DONALD WILSON ROBERTS v. KATHLEEN M. LEWIS
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RENDERED: April 30, 1999; 2:00 p.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
1998-CA-001091-MR
DONALD WILSON ROBERTS
APPELLANT
APPEAL FROM KENTON CIRCUIT COURT
HONORABLE STEVEN JAEGER, JUDGE
ACTION NO. 91-CI-01382
v.
KATHLEEN M. LEWIS
(PREVIOUSLY ROBERTS)
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
GUDGEL, CHIEF JUDGE; GUIDUGLI AND SCHRODER, JUDGES.
GUIDUGLI, JUDGE.
This is a pro se appeal from an order of the
Kenton Circuit Court entered April 1, 1998, denying Donald Wilson
Roberts’ (Roberts) motion to amend the separation agreement and
grant him the right to claim his two minor children as tax
exemptions on his federal income tax return.
We affirm.
The parties were divorced by a decree of dissolution
entered October 29, 1991, in the Kenton Circuit Court.
Their
separation agreement of June 28, 1991, was incorporated into said
decree.
The separation agreement set child support at $75.00 per
week for the parties’ two minor children, but failed to allocate
the tax exemptions with regard to these children.
On January 8, 1998, Roberts filed a motion for child
support reduction and a motion to claim his dependent children on
his federal income tax return.
On February 2, 1998, the trial
court reserved ruling on the motions until such time as both
parties filed briefs concerning same.
Both parties submitted
briefs to the court, albeit the trial court allowed the appellee
to file her brief late.
On March 20, 1998, Roberts moved the
court to withdraw his motion for child support reduction.
The
trial court sustained Roberts’ motion in its April 1, 1998,
order.
However, in that same order, the trial court denied
Roberts’ motion to claim his dependent children on his federal
income tax return based upon 1) insufficient grounds to hear the
matter, and 2) the inability of Roberts to provide sufficient
grounds to support the motion.
Thereafter, Roberts appealed to
this Court.
The trial court is vested with broad discretion in
domestic matters and this Court will not interfere with its
decision unless that discretion is abused.
Sommerville, Ky., 339 S.W.2d 940 (1960).
Sommerville v.
Initially we should
point out that the appellee did not file an opposing brief.
Although we are aware of our options under CR 76.12(8)(c), we
choose not to exercise those options as we believe the trial
court properly disposed of Roberts’ motion.
We are all familiar with the old adage “an attorney who
represents himself has a fool for a client.”
However, in this
case we do not have an attorney representing himself but instead
a law student.
We emphasize “student” because by its very nature
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the word means that one is in the process of learning.
Unfortunately for Roberts, the price of learning from his
mistakes in this instance will prove costly.
First and foremost Roberts failed to observe the basic
rules of appellate procedure with regard to his brief.
According
to CR 76.12(4)(c)(iv), a brief must contain:
An “ARGUMENT” conforming to the Statement of
Points and authorities, with ample supportive
reference to the record and citations of
authority pertinent to each issue of law and
which shall contain at the beginning of the
argument a statement with reference to the
record showing whether the issue was properly
preserved for review and, if so, in what
manner. (Emphasis added).
Roberts’ brief failed to refer this Court to any point in the
trial court record where he preserved his issue for appeal.
As a
penalty for not complying with CR 76.12(4)(c)(iv), this Court
could refuse to address Roberts’ sole issue on appeal regarding
the child tax exemptions.
Pierson v. Coffey, Ky. App., 706
S.W.2d 409 (1985); Elwell v. Stone, Ky. App., 799 S.W.2d 46
(1990).
However, despite Roberts’ failure to comply with CR
76.12(4)(c)(iv), we choose to dispose of this case on the merits.
The trial court entered its order denying Roberts’
motion to claim his dependent children on his federal income tax
return on April 1, 1998.
Thereafter, Roberts promptly filed a
notice of appeal with this Court.
However, the trial court did
not make specific findings of fact concerning its decision other
than stating that the motion was denied for 1) insufficient
grounds to hear the matter, and 2) the inability of Roberts to
provide sufficient grounds to support the motion.
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At that point
a motion for more specific findings pursuant to CR 52.04 would
have been appropriate.
Specific findings would have provided
this Court with the trial court’s reasoning as well as provided
Roberts with more ammunition on appeal.
However, even without specific findings of fact, we
cannot say that the trial court abused its discretion by denying
Roberts’ motion.
A thorough review of the record shows that
although Roberts made several allegations concerning his income,
the income of the appellee and the benefit of the child tax
exemptions with regard to each parent, at no point did Roberts
support those allegations with evidence.
Roberts did not use the
tools provided to him in the Kentucky Rules of Civil Procedure to
subpoena records, submit interrogatories or take depositions to
substantiate his allegations.
At the very least he should have
subpoenaed birth records, tax records and pay stubs from the
appellee and either produced them at the first hearing or
attached them to the pleadings.
The only evidence Roberts
provided to the trial court was his own personal affidavit, which
some may consider self-serving, a letter from his law school
showing a work restriction on law students and one
unauthenticated page from the federal tax table.
Without
appropriate supporting evidence the trial court had no other
choice but to deny Roberts’ motion and we do not believe this
constitutes an abuse of discretion.
For the foregoing reasons, we affirm the order of the
Kenton Circuit Court.
ALL CONCUR.
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BRIEF FOR APPELLANT PRO SE:
No Brief for appellee
Donald Wilson Roberts
Cincinnati, OH
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