STATE OF IOWA, Plaintiff-Appellee, vs. ANNETTE MARIE ROLAN, Defendant-Appellant.
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IN THE COURT OF APPEALS OF IOWA
No. 7-359 / 06-1105
Filed June 27, 2007
STATE OF IOWA,
Plaintiff-Appellee,
vs.
ANNETTE MARIE ROLAN,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Polk County, Michael D. Huppert
(motion to suppress) and Karen A. Romano (sentencing), Judges.
Defendant appeals from a conviction of possession of a controlled
substance. AFFIRMED.
Mark C. Smith, State Appellate Defender, and Robert Ranschau, Assistant
State Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, Karen Doland, Assistant Attorney
General, John P. Sarcone, County Attorney, and Mark H. Taylor, Assistant
County Attorney, for appellee.
Considered by Sackett, C.J., and Vogel and Miller, JJ.
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SACKETT, C.J.
Defendant-appellant, Annette Rolan was convicted of possession of a
controlled substance in violation of Iowa Code section 124.401(5). On appeal,
the defendant contends (1) the district court erred in denying her motion to
suppress evidence and (2) she was denied effective assistance of counsel when
her attorney did not argue that the evidence should be suppressed under
principles articulated in Arizona v. Evans, 514 U.S. 1, 115 S. Ct. 1185, 131 L. Ed.
2d 34 (1995). We affirm.
BACKGROUND. On March 1, 2006, three arrest warrants were issued
when the defendant failed to appear in court. On March 6, 2006, the defendant
appeared and the court withdrew two of the three arrest warrants. On March 8,
2006, the police approached the defendant, who was in a parked car near a
building being investigated for a possible burglary.
pursuant to the remaining outstanding warrant.
She was then arrested
At the jail, the defendant
confessed to the staff that she had contraband hidden on her person. The staff
recovered the contraband and she was charged with possession of a controlled
substance. The defendant filed a motion to suppress the contraband evidence.
She claimed that since the outstanding warrant should have been recalled
pursuant to her court appearance, her initial arrest was illegal and all evidence
recovered thereto must be excluded. The district court denied the motion to
suppress.
STANDARD OF REVIEW. Motions to suppress evidence and ineffective
counsel claims implicate constitutional protections and therefore are reviewed de
novo. State v. Lane, 726 N.W.2d 371, 377, 392-93 (Iowa 2007). During our
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review we independently evaluate the totality of the circumstances presented in
the record. Id. at 377. To the extent the defendant raises new arguments to
support her claim that the evidence should be suppressed, she asserts the failure
to suppress the evidence was caused by ineffective assistance of counsel.
Errors that pertain to ineffective assistance of counsel do not need to be
preserved for appeal.
State v. Doggett, 687 N.W.2d 97, 100 (Iowa 2004).
However, “[o]nly in rare cases will the trial record alone be sufficient to resolve
the claim on direct appeal.” State v. Straw, 709 N.W.2d 128, 133 (Iowa 2006).
“We prefer to leave ineffective-assistance-of-counsel claims for postconviction
relief proceedings.” State v. Lopez, 633 N.W.2d 774, 784 (Iowa 2001). These
claims can only be resolved on direct appeal “when the record is clear and trial
counsel’s actions cannot be explained by plausible strategic or tactical
considerations.” Id. “To prevail on a claim of ineffective assistance of counsel,
the applicant must demonstrate both ineffective assistance and prejudice.”
Ledezma v. State, 626 N.W.2d 134, 142 (Iowa 2001).
ANALYSIS. The defendant claims that contraband evidence should have
been suppressed when it was discovered pursuant to an arrest based on a
warrant that should have been recalled. The defendant argues that the district
court erred in overruling her motion to suppress this evidence and that her trial
counsel provided ineffective assistance by not alerting the court to a relevant
Supreme Court case.
“[A]n illegal arrest will generally require suppression of any evidence
seized pursuant to the arrest.”
1981).
State v. Thornton, 300 N.W.2d 94, 95 (Iowa
The district court determined that since the warrant was active,
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regardless of whether it should be active, the arrest was lawful and therefore the
evidence need not be suppressed. Based on our de novo review, we cannot
agree with this conclusion. An “active” arrest warrant that is not supported by a
complaint and accompanying affidavit(s) demonstrating probable cause is invalid
even if it was secured and relied on by arresting officers. See id. at 95-96.
However, whether this warrant was valid or invalid at the time of the arrest
is unclear from the record. The case now cited by the defendant for the first time
on appeal relates to this issue by addressing whether a clerical error makes a
warrant invalid for purposes of the exclusionary rule. Arizona v. Evans, 514 U.S.
1, 14-15, 115 S. Ct. 1185, 1193, 131 L. Ed. 2d 34, 46-48 (1995). In Evans, the
Supreme Court applied a good faith exception and held that clerical errors that
render a warrant invalid would not require exclusion of evidence. Id. We cannot
apply the same reasoning here because Iowa does not recognize the good faith
exception to the exclusionary rule. State v. Prior, 617 N.W.2d 260, 268 (Iowa
2000). Thus, even though the evidence would be allowed under the federal
constitution, it may need to be excluded under Iowa constitutional principles. The
current record is inadequate to determine whether this warrant involved a clerical
error and thus whether defense counsel’s conduct was deficient or prejudicial.
We therefore preserve the claim for postconviction relief.
AFFIRMED.
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