BILL ALWARD; PATSY CONWAY; JOHN S. CRAFTON; KAREN M. CURTIS; JAMES O. GAINES; JOHN A. PERRY; BETTY RIPATO; AND ROGER PITCHFORD v. COMMONWEALTH OF KENTUCKY, EXECUTIVE BRANCH ETHICS COMMISSION
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RENDERED:
SEPTEMBER 1, 2000; 10:00 a.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
1999-CA-001604-MR
BILL ALWARD; PATSY CONWAY; JOHN S.
CRAFTON; KAREN M. CURTIS; JAMES O.
GAINES; JOHN A. PERRY; BETTY RIPATO;
AND ROGER PITCHFORD
v.
APPELLANTS
APPEAL FROM FRANKLIN CIRCUIT COURT
HONORABLE DANIEL J. VENTERS, JUDGE
ACTION NO. 99-CI-00301
COMMONWEALTH OF KENTUCKY, EXECUTIVE
BRANCH ETHICS COMMISSION
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
BARBER, EMBERTON AND COMBS, JUDGES.
BARBER, JUDGE: This appeal arises from the Franklin Circuit
Court’s order of dismissal of a Complaint for Declaration of
Rights and Declaratory Judgment, and a Motion for Protective
Order filed by appellants, who are Property Valuation
Administrators (PVA’s) in several Kentucky counties.
Finding no
error, we affirm.
The appellants challenge the validity of Advisory
Opinion 98-11 issued by the appellee, Executive Branch Ethics
Commission (Commission), on February 26, 1998, regarding the
interpretation of KRS 11A.020.
The Advisory Opinion pertained to
the outside employment of PVA’s as licensed real estate agents
while holding office.
The Commission stated that it believed
that a conflict of interest would exist if any PVA were involved
in the valuation of property, as required by their office, and at
the same time attempted to sell property privately for financial
gain.
On April 21, 1998, the Commission followed the Advisory
Opinion with a memo from the executive director advising all
PVA’s to hold their real estate license in escrow while serving
in office.
On September 3, 1998 the Commission voted to institute
preliminary investigations of those PVA’s who still held an
active real estate license.
On February 24, 1999 the Commission
issued subpoenas to certain PVA’s respective real estate agencies
in furtherance of the investigation.
On March 9, 1999 appellants filed for a declaratory
judgment in Franklin Circuit Court alleging that the PVA’s were
not in violation of KRS 11A.020 and requesting that the court
declare Advisory Opinion 98-11 invalid.
On March 23, 1999 the
appellants also filed a motion for protective order asking the
court to prohibit any further investigation by the Commission
until the conclusion of litigation.
This motion was followed
three days later with a supplemental motion for protective order.
On June 15, 1999 the circuit court denied the PVA’s
motion for protective order and on June 17, 1999 dismissed the
motion for declaratory judgment based on the PVA’s failure to
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exhaust their administrative remedies, and because no actual
controversy existed which to adjudicate.
Specifically, the court
stated that Advisory Opinion 98-11 was not tantamount to an
administrative regulation because it does not try to interpret
KRS 11A.020.
Therefore, there was no actual controversy present
and the matter was not ripe for judicial review.
We agree with the circuit court’s determination that no
actual controversy exists.
The relief requested would in affect
be a decision based upon a hypothetical question.
Our Court has
consistently held that such a request is improper.
Bischoff v.
City of Newport, Ky. App., 733 S.W.2d 762 (1987).
We are also mindful of appellants’ argument concerning
exhaustion of administrative remedies.
The manner in which the
Commission implements Advisory Opinion 98-11 at first blush seems
to fall within the exception to the general rule of exhaustion of
administrative remedies set out in Harrison’s Sanitarium v.
Commonwealth of Kentucky, Ky., 417 S.W.2d 137 (1967).
Upon close
review, the appellants cannot meet the second prong in the test
set out in Harrison’s, supra, that is that completion of the
administrative remedy would be an exercise in futility.
Based upon the foregoing, we affirm the judgment of the
circuit court dismissing the appellants’ petition.
ALL CONCUR.
BRIEF AND ORAL ARGUMENT FOR
APPELLANT:
BRIEF AND ORAL ARGUMENT FOR
APPELLEE:
Stephen G. Amato
Lexington, Kentucky
Donna Dutton
Frankfort, Kentucky
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