DEPARTMENT OF HIGHWAYS TRANSPORTATION CABINET v. BARRY POE; DONALD L. SMITH, Administrative Law Judge; and WORKERS' COMPENSATION BOARD
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RENDERED:
JANUARY 26, 2001; 2:00 p.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
2000-CA-000722-WC
DEPARTMENT OF HIGHWAYS
TRANSPORTATION CABINET
v.
APPELLANT
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS' COMPENSATION BOARD
ACTION NO. WC-97-97691
BARRY POE; DONALD L. SMITH,
Administrative Law Judge; and
WORKERS' COMPENSATION BOARD
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
COMBS, EMBERTON AND GUIDUGLI, JUDGES.
EMBERTON, JUDGE: The Transportation Cabinet appeals from an
opinion of the Workers’ Compensation Board affirming an award of
total and permanent occupational disability benefits to Barry Poe
of which fifty percent was found to inactive prior to the injury
and noncompensable.
The Cabinet asserts that Poe’s condition was
not caused by a work injury; it was error to find Poe totally
disabled based on the definition of permanent and total
disability under Kentucky Revised Statutes (KRS) 342.0011(11)(c);
and, that Poe should not be permitted any temporary total
disability benefits.
In reviewing decisions of the Workers’ Compensation
Board, the function of the Court of Appeals “is to correct the
Board only where the court perceives that the Board has overlooked or misconstrued controlling statutes or precedent, or
committed an error in assessing the evidence so flagrant as to
cause gross injustice.”1
After review of the record and the
briefs of the parties, we find no evidence which compels a
finding other than that made by the ALJ and affirmed by the
Board.
The Board authored a well-reasoned and factuallydetailed opinion on which we cannot improve.
We therefore adopt
the relevant portions of the Board’s opinion as our own:
Poe was born on June 4, 1957 and is a
resident of Princeton, Caldwell County,
Kentucky. He quit school after the seventh
grade. Relevant work experience includes
employment as a heavy equipment operator,
dish washer, general laborer, maintenance
worker, and tree trimmer.
Poe became employed at the Cabinet in
1978 as a heavy equipment operator. In 1993,
he suffered a work-related injury to his hip
but missed no work for that injury. He
settled that claim against the Special Fund
for a 15 percent permanent partial
disability, but the claim against the Cabinet
was dismissed. Thereafter, Poe alleged no
trouble working prior to his injury that is
the subject of this claim. However, in 1995
Poe sought medical treatment for leg pain.
It was determined that he suffered avascular
necrosis and degenerative arthritis of his
left hip and an osteochondroma of the neck of
1
Western Baptist Hospital v. Kelly, Ky., 827 S.W.2d 685,
687-688 (1992).
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his left femur. As a result, he was
diagnosed as suffering from a Legg-Calve’Perthes disease. One of his examining
physicians, Dr. James M. Donley, stated at
that time that Poe would eventually require a
total hip arthroplasty. During 1995 and
thereafter, Poe continued to work full time
at full duty without accommodation or
restriction.
On January 21, 1997, Poe suffered an
alleged injury to his left hip when he
slipped in oil while mopping on a concrete
floor. For the 52 weeks preceding the
January 21, 1997, injury, Poe’s wage records
indicate that he worked 45.24 hours per week
on a regular basis. The record also reflects
that Poe had worked in uninterrupted fashion
for the Cabinet for the preceding 19 years.
Following his injury, radiographs revealed
Poe to be suffering from avascular necrosis
in the femoral head of his left hip with
osteophytes. Poe was diagnosed with
posttraumatic degenerative joint disease of
the left hip, and a total hip replacement was
recommended. It was also determined that the
fall specifically produced subchondral
fractures in the hip. Additionally, there
were findings on x-ray of Poe’s pelvis of
mixed lytic and sclerotic changes of the left
femoral head with collapse and distortion of
the head consistent with aseptic necrosis or
avascular necrosis, producing marked
degenerative disease. He also alleged the
development of psychological problems
secondary to his work-related injury. Poe
underwent a total hip replacement on February
24, 1997. He has not returned to work
anywhere since January 21, 1997.
Poe filed an application for resolution
of injury claim on November 10, 1997, with
the Department of Workers’ Claims.
Thereafter, by order rendered November 18,
1997, Poe’s claim was assigned to Arbitrator
Bonnie Kittinger for binding mediation. A
benefit review determination was rendered by
the Arbitrator on February 27, 1998, awarding
Poe TTD benefits through December 22, 1997.
The Arbitrator dismissed Poe’s claim for
permanent partial disability benefits.
Subsequently, Poe requested a de novo
hearing before an ALJ. By order of the
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Commissioner issued March 20, 1998, Poe’s
claim was assigned to ALJ Smith for final
adjudication.
In addition to the petitioner’s
testimony at deposition and at hearing,
evidence submitted for the ALJ’s
consideration consisted of medical records
and/or depositions of Dr. Leo Ensalada, Dr.
W. Wayne Mosley, Dr. M. L. Stetten, Dr.
William Weiss, Dr. Robert Granacher, Jr., and
Dr. Lewis Westmoreland III, D.O., and lay
testimony from Gary Glass, Eddie Ford, and
Dr. Luca E. Conte, a vocational specialist.
Also submitted was Poe’s deposition from his
original claim (94-45315) taken following his
1993 injury as well as the 1995 depositions
of Dr. James M. Donley and Dr. James P.
Rushing, a chiropractor.
Dr. Ensalada, a specialist in
occupational medicine, initially saw Poe for
an independent medical evaluation (“IME”) on
March 8, 1995. At that time, Poe complained
of leg pain. Dr. Ensalada diagnosed the
respondent as suffering from avascular
necrosis and degenerative arthritis of the
left femoral head, which was not a workrelated condition. The doctor further found
osteochondroma of the left lesser trochanter
at the neck of the femur, which was also not
work-related.
On December 22, 1997, Dr. Ensalada
performed a second IME of Poe. At that time,
he received an appropriate history of the
January 21, 1997, fall at work. Poe had an
8-inch curvilinear surgical scar over his
left hip consistent with his history of total
hip replacement. Dr. Ensalada’s impression
was that Poe had Legg-Calve’-Perthes disease
of his left hip for which he was treated
surgically with a left total hip replacement.
The doctor stated that Poe’s Legg-Calve’Perthes disease was an active condition at
the time of his fall on January 21, 1997. He
defined Legg-Calve’-Perthes disease as
idiopathic avascular necrosis of the
epiphysis of the femoral head with associated
complications. He stated that Poe would have
required a left total hip arthroplasty for
the treatment of his Legg-Calve’-Perthes
disease absent his January 21, 1997, injury.
Furthermore, but for Poe’s Legg-Calve’-4-
Perthes disease, he would not have required
the left total hip arthroplasty following his
work-related fall. He also speculated that
Poe likely would not have fallen at work on
January 21, 1997, absent his Legg-Calve’Perthes disease. Based on the AMA Guides,
Dr. Ensalada assessed a 20 percent whole
person impairment to Poe’s condition. None
of this, according to Dr. Ensalada, is
attributable to the work-related fall that is
the subject of this claim. The doctor
permanently restricted Poe to no frequent
lifting in excess of 10 to 20 pounds and no
frequent standing, walking, or bending. He
stated that Poe could occasionally lift 20 to
50 pounds and squat, kneel, and climb
ladders. Dr. Ensalada opined that the
January 21, 1997, incident did not cause or
necessitate Poe’s surgery.
Dr. Donley’s deposition was taken
October 11, 1995, as part of Poe’s original
worker’s compensation claim (94-45315),
following his first work-related hip injury
in 1993. Dr. Donley initially saw Poe on
July 7, 1995. At that time, he received a
history that in June 1993, Poe had twisted
his hip dismounting from a tractor. X-rays
revealed two problems in Poe’s left hip: (1)
avascular necrosis of an arthritic femoral
head and (2) an osteochondroma of a lesser
trochanter at the neck of Poe’s femur. Dr.
Donley also made an additional diagnosis of
Perthes disease. Dr. Donley testified that,
based on Poe’s history, prior to June 1993,
he had never experienced any problems with
his hip. The doctor stated that the twisting
injury Poe suffered in 1993 aroused a
preexisting, dormant, non-disabling condition
into disabling reality. Dr. Donley described
Poe’s condition as permanent and stated that
more than likely it would deteriorate to the
point that the respondent required an
artificial hip replacement. He assessed a 15
percent total body impairment based upon the
AMA Guides following Poe’s 1993 injury. He
also stated that Poe’s impairment would not
be there but for his preexisting condition.
Dr. Mosley, a
surgeon, first saw
January 30, 1997.
complained of pain
doctor received an
board-eligible orthopedic
Poe for treatment on
At that time, Poe
in his left hip. The
appropriate history of
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Poe’s January 21 work injury. At the time of
his initial examination, Dr. Mosley found
restricted range of motion, producing pain in
Poe’s left hip. Radiographics conducted at
that time revealed evidence of avascular
necrosis in his femoral head with
osteophytes. The doctor diagnosed
posttraumatic degenerative joint disease of
the left hip and Legg-Calve’-Perthes disease.
On February 24, 1997, Dr. Mosley performed
surgery on Poe in the form of a total hip
replacement. He compared x-rays taken of
Poe’s left hip on July 7, 1995, with x-rays
performed at his office on January 21, 1997.
The older x-rays showed that Poe had less of
a flattened femoral head in July 1995, than
in January 1997. The doctor also opined that
Poe experienced a subchondral fracture that
occurred between those two periods of time
that manifested itself as a depression of the
femoral head. X-rays also showed mixed lytic
and sclerotic changes of the left femoral
head as well as marked AP of Poe’s pelvis.
Dr. Mosley described the differences in
the July 1995, and the January 1997, x-ray
results as “notable.” He felt these changes
represented an acute worsening attributable
to Poe’s January 21, 1997, fall at work. As
a result of Poe’s injury, Dr. Mosley opined
that his femoral head in his left hip was at
the point that it was no longer congruent to
the acetabulum. As a result, Poe had no
choice but to proceed with a total hip
arthroplasty. The reason Poe needed surgery,
according to Dr. Mosley, was due to his
development of a subchondral fracture. The
fracture, therefore, further aroused Poe’s
preexisting hip condition and accelerated his
need for surgery.
Based on the AMA Guides, Dr. Mosley
assessed Poe as suffering from a 20 percent
whole person impairment. The doctor stated
that Poe would not have reached maximum
medical improvement (“MMI”) until one year
post surgery. He restricted Poe to
occasional lifting of 10 to 20 pounds.
During an eight-hour workday, the doctor
opined, Poe could sit for six hours and stand
for two. He also should not be required to
walk for more than two hours. Dr. Mosley
recommended that Poe be required to sit no
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more than four hours straight at any one
time.
Dr. Westmoreland, D.O., performed x-rays
of Poe’s left hip on January 21, 1997. These
x-rays revealed mixed lytic and sclerotic
changes of the left femoral head with
collapse and distortion of the head
consistent with aseptic necrosis or avascular
necrosis. There was also evidence of marked
degenerative disease in Poe’s left hip as
well as a mature osteochondroma arising from
the medical aspect of the neck of Poe’s left
femur.
Dr. Westmoreland stated that his finding
of depression of Poe’s femoral head was
synonymous with multiple fractures. However,
in his opinion, these were old fractures. He
could not make a diagnosis of an acute
fracture without some earlier x-ray being
available for comparison. Specifically with
regard to causation of the multiple fractures
seen on x-ray, Dr. Westmoreland could not say
one way or the other whether the January 21
trauma superimposed on Poe’s preexisting
condition accelerated his symptomatology. He
testified that the issue of causation was
best left to an orthopedist, and for him to
render any opinion would be stepping outside
his bounds.
Dr. Stetten, an orthopedic surgeon,
performed IMEs of Poe on October 26, 1995;
December 29, 1997; and July 27, 1998. At the
time the doctor examined Poe in 1997, the
respondent had already undergone his left hip
arthroplasty. Dr. Stetten stated that Poe’s
Legg-Calve’-Perthes disease preexisted his
January 21, 1997, injury. He also testified
unequivocally that the January 1997 fall did
not cause the necessity of Poe’s surgery.
According to Dr. Stetten, Poe’s surgery would
not have been necessary but for the ongoing
natural aging process of the respondent’s
Legg-Calve’-Perthes disease. Based on the
AMA Guides, Dr. Stetten assessed Poe as
presently having a 20 percent impairment to
his body as a whole following his surgery.
Although Dr. Stetten performed x-rays at the
time of his original examination in 1995, he
makes no mention of additional x-rays having
been reviewed following the January 21, 1997,
incident.
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Dr. Rushing, a chiropractor, was deposed
on October 12, 1995, as an expert witness in
Claim No 94-45315. In February 1994, he
began chiropractic treatment of Poe for
complaints of low back, left leg, and left
groin pain. Poe reported that these symptoms
arose following his 1993 work-related injury.
Dr. Rushing’s treatment consisted of spinal
adjustments, physical therapy, and electrical
stimulation. X-rays taken by Dr. Rushing
showed evidence of marked arthritis in Poe’s
left hip, which made the doctor think
“something funny was going on at the time.”
Dr. Rushing testified he last treated Poe on
May 9, 1994. He further stated that Poe’s
complaints were consistent with his report of
an injury at work in 1993.
Dr. Weiss, a professor of psychology at
the University of Evansville a and clinical
psychologist, examined Poe at the request of
the Division of Disability Determination for
purposes of conducting a social security
disability evaluation. Dr. Weiss described
Poe following academic testing as
functionally illiterate. He stated that Poe
exhibited a full-scale IQ of 72, placing him
in the borderline area of intellectual
functioning. He also described Poe as
learning disabled. In fact, Poe’s MMPI had
to be administered orally. Following his
overall examination, Dr. Weiss diagnosed Poe
as suffering from a major depressive
disorder. The doctor stated Poe’s depression
was a direct result of the effects of his
January 21, 1997, injury and subsequent
medical consequences. The doctor stated that
Poe had no history prior to that time of any
pathological depression. Dr. Weiss found
evidence of marked restriction of activities
of daily living, moderate difficulties in
maintaining social functioning, frequent
deficiencies of concentration, and episodes
of deterioration and decompensation.
Dr. Granacher, a forensic psychiatrist,
performed an independent psychiatric
evaluation of Poe on July 29, 1998. Poe’s IQ
was measured to be 71, placing him in the
borderline range of intellectual functioning.
Scholastic testing conducted by Dr. Granacher
identified Poe to be well below average
nationally. Based upon his overall
examination, the doctor diagnosed Poe as
-8-
suffering from mild depression due to adverse
life circumstances, prior history of alcohol
abuse, functional literacy, and borderline
intellectual capacity.
Based upon his overall evaluation, Dr.
Granacher opined that Poe has a zero percent
whole body psychiatric impairment due to any
alleged work injury. He further stated that
Poe has the mental capacity to engage in any
work he is trained, educated, or experienced
to perform. While Dr. Granacher is not an
orthopedic surgeon, it was his opinion Poe’s
hip injury was not related to his work but,
in fact, was a preexisting condition. The
doctor conceded that Poe is depressed because
of his hip injury but did not see any
relationship between Poe’s depression and any
work-induced injury. Dr. Granacher opined
that Poe “clearly could not have collapsed
his femoral head from the accident described
but must have had a defective hip for some
time before his alleged work injury.” The
doctor concluded by stating that he could
find no evidence of a causal connection
between Poe’s mental state and a compensable
work injury.
Eddie Ford, an administrative manager
for the Cabinet, testified that on February
26, 1998, he met with Poe to discuss
accommodations for the respondent to return
to work. The Cabinet was willing to make
accommodations for the claimant; however, Poe
refused to return to work.
Gary Glass works as a timekeeper for the
Cabinet. He testified that after June 1,
1993, the date of Poe’s first work-related
injury, the respondent mentioned that he
needed to accumulate sick time so that he
could attend doctor’s appointments.
Dr. Conte, a vocational rehabilitation
practitioner, on January 5, 1998, conducted a
vocational analysis and assessment of Poe’s
ability to return to work. Testing revealed
Poe demonstrated verbal skills consistent
with a second or third-grade level. In Dr.
Conte’s opinion, within reasonable vocational
probability, any occupational loss suffered
by Poe by virtue of his hip replacement
surgery would be due entirely to his
preexisting, active Legg-Calve’-Perthes
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disease. Vocational testing indicated,
according to Dr. Conte, that Poe could return
to work as a greenhouse worker, a vehicle
operator provided the vehicle had an
automatic transmission, and a dishwasher. He
further stated that there remained a
significant number of jobs available to Poe
should he seek employment.
As noted above, on August 24, 1999, the
ALJ rendered an opinion granting Poe an award
of permanent and total occupational
disability benefits. However, 50 percent of
Poe’s disability was determined by the ALJ to
have been active and therefore
noncompensable. The ALJ also concluded that
Poe was suffering from secondary
psychological overlay directly attributable
to the effects of his January 21, 1997,
injury. With regard to these matters, the
ALJ stated in relevant part as follows:
The first issued to be addressed by
the Administrative Law Judge is the
causation/work-relatedness for the
Plaintiff’s current condition. It is
undisputed that the Plaintiff did have
Legg-Calve’-Perthes disease for several
years prior to the January 21, 1997,
injury. However, this Court [sic] did
find Plaintiff’s treating surgeon, Dr.
Mosley, to be persuasive. He
specifically indicated that the
Plaintiff’s current hip condition was a
combination of the Legg-Calve’-Perthes
disease and the work injury on January
21. 1997. Therefore the Plaintiff’s
physical condition is deemed to have
been caused by the work injury. This
Court [sic] further found testimony of
Dr. Weiss to be persuasive on the
psychological claim. The Court [sic]
takes note that the Plaintiff had no
prior psychological problems. Dr. Weiss
too indicated that the Plaintiff’s
condition was caused by the work injury.
Therefore, the psychological condition
is also deemed to be work-related.
The next issue to be decided by the
Administrative Law Judge is the extent
and duration of Plaintiff’s disability
as a result of his work-related injury
on January 21, 1997. Based upon the
-10-
date of injury, Plaintiff would be
governed under the amendments found in
House Bill 1. Disability under those
amendments are to be determined by the
use of impairment ratings under the AMA
Guidelines. The only exception to this
is when the Plaintiff is found to be
totally occupationally disabled under
KRS 342.730(1)(a). This Court [sic]
found the Plaintiff to be very credible
regarding both his pain and
restrictions. This is further supported
by the testimony given by Dr. Mosley and
Dr. Weiss. Based upon the totality of
the evidence, this Court [sic] does find
that the Plaintiff is totally disabled
as a result of his injury on January 21,
1997.
The Court [sic] must next determine
whether the Plaintiff had any prior
active disability. As stated earlier,
Plaintiff has been previously diagnosed
with Legg-Calve’-Perthes disease. In
fact, it was anticipated that the
Plaintiff would eventually need the
total hip replacement surgery. Yet it
was only after the work injury on
January 21, 1997, that the surgery had
to be performed. Based on the totality
of the evidence, not only as summarized
here, but as contained in the record,
this court [sic] does believe that the
Plaintiff’s Legg-Calve’-Perthes disease
would constitute a 50% prior active
disability in this matter.
It is from this language that the petitioner
now appeals.
With regard to petitioner’s first
argument, we find no merit in the Cabinet’s
contention that the ALJ erred in determining
that Poe’s work-related fall of January 21,
1997, resulted in both physical and
psychological injury. Where the party who
bears the burden of proof is successful
before the ALJ, the question on appeal is
whether the ALJ’s decision is supported by
substantial evidence in the record. Wolf
Creek Collieries v. Crumm, Ky. App., 673
S.W.2d 735 (1984). Substantial evidence is
evidence of relevant consequence having the
fitness to induce conviction in the minds of
-11-
reasonable people. Smyzer v. B. F. Goodrich
Chemical Co., Ky., 474 S.W.2d 367 (1971).
The ALJ as fact finder has the sole authority
to determine the weight, credibility,
substance, and inference to be drawn from the
evidence. Paramount Foods, Inc. v.
Burkhardt, Ky., 695 S.W.2d 418 (1985). The
ALJ has the discretion to choose whom and
what to believe. Pruitt v. Bugg Brothers,
Ky., 547 S.W.2d 123 (1977). Furthermore, the
ALJ has the absolute right to choose to
believe part of the evidence and disbelieve
other parts even when it comes from the same
witness or the same party’s total proof.
Caudill v. Maloney’s Discount Stores, Ky.,
560 S.W.2d 15 (1977). It is not enough for
the Cabinet to show there is merely some
evidence that would support a contrary
conclusion. McCloud v. Beth-Elkhorn Corp.,
Ky., 514 S.W.2d 46 (1974). So long as any
evidence of substance supports the ALJ’s
opinion, we may not reverse. Special Fund v.
Francis, Ky., 708 S.W.2d 641 (1986).
In the case sub judice, we believe there
is ample evidence to support the ALJ’s
conclusions with regard to causation. Dr.
Mosley unequivocally testified that the role
Poe’s January 1997, work-related fall played
in producing injury and an accelerated need
for a total hip arthroplasty. Furthermore,
x-rays reviewed by Dr. Mosley taken in 1995
did not reveal evidence of subchondral
fractures or flattening of the femoral head.
However, x-rays conducted only a few days
after the January 1997, accident demonstrated
multiple fractures and a flattening of Poe’s
femoral head of his left femur. According to
Dr. Mosley, these fractures were acute in
nature and left Poe with no alternative but
to undergo total hip replacement. The ALJ’s
reliance on Dr. Mosley’s opinion that Poe’s
hip complaints and need for surgery were
attributable to the effects of his workrelated accident that is the subject of this
claim, in our opinion, sufficiently support
the conclusions reached by the ALJ.
Additionally, we find no error in the
ALJ’s determination that Poe currently
suffers depression that is secondary to the
effects of his January 21, 1997, injury.
These findings are based upon the conclusions
of Dr. Weiss whose testimony clearly must be
-12-
considered substantial evidence. The fact
that Dr. Weiss did not assign a specific
impairment rating attributable solely to
Poe’s secondary psychological overlay does
not defeat nor diminish the psychological
aspect of Poe’s claim. In fact, Chapter 14
of the most recent edition of the AMA Guides
dealing with mental and behavioral disorders
deliberately makes no provision for numerical
impairment ratings for any type of
psychological or psychiatric impairment or
disability. The authors of that Chapter, at
301, state that the decision not to do so was
deliberate. Unlike the situation with some
organ systems, there are no precise measures
of impairment in mental disorders.
We realize that by definition, pursuant
to KRS 342.0011(11)(c), a claimant may be
found permanently disabled only upon a
showing that due to an injury the employee
has a permanent disability rating. KRS
342.0011(36) defines “permanent disability
rating” as the permanent impairment rating
determined by the latest edition of the AMA
Guides times the appropriate factor under KRS
342.730(1)(b). However we must presume that
the legislature knew at the time it enacted
these definitions that not all medical
impairments under the AMA Guides are measured
in numerical percentages. Since by law in
matters of statutory construction we are to
avoid a result that leads to an absurdity or
an unreasonable conclusion, we must conclude
that the Legislature did not intend to
require a specific numerical impairment
rating for each and every infirmity alleged
as work related. Wesley v. Board of
Education of Nicholas County, Ky., 403 S.W.2d
28 (1966); City of Covington v. Sohio
Petroleum Co., Ky., 279 S.W.2d 746 (1955).
So long as a condition produces medical
restrictions, is work related, and is
associated with another work-related
condition causally related to the same
traumatic event for which an impairment
rating has been assigned, an ALJ has the
discretion to deem said condition
contributory and compensable when making a
finding of total disability.
We also disagree with the Cabinet’s
assertions that the ALJ exceeded his
authority by law in finding Poe to be
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suffering from a permanent total disability.
Under the 1996 amendments, the assessment of
whether a claimant is totally disabled
remains solely within the province of the
ALJ, and by law, he continues to be afforded
great leeway in making this determination.
Kentucky Carbon Corp. V. Dotson, Ky. App.,
573 S.W.2d 368 (1978); Seventh St. Road
Tobacco Wrhse. v. Stillwell, Ky., 550 S.W.2d
469 (1976). It has long been established
that the ALJ may rely in part on the
claimant’s demeanor, credibility, and
testimony in making a determination of
permanent and total disability. Hush v.
Abrams, Ky., 584 S.W.2d 48 (1979). We
believe this remains true even under the “new
law.” A claimant’s testimony may constitute
substantial evidence in support of an ALJ’s
finding of total permanent disability.
Further, the ALJ may draw any reasonable
inferences from the evidence. Jackson v.
General Refractories Company, Ky., 581 S.W.2d
10 (1979).
Although KRS 342.0011(11)(c) requires a
claimant to show both a permanent disability
rating and a complete and permanent inability
to perform any type of work as a result of
his injury in order to receive a total
disability award, we note that “work” is
defined in KRS 342.0011(34) as “providing
services to another in return for
remuneration on a regular and sustained basis
in a competitive economy.” While permanent
partial disability assessments provide for
very little discretion on the part of the
fact finder, total disability assessments are
not so strictly limited.
Even after the enactment of the 1996
amendments, in claims involving total
disability, we believe that fact finders
still retain most of the discretion allowed
them under Osborne v. Johnson, Ky., 432
S.W.2d 800 (1968). Although the full impact
of Osborne, supra, has been modified, we do
not believe it has been abolished. In
Osborne, supra, the Court thoroughly analyzed
the requirements needed for finding
disability. The Court emphasized that
medical percentages are not determinative.
While that statement is no longer controlling
for permanent partial disability cases, it
-14-
remains applicable to permanent total
disability.
Statutory definition of “disability,” as
it existed at the time of the decision in
Osborne, supra, and thereafter until December
12, 1996, required the fact finder to analyze
the worker’s competitive abilities based upon
the “local labor market.” With the 1996
changes to the Kentucky Worker’s Compensation
Act, the local labor market analysis is no
longer appropriate. The ALJ in the instant
action did not limit his assessment to the
local labor market and, therefore,
appropriately disregarded that aspect of
Osborne, supra.
We believe that the Legislature’s
definition of “work” as set out above follows
a great deal of the language used by the
Court in Osborne, supra, particularly in
their quotations from Larson’s, wherein it
was noted that if the worker’s physical
condition is such as to disqualify him from
regular employment in the labor market, then
total disability may be found. See, Id. at
803. The Court went on to state also at 803,
“If the Board finds the work[er] is so
physically impaired that he is not capable of
performing any kind of work of regular
employment . . . the [worker] will be
considered to be totally disabled.”
In defining normal employment
conditions, the Court adopted Larson’s test
of probable dependability to sell services in
a competitive labor market. This definition
considers whether the individual will be
dependable, whether his physiological
restrictions prohibit him from using skills
within his individual vocational
capabilities, and accepts that one is not
required to be home bound to be determined
totally occupationally disabled. We believe
that the definition of “work” in KRS
342.0011(34) echoes this language to a large
extent. By defining “work” as providing
services “on a regular and sustained basis in
a competitive economy,” we believe the
Legislature has indicated that the fact
finder must take into account the claimant’s
ability to compete for work and not merely
his physical ability to perform work tasks.
-15-
Here, based on the testimony and AMA
impairment assessments of numerous
physicians, Poe has established his
entitlement by law to a permanent disability
rating. Additionally, there is sufficient
evidence of record upon which the ALJ could
rely and from which he could infer Poe’s
inability to engage in substantial gainful
activity. Poe himself specifically testified
that physically and emotionally he has been
unable to engage in any work activity since
January 21, 1997. Both Dr. Weiss and Dr.
Granacher determined Poe’s level of
intellectual functioning to be borderline.
Objective psychological and scholastic
testing conducted by Dr. Weiss further
established that Poe is functionally
illiterate and learning disabled. Dr. Weiss
also opined that Poe’s depression interferes
with his ability to concentrate. When these
factors are considered along with the
restrictions imposed on Poe’s physical
activity by Dr. Mosley and contrasted with
Poe’s relevant past work experience, we can
find no justification in law or equity for
reversing the ALJ’s determination that the
respondent is 100 percent disabled. By
statute, the Board may not substitute its
judgment for that of an ALJ as to the weight
of evidence on questions of fact. See KRS
342.285(2).
In that we have affirmed the ALJ’s
finding that Poe is totally and permanently
disabled, any questions raised by the Cabinet
with regard to Poe’s entitlement to TTD
benefits are moot.
Accordingly, the decision of the ALJ is
hereby AFFIRMED and this appeal DISMISSED.
The opinion of the Board is affirmed.
-16-
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE BARRY POE:
W. David Shearer, Jr.
Louisville, Kentucky
Thomas M. Rhoads
Madisonville, Kentucky
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