STATE OF IOWA, Plaintiff-Appellee, vs. CORY ARDEN HURSEY, Defendant-Appellant.
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IN THE COURT OF APPEALS OF IOWA
No. 7-908 / 07-0455
Filed December 12, 2007
STATE OF IOWA,
Plaintiff-Appellee,
vs.
CORY ARDEN HURSEY,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Fayette County, John
Bauercamper (plea) and Bruce B. Zager (sentencing), Judges.
Cory Hursey appeals his sentence following his plea of guilty for thirddegree sexual abuse. AFFIRMED.
Mark C. Smith, State Appellate Defender, and Theresa R. Wilson,
Assistant Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, Robert P. Ewald, Assistant Attorney
General, W. Wayne Saur, County Attorney, and Nathan Lein, Assistant County
Attorney, for appellee.
Considered by Vogel, P.J., and Mahan and Zimmer, JJ.
2
ZIMMER, J.
Cory Hursey appeals from the judgment and sentence imposed following
his plea of guilty to third-degree sexual abuse in violation of Iowa Code section
709.4(2)(c)(4) (2005). He contends his trial counsel was ineffective because he
failed to challenge the State’s breach of the parties’ plea agreement. We affirm
the sentence and preserve his claim for possible postconviction relief
proceedings.
In September 2006 the State charged Hursey with third-degree sexual
abuse, a class C forcible felony, in violation of sections 709.1(1)(2), 709.1A, and
709.4. The State alleged that on July 19 or 20, 2006, nineteen-year-old Hursey
performed a sex act with an intoxicated fourteen-year-old girl at a house party.
Hursey pled not guilty.
Subsequently, plea discussions took place, and the
parties agreed that Hursey would be allowed to plead guilty to third-degree
sexual abuse as a non-forcible felony in violation of section 709.4(2)(c)(4). See
Iowa Code § 702.11(2)(c) (sexual abuse based on age difference statute is not a
forcible felony).
On December 14, 2006, Hursey’s counsel filed a written plea agreement
signed by himself and Hursey, but not signed by the prosecutor. 1 The written
plea outlined the terms of the plea agreement, which called for the State to
recommend a suspended ten-year sentence, a suspended $1000 fine,
supervised probation for two to five years, and placement on the sex offender
registry.
1
The written plea indicated the State reserved the right to request
The plea agreement was mailed to the prosecutor on December 13, 2006, five days
prior to the plea hearing.
3
residential facility placement, and Hursey reserved the right to request a deferred
judgment. On December 18 Hursey appeared in open court and formally entered
a guilty plea to sexual abuse in the third degree, as a non-forcible felony. The
district court accepted his plea.
In March 2007 Hursey appeared for sentencing before a different judge.
The judge, after briefly referring to the written plea agreement, the plea
acceptance on December 18, and the presentence investigation report, asked for
the State’s sentencing recommendation. The prosecutor did not recommend a
ten-year suspended prison sentence as provided in the written agreement.
Rather, he stated, in part:
I would recommend, your honor, that whatever the court’s
[sentencing] decision, if it’s more restrictive than either a deferred
judgment or straight street probation, that the defendant be held in
the Fayette County Jail until appropriate disposition could be held, if
the court elects for him to go to the R[esidential] F[acility] or
something more restrictive. . . .
Hursey’s counsel did not object to the State’s recommendation.
The court denied Hursey’s request for a deferred sentence, sentenced
Hursey to an indeterminate term of ten years in prison, but then suspended the
sentence. The court also suspended the $1000 fine, imposed two to five years of
supervised probation, and required Hursey to register as a sex offender.
Hursey appeals. He contends the State did not recommend a suspended
sentence as envisioned by the plea agreement and asks us to find that his trial
counsel rendered ineffective assistance by failing to object to the State’s alleged
breach of the plea agreement. He asks that his sentence be vacated and the
case be remanded for sentencing, or that his claim be preserved for
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postconviction proceedings if the record is deemed insufficient to address his
claim.
The State contends the record before us is inadequate to address
Hursey’s claim of ineffective assistance of counsel and asks that the claim be
preserved for possible postconviction proceedings.
Counsel’s failure to object when the State breaches a plea agreement
may be ineffective assistance of counsel. State v. Horness, 600 N.W.2d 294,
300-01 (Iowa 1999). We review claims of ineffective assistance de novo. Id. at
297. To prevail on a claim of ineffective assistance, Hursey must establish as a
matter of law that counsel failed to perform an essential duty and prejudice
resulted. Strickland v. Washington, 466 U.S. 668, 698, 104 S. Ct. 2052, 2064, L.
Ed. 2d 674, 693 (1984); Ledezma v. State, 626 N.W.2d 134, 142 (Iowa 2001).
Generally, we preserve claims of ineffective assistance to allow full development
of the facts surrounding counsel’s conduct. State v. Ondayog, 722 N.W.2d 778,
786 (Iowa 2006).
This is because postconviction proceedings are often
necessary to discern the difference between improvident trial strategy and
ineffective assistance. Id.
In this case, the parties’ plea discussions are not part of the record. The
prosecutor did not sign the written plea agreement, and the record does not
make clear whether the written plea accurately reflects the prosecutor’s
understanding of his sentencing recommendation obligation.
In addition, no
record has been made regarding why defense counsel did not object to an
apparent breach of the written plea agreement, and it is certainly possible that
defense counsel may have had strategic reasons for not objecting to the
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recommendation the State actually made. 2 Postconviction proceedings will allow
a record to be made about the plea discussions, the parties’ understanding of the
plea agreement, and the conduct of counsel at sentencing. Finally, we believe
both the prosecutor and defense counsel should have an opportunity to explain
their conduct before either is found to have performed inadequately or acted
unprofessionally.
Because we conclude the record is inadequate to address Hursey’s claim
of ineffective assistance of counsel, we affirm his conviction and preserve his
claim for possible postconviction relief proceedings.
AFFIRMED.
2
For example, defendant’s counsel may have had objective knowledge of the judge’s
sentencing decisions in similar cases or a subjective belief that the judge was going to
impose a suspended sentence despite the State’s recommendation.
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