JENNIFER STEBBINS v. JEFFERSON COUNTY BOARD OF EDUCATION; HON. THOMAS A. NANNEY, ADMINISTRATIVE LAW JUDGE; ROBERT L. WHITTAKER, DIRECTOR OF SPECIAL FUND; AND WORKERS' COMPENSATION BOARD
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RENDERED:
SEPTEMBER 1, 2000; 10:00 a.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
1999-CA-002228-WC
JENNIFER STEBBINS
v.
APPELLANT
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS' COMPENSATION BOARD
ACTION NO. WC-97-095972
JEFFERSON COUNTY BOARD OF EDUCATION;
HON. THOMAS A. NANNEY, ADMINISTRATIVE
LAW JUDGE; ROBERT L. WHITTAKER,
DIRECTOR OF SPECIAL FUND; AND
WORKERS' COMPENSATION BOARD
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE: HUDDLESTON, JOHNSON AND SCHRODER, JUDGES.
JOHNSON, JUDGE: Jennifer Stebbins has filed a petition for review
of a decision of the Workers’ Compensation Board claiming that
the Board erred in ruling that her claim for permanent disability
benefits was not supported by evidence that compelled the ALJ to
find in her favor.
Having concluded that the Board has not
committed error in assessing the evidence so flagrant as to cause
gross injustice,1 we affirm.
Stebbins sustained a work-related injury on May 22,
1996.
At the time of her injury, she was 51 years old and held a
masters degree in education.
Stebbins was employed by the
Jefferson County Board of Education for nearly thirty years.
During the first nine years of her employment she worked as a
elementary school teacher and thereafter, as a diagnostic and
educational tester for disabled students.
The conditions of her
employment required that she travel between schools in order to
administer the students’ tests.
Although the position required
that she remain seated most of the time, she was required to
carry materials from location to location.
While traveling between two elementary schools for the
purpose of delivering some papers, Stebbins’s vehicle was rearended while stopped at a traffic light.
Several hours after the
collision, Stebbins went to the Baptist East Hospital emergency
room.
The radiographs taken at that time were negative and
Stebbins was released with a prescription for pain pills and
muscle relaxers.
On May 28, 1996, Stebbins visited her general
practitioner, Dr. Robert Ellis, who recommended that she remain
home from work, and rest, for a week or so.
Thereafter, on July
11, 1996, Dr. Ellis had a CT scan performed on Stebbins’s lumbar
spine.
Dr. Dennis Jankowski interpreted the results and opined
1
Western Baptist Hospital v. Kelly, Ky., 827 S.W.2d 685,
687-88 (1992).
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that she had an annular disc bulging at L4-5 and broad base
bulging or protrusion and spinal stenosis at L5-S1.
Dr. Ellis then referred Stebbins to neurosurgeons, Dr.
Paul Forrest and Dr. David Changaris.
Following three or four
visits, the doctors released Stebbins from their care.
At the commencement of the 1996-97 school year,
Stebbins returned to work and continued to work until late
October 1996.
On January 14, 1997, Stebbins was examined by Dr.
John Guarnaschelli, who was of the impression that the motor
vehicle accident precipitated radioculopathy involving both the
cervical and lower lumbosacral spine.
He recommended
conservative treatment without surgical intervention.
Dr.
Guarnaschelli referred Stebbins to Dr. Ellen Ballard, and
released her after one visit.
From October 1996, through April
1997, Stebbins continued to receive workers’ compensation
benefits in the form of temporary total disability payments.
Throughout 1997, Stebbins was treated by both Dr.
Ellis, her general practitioner, and Dr. Ballard, a psychiatrist.
Dr. Ballard’s records indicate that Stebbins had attained maximum
medical improvement on July 7, 1997.
At that time, Dr. Ballard
assessed a 10% impairment to Stebbins’s lumbar spine and a 5%
impairment to her cervical spine.
Accordingly, Dr. Ballard
diagnosed Stebbins as having sustained a total impairment of 15%
under the AMA guidelines.
Stebbins returned to work at the commencement of the
1997-98 school year and worked a fairly regular schedule until
January 1998, when she injured herself at home while bending over
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to pick up a crate.
As a result of this incident, Stebbins
remained off work for two weeks.
Thereafter, she returned to
work until March 1998, at which time she suffered from what she
perceived to be heart-related problems.2
She has not returned to
work since that time.
On April 22, 1998, a lumbar MRI was performed on
Stebbins.
Dr. Robert Elliott interpreted the results and
concluded: “Negative lumbar MRI exam, except for minor
degenerative changes in the L4-5 and L5-S1 discs.
herniation and/or spinal stenosis is evident.”
No focal disc
An addendum
report by Dr. Robert Buse, comparing the 1998 results with an
October 1996 study, found no significant change since the earlier
exam other than perhaps a slight interval increase in the L5-S1
disc bulge.
At Dr. Ballard’s request, an FCE was performed on
Stebbins in May 1998.
The results of this exam indicated that
Stebbins could perform work in the light to medium categories.
The FCE report further indicated that Stebbins’s job
classification with the School Board was listed as “light work.”
At the School Board’s request, Stebbins was evaluated
on August 5, 1998, by Dr. James Harkess, an orthopaedic surgeon.
Dr. Harkess performed an extensive review of Stebbins’s medical
records in addition to performing a physical examination and
reviewing all radiographs, CT scan and MRI film.
The sum of his
evaluation found “no evidence of significant organic disease” in
2
Stebbins conceded that her heart symptom was not workrelated.
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either Stebbins’s hips or spine.
The doctor opined that, at
most, the motor vehicle accident may have triggered Stebbins’s
underlying psychiatric disease.
Although, Dr. Harkess concluded
that her condition was partially due to the arousal of a preexisting, dormant, non-disabling psychoneurosis, he found her
impairment to be zero-percent (0%) and stated that there was no
need to restrict her work activities as a result of the injury or
its residual effects.
Rather, Dr. Harkess recommended that
Stebbins be seen by a psychiatrist.
Stebbins testified that she suffers from chronic
headaches in the back of her cranium, as well as constant neck,
lower back, hip and leg pains.
She stated that she is capable of
driving, performing light house chores, and cooking.
In a March 28, 1998, opinion, the administrative law
judge (ALJ), having evaluated this evidence, concluded that
Stebbins did not suffer an injury of appreciable proportions, to
wit:
1. There is no doubt that the
plaintiff was involved in a motor vehicle
accident on May 22, 1996. I further believe
that for a limited period of time after this
accident, the plaintiff would certainly have
suffered from some low back and cervical
discomfort. However, based upon my overall
review of the record, including plaintiff’s
extensive medical history with Dr. Ellis, I
am unpersuaded that she has sustained any
significant injury as a result of the motor
vehicle accident.
While there may be some room for
argument in the medical testimony as to
exactly what resulted from the motor vehicle
accident, I find that the report of Dr.
Harkess appears to be most persuasive, even
though he saw [plaintiff] for the purpose of
evaluation only. Nevertheless, he indicates
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that he finds no basis for any finding of a
significant organic disease or condition in
the plaintiff’s spine or hips. While there
was some evidence of mild degenerative
changes in the lumbar spine and cervical
spine, Dr. Harkess did not believe that the
motor vehicle accident produced any
impairment and was certainly not the cause of
her continuing complaints. He essentially
believed that plaintiff is suffering from
conditions which are psychogenically
determined and that her psychoneurosis is of
a long-standing nature.
Having determined that the
plaintiff has sustained no significant
impairment under the AMA Guidelines, I am
unpersuaded that she has sustained any
permanent occupational loss as a result of
the motor vehicle accident of May 22, 1996.
She has received temporary total disability
benefits and has been paid medical for what I
consider to be a temporary condition in the
nature of a low back and cervical strain
resulting in no permanent occupational
disability. I find no basis for the award of
further benefits.
Stebbins appealed the ALJ’s adverse decision to the
Board, which in a 2-1 decision affirmed.
In her petition for
review, Stebbins, essentially, raises the same issues before this
Court as were raised before the Board.
She believes the medical
evidence requires a determination that the ALJ’s decision was
arbitrary.
In support of her position that the ALJ erred in
adopting Dr. Harkess’ opinion, Stebbins maintains Dr. Harkess’
conclusions regarding the source, extent, and nature of her
injuries are solely subjective.
She claims that in light of her
medical history and the opinions of her treating physicians, Dr.
Harkess’ conclusions are not supported by the record.
It is this Court’s duty is to determine whether “the
Board has overlooked or misconstrued controlling statutes or
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precedent, or committed error in assessing the evidence so
flagrant as to cause gross injustice.”3
In affirming the ALJ,
the Board correctly observed that the ALJ, as the sole arbiter of
the weight and credibility to be accorded testimony, may rely in
whole or in part upon any party’s proof, and, may in fact, pick
and choose from the evidence even within a given witness’s
testimony.4
We accept the Board’s summary of the law in this
regard:
When, as here, the party with the burden
of proof is unsuccessful before the ALJ, we
must view the evidence to determine whether
it compelled a contrary result. Special Fund
vs. Francis, Ky., 708 SW2d 641 (1986). . . .
Compelling evidence is evidence that is so
overwhelming that no reasonable person could
[] fail[] to be persuaded by it. Reo
Mechanical vs. Barnes, Ky.App., 691 SW2d 224
(1985). Stebbins believes that this is just
such a circumstance. She argues that it is
totally unreasonable for the ALJ to have
relied upon the findings of Dr. Harkess in
reaching a conclusion that there is no
permanency related to the work-related
automobile accident. Stebbins directs our
attention to the fact that she was seen for
approximately two years by a variety of
physicians prior to having been seen by Dr.
Harkess, none of whom considered the
condition to be psychologically related.
In spite of Stebbins’s arguments and
recognizing that another ALJ may have reached
a different conclusion, our evaluation must
be limited to determining whether the ALJ was
within his authority in relying upon the
testimony of Dr. Harkess. Smyzer vs. B.F.
Goodrich Chemical Co., Ky. 474 SW2d 367
(1971) . . . .
3
Western Baptist Hospital, supra.
4
Caudill v. Maloney’s Discount Stores, Ky., 560 S.W.2d 15
(1977).
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Stebbins also questions the ALJ’s
reliance upon an evaluating physician as
opposed to her treating physicians and
further questions the authority of Dr.
Harkess to even offer opinions concerning
psychoneuroses. However, the courts have
consistently held that physicians may offer
[an] expert opinion which constitutes
substantial evidence and that no greater
emphasis should be placed upon a treating
physician than an evaluating physician. See
Yocum vs. Emerson [Electric], Ky.App., 584
SW2d 744 (1979) . . . . Further, while Dr.
Harkess indicated that there may have been
some triggering of Stebbins’s pre-existing
problems as a result of the automobile
accident, the aggravation of an already
existing condition need not be considered
compensable. Calloway County Fiscal Court
vs. Winchester, Ky., 577 SW2d 216 (1977).
Here, the ALJ acknowledged that there was
some relationship between the automobile
accident and the need for Stebbins to be off
work for a period of time. He confirmed the
payment of temporary total disability
benefits. However, it is clear that the
ALJ’s opinion was to the effect that Dr.
Harkess[,] in stating that the work event
resulted in no occupational impact[,] was
persuasive. Within the ALJ’s right to pick
and choose from the evidence and determine
that which he believes to be more credible in
reaching his conclusion, it cannot be said
that there was compelling evidence to the
contrary. McCloud vs. Beth-Elkhorn Corp.,
Ky., 514 SW2d 46 (1974) . . . . As we
frequently note, when there is conflicting
evidence it generally cannot be said that
there is compelling evidence for a specific
conclusion. Pruitt vs. Bugg Bros., Ky., 547
SW2d 123 (1977).
We believe the Board accurately reviewed and summarized
the ALJ’s decision.
As the Board acknowledged, the ALJ, as fact-
finder, retains the sole authority to ascertain the weight,
credibility, substance and inferences to be drawn from the
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evidence.5
Where the medical evidence is conflicting, the ALJ
has the exclusive authority to determine whom to believe.6
Moreover, the probative value of the evidence is by no means
determined by the number of doctors espousing either one theory
or another.7
The Board’s decision is affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE, JEFFERSON
COUNTY BOARD OF EDUCATION:
Edward A. Mayer
Louisville, Kentucky
Michelle Turner
Louisville, Kentucky
BRIEF FOR APPELLEE, SPECIAL
FUND:
David R. Allen
Frankfort, Kentucky
5
Paramount Foods, Inc. v. Burkhardt, Ky., 695 S.W.2d 418
(1985).
6
Pruitt, supra.
7
McCloud, supra.
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