ROBERTS DAIRY and OLD REPUBLIC c/o CRAWFORD & COMPANY , Plaintiff s - Appell ants , vs. VERNON PASTOUR , Defendant - Appell ee .
Annotate this Case
Download PDF
IN THE COURT OF APPEALS OF IOWA
No. 8-486 / 07-2016
Filed October 29, 2008
ROBERTS DAIRY and OLD
REPUBLIC c/o CRAWFORD & COMPANY,
Plaintiffs-Appellants,
vs.
VERNON PASTOUR,
Defendant-Appellee.
________________________________________________________________
Appeal from the Iowa District Court for Polk County, Karen A. Romano,
Judge.
An employer appeals from the district court‟s ruling on judicial review,
affirming the award of workers‟ compensation benefits to its former employee.
AFFIRMED.
Joseph M. Barron and Stephen Spencer of Peddicord, Wharton, Spencer,
Hook, Barron, & Wegman, LLP, Des Moines, for appellant.
Randall P. Schueller of Hopkins & Huebner, P.C., Des Moines, for
appellee.
Heard by Vogel, P.J., and Mahan and Miller, JJ.
2
VOGEL, P.J.
Roberts Dairy and its insurance carrier, Old Republic, appeal from the
district court‟s ruling on judicial review affirming the award of workers‟
compensation benefits to Vernon Pastour. We affirm.
I. Background Facts and Proceedings
In 1985, Pastour began working for Roberts Dairy as a maintenance
worker. He later bid into a production job on the assembly line and eventually
became a utility worker, filling in for other workers on vacation or sick leave. On
February 21, 2003, Pastour was loading cartons onto a cart when he felt “a sting
or a twinge or like a little electric shock” in the lower right side of his back. The
following day, Pastour reported his injury to his supervisor, who filled out a
workers‟ compensation report and referred Pastour to Dr. Colin Kavanaugh. On
February 24, 2003, Dr. Kavanaugh diagnosed Pastour with a lumbosacral sprain
and restricted Pastour to light duty work.
The following month, Pastour
experienced a relapse of symptoms and Dr. Kavanaugh continued Pastour‟s
work restrictions and recommended physical therapy, which Pastour completed.
On April 7, 2003, Dr. Kavanaugh released Pastour to work without restrictions.
On October 1, 2003, Pastour saw Dr. Jay A. Rosenberger for a routine physical,
and did not report any back problems.
On October 7, 2003, following his work day, Pastour drove to a
Department of Transportation office to renew his driver‟s license. As he was
getting out of his car, he felt the same type of sting or twinge as he had felt in
February 2003. The following day, Pastour reported the pain to his supervisor
and scheduled an appointment with Dr. Kavanaugh. After an examination, Dr.
3
Kavanaugh noted Pastour “feels that his back has never been quite right since
[the] original injury,” and diagnosed Pastour with an exacerbation of chronic low
back pain. His referral to an orthopaedic back specialist was not pursued as
Roberts Dairy did not approve it. On October 23, 2003, Pastour returned to Dr.
Kavanaugh for a follow-up visit. Dr. Kavanaugh released him to return to regular
job duties as tolerated, but continued to recommend that Pastour “have a second
opinion about his low back with an orthopaedic specialist to help him out in terms
of overall prognosis.”
In March 2004, Pastour saw a chiropractor, Kari Swain, for back pain. He
reported that his pain began while moving cartons in February 2003 and became
aggravated while exiting his car in October 2003. Dr. Swain‟s records note that
Pastour aggravated his back in May, June, and July while doing non-work related
activities. However, Pastour does not remember reporting these instances to Dr.
Swain. Pastour stopped treatment with Dr. Swain in August 2004.
In August 2004, Pastour saw an orthopaedic surgeon, David E. Hatfield,
for his back pain. He again reported that his pain began in February 2003. Dr.
Hatfield ordered an MRI, which revealed spinal stenosis at the L2-3, L3-4, and
L4-5 levels, and subsequently recommended spinal decompression surgery. On
September 21, 2004, Pastour underwent the surgery, which also revealed a disc
herniation. During his post-op visit, Dr. Hatfield restricted Pastour from lifting
more than thirty pounds. Pastour returned to work on November 8, 2004, and
remained working at Roberts Dairy until the plant closed in June 2005.
On February 10, 2005, Pastour filed a workers‟ compensation petition. A
hearing was held, during which Pastour testified and his medical records were
4
introduced and received into the record. The evidence included the reports of
Drs. Kavanaugh and Hatfield, as well as that of Dr. William R. Boulden, who
provided an independent medical evaluation on behalf of Roberts Dairy. On
March 22, 2006, the deputy issued an arbitration decision, finding Pastour‟s
herniated disc was causally related to his February 2003 work injury, and he was
entitled to healing period benefits after his September 21, 2004 surgery until his
return to work on November 8, 2004. The deputy further found that Pastour
sustained a twenty percent industrial disability entitling him to 100 weeks of
permanent partial disability. The deputy denied Pastour‟s request for penalty
benefits as he found the case was fairly debatable at the time Roberts Dairy
denied Pastour‟s claim. Roberts Dairy appealed and Pastour cross-appealed.
On January 20, 2007, the commissioner affirmed, adopting the arbitration
decision. The district court on judicial review affirmed the commissioner‟s award.
Roberts Dairy appeals.
II. Scope and Standard of Review
A district court reviews agency action pursuant to the Iowa Administrative
Procedure Act. IBP, Inc. v. Harpole, 621 N.W.2d 410, 414 (Iowa 2001). When
we review a district court decision reviewing agency action, our task is to
determine if we would reach the same result as the district court in our
application of the Act.
City of Des Moines v. Employment Appeal Bd., 722
N.W.2d 183, 189-90 (Iowa 2006). The district court may reverse or modify an
agency‟s decision if the agency‟s decision is erroneous under a ground specified
in the Act and a party‟s substantial rights have been prejudiced. Iowa Code
§ 17A.19(10) (2005). The district court or an appellate court can only grant relief
5
from the commissioner‟s decision based upon a determination of fact by the
commissioner that “is not supported by substantial evidence in the record before
the court when that record is viewed as a whole.” Id. § 17A.19(10)(f). Just
because the interpretation of the evidence is open to a fair difference of opinion
does not mean the commissioner‟s decision is not supported by substantial
evidence. ABC Disposal Sys., Inc. v. Dep’t of Natural Res., 681 N.W.2d 596,
603 (Iowa 2004). An appellate court should not consider evidence insubstantial
merely because the court may draw different conclusions from the record.
Fischer v. City of Sioux City, 695 N.W.2d 31, 33-34 (Iowa 2005).
III. Causal Connection
Roberts Dairy first asserts that Pastour failed to meet his burden of proof
that his February 2003 work injury is causally related to his current disability. To
receive workers‟ compensation benefits, an employee must show by a
preponderance of the evidence that his work injury is the proximate cause of the
disability on which his claim is based. Sherman v. Pella Corp., 576 N.W.2d 312,
321 (Iowa 1998).
Generally, expert testimony is essential to establish causal
connection. The commissioner must consider the expert testimony
together with all the other evidence introduced bearing on the
causal connection between the injury and the disability. The
commissioner, as the fact finder, determines the weight to be given
to any expert testimony. Such weight depends on the accuracy of
the facts relied upon by the expert and surrounding circumstances.
The commissioner may accept or reject the expert opinion in whole
or in part.
Id.
In the present case, the agency found that Pastour had established that
his herniated disc was causally related to his February 2003 work injury. The
6
agency based this finding upon the medical opinions of Drs. Kavanaugh and
Hatfield, as well as Pastour‟s “credible testimony” and other medical records.
Pastour‟s medical records indicated that prior to February 2003, Pastour did not
have any back pain. Dr. Kavanaugh, who treated Pastour following both the
February 2003 injury and the October 2003 aggravation, expressed the opinion
that the two were directly related.
Based upon Pastour‟s presenting history,
physical exam findings, MRI findings, and findings at the time of surgery, Dr.
Hatfield believed that Pastour‟s condition was the result of an exacerbation of an
underlying condition. Pastour testified that following his February 2003 injury, he
had never been pain-free. In contrast to the two doctors who treated Pastour, Dr.
Boulden provided an independent medical evaluation and opined that Pastour‟s
February 2003 injury and October 2003 symptoms were not related and neither
would support a permanent restriction or impairment.
Roberts Dairy argues that the agency gave too much weight to Dr.
Kavanaugh and Dr. Hatfield‟s opinions. However, as the district court noted, this
finding “goes to the weight and credibility of the expert‟s testimony, which is a
determination left to the Deputy.” See St. Luke’s Hospital v. Gray, 604 N.W.2d
646, 652 (Iowa 2000) (stating the weight to be given to expert testimony is for the
finder of fact); Sherman v. Pella Corp., 576 N.W.2d 312, 321 (Iowa 1998) (“The
commissioner, as the fact finder, determines the weight to be given to any expert
testimony.”). The agency weighed the evidence and found Dr. Kavanaugh and
Dr. Hatfield‟s medical opinions to be both competent and credible.
Making a determination as to whether evidence „trumps‟ other
evidence or whether one piece of evidence is „qualitatively weaker‟
than another piece of evidence is not an assessment for the district
7
court or the court of appeals to make when it conducts a substantial
evidence review of an agency decision.
Arndt v. City of Le Claire, 728 N.W.2d 389, 394 (Iowa 2007). Consequently,
upon our examination of the entire record, we conclude the agency‟s findings are
supported by substantial evidence.
IV. Industrial Disability
Roberts Dairy next asserts that substantial evidence does not support the
agency‟s award of twenty percent industrial disability.
Industrial disability goes beyond body impairment and measures
the extent to which the injury impairs the employee‟s earning
capacity. Functional disability is, however, one factor in the
determination of industrial disability. Other factors included in the
determination of industrial disability are the employee‟s age,
education, qualifications, experience, and the ability of the
employee to engage in employment for which the employee is
fitted.
Second Injury Fund of Iowa v. Shank, 516 N.W.2d 808, 813 (Iowa 1994).
At the time of the hearing, evidence established that Pastour was 62 years
old, a high school graduate, had attended two years of college, and had worked
at Roberts Dairy since 1985. Dr. Hatfield assigned a ten percent permanent
impairment of the whole body. Due to his injury, Pastour had lost access to
heavy work that he was able to perform prior to his injury, but is employed parttime, with only self-imposed limitations due to his back injury. He collects both
social security and Teamster‟s retirement benefits.
As a fact finder, it is the agency‟s function to determine the weight
evidence should be given in computing an industrial disability award. Arndt, 728
N.W.2d at 394-95 (“It is the commissioner‟s duty as the trier of fact to determine
the credibility of the witnesses, weigh the evidence, and decide the facts in
8
issue.”). We conclude that the agency considered the appropriate factors and
although a different conclusion could have been made, the agency‟s finding that
Pastour suffered a twenty percent industrial disability is supported by substantial
evidence.
Because we find substantial evidence supports the agency‟s decision, we
affirm the district court.
AFFIRMED.
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.