGE, CONCURS.
COMBS, JUDGE, DISSENTS.
ENTERED:
/s/ Thomas Emberton__________
CHIEF JUDGE, COURT OF APPEALS
May 16, 2003
7
Seminal case law pertinent to this matter includes Rose v.
Council for Better Education, Inc., Ky., 790 S.W.2d 186 (1989), and
Board of Education of Boone County v. Bushee, Ky., 889 S.W.2d 809
(1994).
7
COUNSEL FOR MOVANTS:
COUNSEL FOR RESPONDENTS:
Michael A. Owsley
W. Cravens Priest III
Bowling Green, Kentucky
Jeffrey S. Walther
Beth Anna Bowell
Lexington, Kentucky
8
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