PAXTON & VIERLING STEEL COMPANY, A Division of OW EN INDUSTRIES, Plaintiff-Appellant, vs. DONALD HOPE, Defendant-Appellee.
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IN THE COURT OF APPEALS OF IOWA
No. 7-876 / 07-0941
Filed December 28, 2007
PAXTON & VIERLING STEEL COMPANY,
A Division of OWEN INDUSTRIES,
Plaintiff-Appellant,
vs.
DONALD HOPE,
Defendant-Appellee.
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Appeal from the Iowa District Court for Pottawattamie County, James M.
Richardson, Judge.
Employer appeals from the district court decision that affirmed the
decision of the workers’ compensation commissioner finding Donald Hope
suffered permanent disability. AFFIRMED.
Jacob J. Peters of Peters Law Firm, P.C., Council Bluffs, and W. Curtis
Hewett, Council Bluffs, for appellant.
Laura L. Pattermann of Gallner & Pattermann, P.C., Council Bluffs, for
appellee.
Considered by Huitink, P.J., and Miller and Eisenhauer, JJ.
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HUITINK, P.J.
Paxton & Vierling Steel Company, a division of Owen Industries, (Paxton)
appeals from a district court ruling affirming the workers’ compensation
commissioner’s decision to award Donald Hope benefits. We affirm.
I. Background Facts and Prior Proceedings
Donald Hope began employment with Paxton in 1983 as a welder. Over
the years he progressed to the position of plant manager. On December 21,
2001, Hope injured his back while lifting a steel tub at work. He immediately felt
pain in his lower back and left leg.
He saw the company physician on
December 26, 2001. The doctor prescribed medication and a physical therapy
regimen. An MRI revealed mild degenerative disc disease, small focal midline
disc protrusions, and a small generalized disc bulge at L4-L5.
The doctor
diagnosed Hope with a lumbar strain. By late January 2002, the doctor stopped
the physical therapy, but Hope’s “terrible” back and leg pain continued. Despite
the daily pain, Hope continued to work.
In early September, his back and leg pain increased to the point that he
went to the emergency room. Two weeks later, he returned to the company
physician, who referred him to a neurosurgeon. The neurosurgeon performed an
MRI and discovered a herniated disc at L4-L5 with “obvious L5 nerve root
compression.” Hope underwent a microlumbar diskectomy surgery to attempt to
correct the problem.
Hope was off work for approximately five weeks.
The
surgery resolved the pain in his leg, but the pain in his lower back persisted. The
surgeon opined that Hope had a thirteen-percent permanent impairment as a
result of the surgery.
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Hope’s chronic back pain led to severe depression. In the opinion of his
treating physicians, his chronic back pain and causally related depression
rendered him unemployable.
Two vocational rehabilitation counselors also
concluded he was not vocationally employable due to chronic pain and
depression.
In January 2004 Hope filed a petition with the workers’ compensation
commissioner requesting an award of benefits based on the December 21, 2001
injury and a September 3, 2002 work-related “exacerbation” of that injury. By
December 27, 2004, Hope could no longer deal with the chronic back pain and
mental anguish, so he stopped working at Paxton.
As of the date of the contested hearing, Hope still remained under the
care of his psychiatrist.
He had not been physically or mentally capable of
working during the seven months since he had stopped working at Paxon. He
also still had difficulty performing the routine activities of daily life.
Each
physician causally connected Hope’s back injury and subsequent chronic pain
syndrome to the work injury. There were no contrary expert opinions.
The deputy commissioner issued a ruling concluding Hope’s chronic pain
and causally related depression rendered him permanently and totally disabled.
The deputy noted the medical and psychiatric opinions established a causal
connection between the work injury and the depression.
The deputy also
concluded Hope’s medical expenses were causally related to the work injury.
The deputy’s decision was upheld on intra-agency appeal and upheld by the
district court on judicial review. Paxton now appeals, claiming:
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I. THERE IS A LACK OF SUBSTANTIAL EVIDENCE TO
SUPPORT THE COMMISIONER’S FINDING THAT HOPE’S
WORK-RELATED LUMBAR STRAIN OF DECEMBER 21, 2001,
CAUSED THE HERNIATED DISC AT L4-L5 THAT HOPE’S
SURGEON OPINED IS THE CAUSE OF HOPE’S DISABILITY.
II. THERE IS A LACK OF SUBSTANTIAL EVIDENCE TO
SUPPORT THE COMMISSIONER’S FINDING THAT HOPE’S
LUMBAR STRAIN OF DECEMBER 21, 2001, WAS
EXACERBATED BY A WORK-RELATED INJURY ON
SEPTEMBER 3, 2002.
III. THERE IS A LACK OF SUBSTANTIAL EVIDENCE TO
SUPPORT THE COMMISIONER’S FINDING THAT HOPE’S
DEPRESSION WAS CAUSED BY HIS WORK-RELATED STRAIN
OF DECEMBER 21, 2001.
II. Standard of Review
Our review of a final agency action is governed by Iowa Code chapter 17A
and is confined to correction of errors of law. Iowa Code § 17A.19 (2007); Dico,
Inc. v. Iowa Employment Appeal Bd., 576 N.W.2d 352, 354 (Iowa 1998). We will
uphold the agency’s action if it is supported “by substantial evidence in the record
before the court when that record is viewed as a whole.”
Iowa Code
§ 17A.19(10)(f). Evidence is substantial when a reasonable person could accept
it as adequate to reach the same findings. Asmus v. Waterloo Cmty. Sch. Dist.,
722 N.W.2d 653, 657 (Iowa 2006). The ultimate question is not whether the
evidence might support a different finding, but whether the evidence supports the
findings the commissioner actually made. City of Hampton v. Iowa Civil Rights
Comm’n, 554 N.W.2d 532, 536 (Iowa 1996). “It is the commissioner’s duty as
the trier of fact to determine the credibility of the witnesses, weigh the evidence,
and decide the facts in issue.” Arndt v. City of Le Claire, 728 N.W.2d 389, 394-
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95 (Iowa 2007). We may not improperly weigh the evidence to overrule the
commissioner’s findings. Id. at 395.
III. Discussion
Paxton does not contend the December 21 work injury did not occur.
Instead, it focuses on the discrepancy between the January 17, 2002 MRI that
did not show the herniated disc and the September 25, 2002 MRI that showed
the herniated disc.
Paxton argues the herniated disc that precipitated the
surgery, which allegedly led to the depression and allegedly led to the permanent
disability, occurred sometime after the January 17 MRI. Because Hope
presented no evidence describing the early September event that “exacerbated”
the December injury or describing how this injury was in any way work related,
Paxton contends he failed to prove his workers’ compensation claim.
We find no merit to this argument because it relies upon the assumption
that the triggering event for Hope’s depression was the September 2002 injury,
rather than the December 2001 injury.
The issue before the deputy
commissioner was whether the December 2001 injury was the cause of any
permanent disability. The commissioner’s ruling did not address whether there
was a specific event that made Hope return to the doctor in September of 2002.
While there was some variance between the doctors and psychiatrists as to the
timing of the work-related injury that triggered Hope’s severe depression, at least
one psychiatrist tied the depression directly to the December 21, 2001 injury.
Hope testified that his back pain never abated after the December injury and that
it made him feel “terrible.”
Dr. Timothy Tse’s psychiatric evaluation similarly
described how Hope sought treatment for the December 21 injury, but the pain
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“never went away.”
Most importantly, Dr. Tse’s evaluation tied Hope’s
depression directly to the December 21 injury when he stated: “It remains my
opinion, on a more probable than not basis, that Mr. Hope’s 2001 industrial injury
and its sequelae triggered his major depressive disorder.”
We find this
constitutes substantial evidence to causally connect Hope’s major depression
and resulting permanent disability to the undisputed December 21 work injury.
See Dunlavey v. Economy Fire & Cas. Co., 526 N.W.2d 845, 853 (Iowa 1995)
(“Whether an injury has a direct causal connection with the employment or arose
independently thereof is essentially within the domain of expert testimony. The
weight to be given such an opinion is for the finder of fact, in this case the
commissioner. . . .” (internal citations omitted)); see also Terwilliger v. Snap-On
Tools Corp., 529 N.W.2d 267, 271 (Iowa 1995) (“The mere fact that we could
draw inconsistent conclusions from the same evidence does not mean that
substantial evidence does not support the commissioner’s determinations.”).
Therefore, the precise work incident that may have contributed to Hope returning
to the doctor in September 2002 is not pertinent to the commissioner’s ruling.
We also reject Paxton’s argument that Hope failed to prove the causal
connection because his problems at work, a mortgage foreclosure, and other
factors could have contributed to his depression.
His treating psychiatrist
testified that, in spite of these other factors, the back pain was, in his opinion, the
cause of Hope’s depression.
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IV. Conclusion
Because we find the record contains substantial evidence supporting the
commissioner’s finding that Hope suffered a permanent disability, we affirm the
decision of the district court.
AFFIRMED.
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