The Estate of TAMARA M. WILSON by STUART W. WILSON, Administrator, and STUART W. WILSON, Individually, Plaintiffs-Appellants, vs. THE IOWA CLINIC, P.C., and DENVILLE ANTHONY MYRIE, M.D., Defendants-Appellees.
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IN THE COURT OF APPEALS OF IOWA
No. 9-622 / 07-2102
Filed November 25, 2009
The Estate of TAMARA M. WILSON
by STUART W. WILSON, Administrator,
and STUART W. WILSON, Individually,
Plaintiffs-Appellants,
vs.
THE IOWA CLINIC, P.C., and
DENVILLE ANTHONY MYRIE, M.D.,
Defendants-Appellees.
________________________________________________________________
Appeal from the Iowa District Court for Polk County, Robert J. Blink,
Judge.
Plaintiffs appeal from the district court‟s ruling denying their motion for a
new trial. AFFIRMED.
Roxanne Barton Conlin of Roxanne Conlin & Associates, P.C., Des
Moines, and Bruce L. Cook of Cook, Brown & Scott, P.L.C., Clive, for appellants.
Robert D. Houghton, Nancy J. Penner, and Jennifer E. Rinden of
Shuttleworth & Ingersoll, Cedar Rapids, for appellees.
Heard by Sackett, C.J., Vaitheswaran and Danilson, JJ.
2
SACKETT, C.J.
Plaintiffs filed suit alleging the defendants‟ negligence caused the death of
Tamara Wilson.
The jury found the plaintiffs proved the defendants were
negligent, but determined the plaintiffs failed to prove the negligence was the
proximate cause of Tamara‟s death. The plaintiffs filed a motion for a new trial
contending the district court erred in (1) permitting improper rehabilitation of
jurors during voir dire, (2) allowing the jury to learn of Tamara‟s husband‟s
remarriage after her death, and (3) allowing certain expert witnesses to testify as
to the cause of Tamara‟s death. The district court denied the motion for a new
trial on each ground and plaintiffs appeal. We affirm.
I. BACKGROUND.
On June 20, 2003, Tamara Wilson underwent
bariatric surgery. Defendant, Dr. Denville Anthony Myrie, performed the gastric
bypass operation. Tamara died on December 10, 2003. Her surviving husband,
Stuart Wilson, was appointed to serve as administrator of her estate. He filed
suit against Dr. Myrie, the Iowa Methodist Medical Center, and The Iowa Clinic,
on behalf of Tamara‟s estate, alleging they were negligent in their postoperative
care of Tamara and this negligence caused Tamara‟s untimely death. He also
filed suit individually seeking damages for his loss of Tamara‟s consortium.
Plaintiffs filed a pretrial motion in limine seeking to exclude certain
evidence. They asserted that several of defendants‟ expert witnesses testified in
depositions as to various potential causes for Tamara‟s death. Plaintiffs‟ counsel
argued that the experts‟ theories on the cause of Tamara‟s death should be
inadmissible at trial because the testimony was not reliable expert evidence.
3
Counsel claimed the expert opinions on the cause of Tamara‟s death were based
on speculation and not on a reasonable degree of medical certainty. The court
overruled this motion as well as plaintiffs‟ objections on this ground during trial.
In a supplement motion in limine, the plaintiffs requested the court to
exclude any reference to Stuart Wilson‟s remarriage after Tamara‟s death. The
court also overruled this motion and ruled that Stuart Wilson‟s remarriage could
be introduced during voir dire.
During jury selection, counsel for the plaintiffs sought to have two jurors
struck for cause. Plaintiffs‟ counsel argued the two jurors‟ answers to questions
indicated they were biased against the plaintiffs. One juror had expressed that
they agreed with setting a cap on noneconomic damages. Another juror stated
that she would have trouble awarding damages for loss of household services.
The district court questioned each witness and determined that the jurors
recognized their own bias but had the ability to set their leanings aside and follow
the court‟s instructions. Plaintiffs then used peremptory strikes to remove these
two jurors.
Trial was held July 16, 2007, through August 3, 2007. The jury returned a
verdict finding plaintiffs had proved the defendants were negligent but that the
plaintiffs had not proved the negligence was a proximate cause of Tamara‟s
death. The plaintiffs filed a motion for a new trial contending the trial court erred
in allowing and engaging in improper rehabilitation of jurors. They also argued
the court should not have admitted expert testimony based on speculation or
4
evidence of Stuart Wilson‟s remarriage.
The motion was overruled and the
plaintiffs appeal.
II. STANDARD AND SCOPE OF REVIEW. Our review of a denial of a
motion for new trial depends on the grounds asserted in the motion and ruled
upon by the court. WSH Prop., L.L.C. v. Daniels, 761 N.W.2d 45, 49 (Iowa
2008). If the motion and ruling are based on a legal question, our review is for
errors at law. Olson v. Sumpter, 728 N.W.2d 844, 848 (Iowa 2007). If the motion
is based on a discretionary ground, we review it for an abuse of discretion.
Roling v. Daily, 596 N.W.2d 72, 76 (Iowa 1999). In ruling on motions for a new
trial, “the district court has broad but not unlimited discretion in determining
whether the verdict effectuates substantial justice between the parties.” Iowa R.
App. P. 6.14(6)(c).
III. JURORS. The plaintiffs first contend a new trial should have been
granted because the district court allowed and engaged in improper rehabilitation
of jurors that should have been excused for cause. They assert because the
court failed to remove the two jurors for cause, the plaintiffs used two peremptory
challenges to strike these jurors and would have preferred to use those
peremptory strikes on two other jurors. They contend the plaintiffs‟ fundamental
rights to an impartial jury, due process, and equal protection were compromised
because they were denied two peremptory strikes due to the court‟s failure to
remove the two jurors for cause.
The plaintiffs did not raise the due process and equal protection issues
before the district court and it was not addressed in the court‟s ruling so we deem
5
those constitutional arguments waived. Prell v. Wood, 386 N.W.2d 89, 92 (Iowa
1986) (“On appeal, we cannot review an issue which was not presented to the
trial court, which includes constitutional claims.”).
The plaintiffs did preserve
error on their claim that their right to an impartial jury was infringed and that the
two jurors should have been removed for cause pursuant to Iowa Rule of Civil
Procedure 1.915(6)(j).
It is well settled that the Sixth and Fourteenth Amendments of the federal
constitution guarantee the right to an impartial jury. Ross v. Oklahoma, 487 U.S.
81, 85, 108 S. Ct. 2273, 2277, 101 L. Ed. 2d 80, 88 (1988). Our current standard
for evaluating challenges to a jury‟s impartiality is outlined in State v. Neuendorf,
509 N.W.2d 743 (Iowa 1993). In Neuendorf, the court adopted the view that
in order to obtain relief under a legal theory that a juror is not
impartial it must be shown that that juror actually served in the
case. When that juror did not serve in the case, it must be shown
that the jury that did serve was not impartial.
509 N.W.2d at 747. The court will not presume there was prejudice because the
party was forced to use a peremptory challenge to remove a potentially biased
juror. Id. Even if a court fails to remove a biased juror for cause and a party
must waste a peremptory challenge to strike the juror, to succeed on its claim,
the party must prove that the jury that did serve was not impartial. Id. This proof
cannot be based on speculation but must appear from matters shown in the
record. Id.
Plaintiffs urge that the Neuendorf decision should be overturned.
Alternatively, they contend they have met the standard required by Neuendorf
because the record shows the jury that did serve was not impartial. We are
6
obligated to follow supreme court precedent and therefore must apply the
Neuendorf standard. See State v. Eichler, 248 Iowa 1267, 1270, 83 N.W.2d 576,
578 (1957) (“If our previous holdings are to be overruled, we should ordinarily
prefer to do it ourselves.”); State v. Hastings, 466 N.W.2d 697, 700 (Iowa Ct.
App. 1990) (“We are not at liberty to overturn Iowa Supreme Court precedent.”).
We therefore review the record to determine whether there is a showing that the
jury that served was impartial.1
After the district court overruled the plaintiffs‟ challenges for cause and the
final jury was selected, plaintiffs‟ counsel, outside the presence of the jury,
asserted that if the court had struck the two jurors for cause, counsel would not
have needed to use two peremptory challenges on those jurors and would have
instead used the peremptory strikes to remove two jurors who were seated on
the final jury. Counsel claimed the two jurors that were on the jury would have
been removed with the peremptory strikes because they were likely to disfavor
the plaintiffs‟ case. During voir dire one juror had expressed the view that obese
persons lack will power. In addition, the two jurors explained that they had busy
schedules and other obligations to tend to during the trial. Both jurors also had
worked in the medical field, a characteristic the plaintiffs‟ attorney found
unfavorable to their case. The attorney argued that these jurors were likely to be
1
Plaintiffs also contend that the judge engaged in improper rehabilitation of the two
jurors plaintiffs sought to remove for cause. We need not and do not address this
argument. Even if the judge did improperly question the jurors, the plaintiffs removed
the jurors through peremptory challenges and they did not ultimately serve on the jury.
Under Neuendorf, our focus must be on whether the plaintiffs were prejudiced by an
impartial jury that actually rendered the verdict in plaintiffs‟ case. See Neuendorf, 509
N.W.2d at 747.
7
distracted during the trial due to their schedule and since the plaintiffs‟
presentation of evidence was likely to take the most time, these jurors may lean
against the plaintiffs for this reason as well.
This type of situation was discussed in United States v. Martinez-Salazar,
528 U.S. 304, 120 S. Ct. 774, 145 L. Ed. 2d 792 (2000). The Supreme Court
concluded that when a court erroneously fails to remove a juror for cause and
counsel chooses to use a peremptory challenge to cure the error, a defendant‟s
right to an impartial jury is not impaired or violated. Martinez-Salazar, 528 U.S.
at 307, 120 S. Ct. at 777, 145 L. Ed. 2d at 798. It noted that “[a] hard choice is
not the same as no choice.” Id. at 315, 120 S. Ct. at 781, 145 L. Ed. 2d at 803.
The court explained that when the court did not remove the juror for cause, the
party could either (1) keep the challenged juror, and raise the issue of the court‟s
failure to remove the juror for cause on appeal; or (2) elect to use a peremptory
challenge to remove the juror. Id. Also, although plaintiffs‟ counsel pointed out
traits of the seated jurors that might be disfavorable to plaintiffs‟ case, the
plaintiffs do not allege that these characteristics or viewpoints rendered the jurors
not impartial. Plaintiff‟s failure to challenge any of the actually seated jurors for
cause supports an inference that the jurors were impartial and plaintiff suffered
no prejudice. See id. at 316, 120 S. Ct. at 782, 145 L. Ed. 2d at 803-04 (noting
that the district court‟s ruling did not result in the seating of any juror who should
have been dismissed for cause); State v. Tillman, 514 N.W.2d 105, 108 (Iowa
1994) (“A lack of apparent prejudice is suggested by the fact that Tillman did not
even challenge the members of the panel that were actually seated as jurors.”).
8
Although the plaintiffs would have used peremptory challenges on two jurors that
were seated, the plaintiffs do not argue that the two jurors were biased to a
degree as to appear to have “formed or expressed an unqualified opinion on the
merits of the controversy, or show[ed] a state of mind which will prevent the juror
from rendering a just verdict.” Iowa R. Civ. P. 1.915(6)(j). We conclude the
plaintiffs failed to establish that the jury seated was not impartial.
IV. STUART WILSON’S REMARRIAGE. The plaintiffs next contend that
the court erred in allowing the jury to learn of Stuart Wilson‟s remarriage. We
review this evidentiary issue for an abuse of discretion.
Mohammed v.
Otoadese, 738 N.W.2d 628, 631 (Iowa 2007). The parties agree that Groesbeck
v. Napier, 275 N.W.2d 388 (Iowa 1979), governs this issue. In Groesbeck, our
supreme court determined that “evidence of remarriage of a surviving spouse is
inadmissible on the issue of mitigation of the surviving spouse‟s damages for loss
of services and support from a deceased spouse.” 275 N.W.2d at 391. Because
this evidence is inadmissible, the court found voir dire examination of prospective
jurors about the surviving spouse‟s remarriage should be limited. Id. at 392. It
held that mention of the remarriage may be made during voir dire but “[t]he jurors
should be instructed to disregard the remarriage when considering the matter of
damages.” Id. at 393. This is precisely what transpired in this case. The district
court allowed mention of the remarriage during voir dire only so the attorneys
could discover whether any potential jurors knew Stuart‟s current wife. It then
instructed the jury to ignore the fact of Stuart‟s remarriage for the remainder of
the trial. The plaintiffs ask us to overrule Groesbeck. As stated above, we are
9
required to follow supreme court precedent and decline to overrule Groesbeck.
See Starks v. Fairbanks, 436 N.W.2d 657, 659 (Iowa Ct. App. 1988) (stating that
“[w]e are controlled by the holding of Groesbeck” and declining to overrule it).
The plaintiffs also cannot prove they were prejudiced by the evidence of
Stuart‟s remarriage.
Groesbeck makes clear that remarriage is not to be
considered in calculating a surviving spouse‟s damages. See 275 N.W.2d at
393. The jury in this case never reached the question of damages since it found
for the defendants on the issue of liability.
V.
EXPERT WITNESS TESTIMONY.
The plaintiffs‟ final contention
concerns the testimony of three expert witnesses for the defendants. They argue
that the witnesses should not have been able to testify as to “possible” causes of
Tamara‟s death. Plaintiffs assert this testimony was inadmissible because the
experts‟ theories on Tamara‟s death were speculative and could not be testified
to with a reasonable degree of medical certainty.
Tamara‟s autopsy report stated that the autopsy failed to reveal an
anatomic cause for her death. The pathologist‟s report stated, “I suspect the
sudden death of this individual may be attributable to a fatal cardiac arrhythmia
although an anatomic cause for the latter is not evident at autopsy.”
The
plaintiffs‟ theory was that due to the defendants‟ negligent treatment, Tamara
suffered from hypokalemia (low potassium) which caused her to have a sudden
cardiac arrhythmia and die. They called medical experts to explain that in their
opinion, this was a likely cause of Tamara‟s death. The defendants called three
expert witnesses to refute this theory, Dr. Schauer, Dr. Ver Steeg, and Dr.
10
Dellsperger. Each of these witnesses testified about other potential theories on
the cause of death in bariatric patients. They opined that other potential causes
included the theory that when obese persons lose weight, fatty acids from the
liver are released, which may promote sudden dysrhythmia. They also described
how higher incidents of death among obese persons can occur due to a weak
heart muscle, infiltration of the electrical system of the heart, and diabetes.
Each defense expert ultimately testified that the cause of Tamara‟s death
was unknown.
Dr. Schauer testified that the bottom line was that it was
impossible to say exactly what caused Tamara‟s death. Dr. Ver Steeg testified
that Tamara‟s death was a rare, sudden death for unexplained causes, and that
although it is known there is a higher incidence of death among bariatric patients,
the cause of this higher incidence of death is not yet known among medical
professionals. He testified, “I don‟t think we‟re ever going to know for sure why
she died. So I think to a reasonable degree of medical certainty, we aren‟t going
to be able to point to any specific thing that caused her death.” Dr. Dellsperger
testified that unexplained death in bariatric surgery patients is “more theory and
conjecture at this time.” He concluded that any explanation for Tamara‟s death
at this time would be only a theory, that common causes were excluded by the
autopsy, and that “many times we do not know why people die suddenly.”
Plaintiff argues that none of the theories presented by the defendants‟
medical experts could be testified to with a reasonable probability but were only
theories based on speculation.
The defendants argue the plaintiffs did not
preserve error on this issue. They argue the plaintiffs did not make a timely
11
objection on this issue during the testimony of Dr. Schauer or Dr. Ver Steeg.
They concede a timely objection was made during Dr. Dellsperger‟s testimony
but argue that at that point, the theories had already been introduced into the
record through the other experts. The district court found the testimony was
properly admitted as relevant under Iowa‟s liberal rule on the admission of expert
testimony, and plaintiffs were not prejudiced since much of the evidence was
introduced themselves.
We first address whether the plaintiffs preserved error on this claim. A
motion in limine does not generally preserve error on a claim.
Berg v. Des
Moines Gen. Hosp. Co., 456 N.W.2d 173, 177-78 (Iowa 1990). An objection
must be made when the grounds for the objection become apparent and if made
after the disputed testimony, “the proper procedure is to move to strike and have
the jury admonished to disregard the objectionable statement.” Milks v. Iowa
Oto-Head & Neck Specialists, P.C., 519 N.W.2d 801, 805-06 (Iowa 1994).
Failing to object to evidence when it is offered and to specify the proper ground
for objection operates as a waiver on appeal of the admission of the evidence.
Id.
The plaintiffs made no objection during Dr. Schauer‟s testimony, but did
object to the testimony of Dr. Ver Steeg and Dr. Dellsperger. From our review of
the objections made on the record, it is apparent that the plaintiffs asserted that
these experts‟ opinions were speculative and the objections were overruled. We
therefore deem the error preserved as to the admission of the opinions of Dr. Ver
Steeg and Dr. Dellsperger.
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The trial court has broad discretion in making rulings on expert testimony
and we will not disturb its rulings absent an abuse of discretion. Id. at 805; U.S.
Borax & Chem. Corp. v. Archer-Daniels-Midland Co., 506 N.W.2d 456, 461 (Iowa
Ct. App. 1993). Iowa is committed to a liberal rule allowing opinion testimony if it
will aid the jury and is based on special training, experience, or knowledge on the
issue. Yates v. Iowa W. Racing Ass’n, 721 N.W.2d 762, 774 (Iowa 2006). If
such specialized knowledge “will assist the trier of fact to understand the
evidence or to determine a fact in issue,” an expert witness may provide an
opinion on the topic. Iowa R. Evid. 5.702.
Before medical expert testimony will be considered competent, “there
must be sufficient data upon which the expert judgment can be made” and the
expert‟s conclusion must be based on “more than mere conjecture or
speculation.” Yates, 721 N.W.2d at 774. Yet, the expert‟s opinion does not have
to be expressed with absolute certainty either. Williams v. Hedican, 561 N.W.2d
817, 823 (Iowa 1997); State v. Buller, 517 N.W.2d 711, 713 (Iowa 1994). “„An
expert‟s lack of absolute certainty goes to the weight of this testimony, not to its
admissibility.‟” Williams, 561 N.W.2d at 823 (quoting Buller, 517 N.W.2d at 713);
see also Hutchison v. Am. Family Mut. Ins. Co., 514 N.W.2d 882, 888 (Iowa
1994) (acknowledging the “concern that expert testimony regarding the causes of
personal injury can fall wholly in the realm of conjecture, speculation, and
surmise” but stating that the trial court‟s discretion in making a ruling and the
jury‟s weighing of such testimony are the most effective methods of determining
the admissibility and value of such testimony). Vigorous cross-examination of
13
expert opinions, and the basis for the opinion, aids the jury in determining the
most plausible scenario of a case. Hutchison, 514 N.W.2d at 888.
We agree that the expert opinions describing potential causes of Tamara‟s
death were based on theory and speculation. However, it is also apparent from
the testimony that the opinions were based on scientific and medical resources.
The doctors testified that the cause of Tamara‟s death, and the deaths of other
bariatric surgery patients, is largely unknown across the medical field at this time.
The increased rate of death among this group is based on theory at this time.
Also, both parties agreed that the cause of Tamara‟s cardiac arrhythmia was not
immediately known, and could only be surmised through the process of
elimination. We find the district court did not abuse its discretion in admitting the
testimony because the opinions were based on each expert‟s medical knowledge
and expertise.
We further agree with the district court that even if this testimony was
inadmissible, the plaintiffs could not establish they were prejudiced because they
introduced much of the evidence themselves. The trial court‟s decision on the
admission of evidence will only be reversed if its abuse of discretion prejudiced
the complaining party. Mensink v. Am. Grain, 564 N.W.2d 376, 380 (Iowa 1997).
Under the doctrine of curative admissibility, “when one party introduces
inadmissible evidence, with or without objection, the trial court may allow the
adverse party to offer otherwise inadmissible evidence on the same subject if it is
responsive to the evidence in question.” Lala v. Peoples Bank & Trust Co., 420
N.W.2d 804, 807-08 (Iowa 1988). Plaintiffs presented their theory in the same
14
manner as the defendants.
They presented expert witnesses and through
questioning ruled out various potential causes of Tamara‟s cardiac arrhythmia.
The defendants were entitled to present their expert witness opinions in the same
manner. The question the jury had to answer was whether they believed Tamara
died because of hypokalemia, as the plaintiffs asserted, or for some other
potential reason, as the defendants argued.
VI.
CONCLUSION.
We affirm the district court‟s ruling denying the
plaintiffs‟ motion for a new trial. The plaintiffs‟ right to an impartial jury was not
infringed by the court‟s failure to remove two potential jurors for cause. The court
did not err in allowing the potential jurors to be informed of Stuart Wilson‟s
remarriage during voir dire. We also find the court did not abuse its discretion in
allowing the defendants‟ experts to testify as to various possible causes of
Tamara‟s death.
AFFIRMED.
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