Saechao v. Eplett, No. 20-1356 (7th Cir. 2021)

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Justia Opinion Summary

Charged in Wisconsin state court with armed robbery and false imprisonment, Saechao retained attorney Kronenwetter. The state charged Alonso-Bermudez and others, based on the same crimes. Those cases proceeded separately. The public defender did not know that Kronenweer was representing Saechao when it appointed him to represent Alonso-Bermudez. Kronenwetter told the judge in Saechao’s prosecution that he was concerned about a potential conflict of interests. After six weeks, he withdrew as Alonso-Bermudez’s lawyer. The public defender named Bachman as his replacement. The Saechao judge wanted an unconditional waiver of any conflict from both defendants. Saechao provided one; Alonso-Bermudez declined. The prosecutor listed Alonso-Bermudez as a potential witness in Saechao’s case; the judge disqualified Kronenwetter. By then Bachman had indicated that Alonso-Bermudez was willing to sign a general waiver but Alonso-Bermudez fired him; the judge thought that Bachman no longer could speak for Alonso-Bermudez. Saechao went to trial with a new lawyer and was convicted. Wisconsin’s appellate court affirmed, rejecting his argument that the judge had violated the Constitution by depriving him of his chosen lawyer.

The Seventh Circuit affirmed the denial of federal habeas relief. Wisconsin’s Court of Appeals reasonably applied Supreme Court precedent. The judge had the discretion to disqualify counsel to avoid a serious risk of conflict. and had at least one good reason for disqualification, the fact that Alonso-Bermudez appeared on the prosecution’s witness list.

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In the United States Court of Appeals For the Seventh Circuit ____________________ No. 20-1356 ADEMUS AKADEAMEUER SAECHAO, Petitioner-Appellant, v. CHERYL EPLETT, Warden, Oakhill Correctional Institution, Respondent-Appellee. ____________________ Appeal from the United States District Court for the Western District of Wisconsin. No. 17-cv-370-slc — Stephen L. Crocker, Magistrate Judge. ____________________ ARGUED NOVEMBER 4, 2020 — DECIDED MARCH 16, 2021 ____________________ Before EASTERBROOK, RIPPLE, and ROVNER, Circuit Judges. EASTERBROOK, Circuit Judge. Charged in Wisconsin state court with armed robbery, false imprisonment, and related o enses, Ademus Saechao retained a[orney Jay Kronenwe[er to represent him. The state charged Manuel AlonsoBermudez, Joseph Rohmeyer, and Harley Schul^ with participating in the same crimes, though their cases proceeded separately from Saechao’s. Because the dockets were separate, the state’s public defender organization did not know 2 No. 20-1356 that Kronenwe[er was representing Saechao when it appointed him to represent Alonso-Bermudez too. This created problems that have led to this petition for collateral relief under 28 U.S.C. §2254. Everyone quickly saw that there was a potential for con ict of interest, if only because Alonso-Bermudez might decide to testify against Saechao, or the reverse. Kronenwe[er himself told the judge in Saechao’s prosecution that he was concerned about the potential con ict and uneasy about representing both defendants. But he did so for some six weeks, until he withdrew as Alonso-Bermudez’s lawyer and the public defender organization named John Bachman to take his place. This did not satisfy the judge in Saechao’s prosecution; he wanted an unconditional waiver of any con ict from both Saechao and Alonso-Bermudez. Saechao provided one; Alonso-Bermudez declined. He said that he would waive a con ict in Saechao’s current prosecution but not with respect to other o enses in which the two may have been confederates. Bachman told the judge in Saechao’s case that his client’s refusal to execute a general waiver made Kronenwe[er’s position as Saechao’s lawyer untenable. As the trial date approached, and the prosecutor listed AlonsoBermudez as a potential witness in Saechao’s case, the trial judge reached that conclusion and disquali ed Kronenwe[er. By then Bachman had indicated that Alonso-Bermudez was willing to sign a general waiver. Bachman announced that position, however, about the same time as AlonsoBermudez red him, and the judge thought that Bachman no longer could speak for Alonso-Bermudez. Saechao went to trial with a new lawyer and was convicted. Wisconsin’s ap- No. 20-1356 3 pellate court a rmed, rejecting his argument that the trial judge had violated the Constitution by depriving him of his chosen lawyer. And a federal district court denied Saechao’s request for collateral relief. 2020 U.S. Dist. LEXIS 33308 (W.D. Wis. Feb. 24, 2020). The magistrate judge’s comprehensive and thoughtful opinion makes it unnecessary for us to provide greater detail about the events in state court. A state court’s decision addressing the merits of a legal claim, as Wisconsin’s judiciary did, cannot be upset on collateral review unless the adjudication “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States”. 28 U.S.C. §2254(d)(1). Wisconsin’s Court of Appeals recognized that Wheat v. United States, 486 U.S. 153 (1988), supplies the controlling authority, and the federal district court held that the state judiciary had applied Wheat reasonably. Indeed, the combination of Wheat with §2254(d)(1) gives the state a double dose of deference. Under Wheat, even in federal court (and even on direct appeal, and even when there have been unequivocal waivers of any con ict), the trial judge has discretion to disqualify counsel to avoid a serious risk of con ict. 486 U.S. at 158–64. And “[t]he more general the [federal] rule, the more leeway [state] courts have in reaching outcomes in case-bycase determinations.” Yarborough v. Alvarado, 541 U.S. 652, 664 (2004). Wheat does insist that disquali cation is inappropriate unless there is serious risk of an actual con ict, and Saechao pitches his argument on this point. He observes that the trial judge disquali ed Kronenwe[er in part because the judge did not think that criminal-defense lawyers ever should rep- 4 No. 20-1356 resent multiple clients charged with the same crime. Moreover, Saechao adds, the state’s court of appeals gave some weak reasons for thinking that Kronenwe[er faced a serious risk of con ict. The prosecutor has abandoned a few of the state court’s reasons. But the fact remains that the weakness of some reasons is just a case-speci c shortcoming, not a legal con ict between the state judiciary’s approach and the Wheat standard. As long as other, su cient, reasons remain, the state’s decision withstands federal collateral review. The federal magistrate judge thought that at least one of the state judiciary’s reasons su ces, given the deference required by Wheat and the additional layer of deference provided by §2254(d)(1): the fact that Alonso-Bermudez appeared on the prosecution’s witness list. That created a risk that Kronenwe[er would be called on to cross-examine his former client, potentially using con dential information he had received. Saechao concedes that this is a good reason for disquali cation in principle but maintains that it is not a good reason in practice, because (he insists) the prosecutor was unlikely to call Alonso-Bermudez. Saechao was charged with being one among a criminal gang of four. Rohmeyer and Schul^ had agreed to testify for the prosecution. So why, Saechao asks, would the prosecutor have called Alonso-Bermudez, who was standing on his right to a trial and was unlikely to turn state’s evidence? We know that, when Saechao’s trial came, the prosecutor did not call Alonso-Bermudez. But hindsight is a poor guide to action. Raising the possibility of calling Alonso-Bermudez as a witness is hard to call a ploy to achieve Kronenwe[er’s removal. All too often co-defendants who have promised to testify balk or “lose their recollection” at trial. And co- No. 20-1356 5 defendants who proclaim their innocence and insist that they will go to trial change their minds on the eve of trial, agree to plead guilty, and negotiate for terms—which may include a promise to testify against a confederate in crime. On the day that the trial judge disquali ed Kronenwe[er, Rohmeyer and Schul^ were promising to cooperate, while Alonso-Bermudez said that he would not do so. By the day of trial the situation could have been reversed. An unconditional waiver of con icts from Alonso-Bermudez might have persuaded the trial judge to take the risk that a decision by Alonso-Bermudez to testify would not ruin the trial if Kronenwe[er remained as Saechao’s lawyer, but AlonsoBermudez was unwilling to provide a comprehensive waiver—and that was a problem, because cross-examination of Alonso-Bermudez at Saechao’s trial could have ventured into some of Alonso-Bermudez’s other crimes. This left a serious risk, and Wheat gives the trial judge a measure of deference when deciding how to proceed. Saechao maintains that reasoning along the lines just laid out would con ict with United States v. Turner, 594 F.3d 946 (7th Cir. 2010), which tells district judges not to assume too readily that a potential for con ict will ripen into a serious actual con ict. Put that way, the devil is in the phrase “too readily”; of course a judge should not do anything too readily and should not be a sucker for claims about con icts that may never come to fruition. The issue in any given case is whether the trial judge abused his discretion in thinking that the risk of a serious con ict had been established. An a rmative answer for Turner does not imply that the same answer is called for in Saechao’s case. 6 No. 20-1356 Perhaps more important, Turner just doesn’t ma[er on collateral review under §2254(d)(1), which says that the writ must not issue unless the state court’s decision is contrary to “clearly established Federal law, as determined by the Supreme Court of the United States” (emphasis added). This means that decisions by the federal courts of appeals do not count, except to the extent that they illuminate the meaning of the Supreme Court’s decisions. See Kernan v. Cuero, 138 S. Ct. 4 (2017); Parker v. MaEhews, 567 U.S. 37, 48–49 (2012); Fayemi v. Ruskin, 966 F.3d 591, 594 (7th Cir. 2020). Turner concerned how federal district judges should manage the discretion they possess under Wheat; it does not modify the Supreme Court’s own standard or limit the discretion of state judges. AFFIRMED
Primary Holding

Seventh Circuit denies habeas relief; the trial judge reasonably disqualified the defendant's attorney based on a potential for a serious conflict of interest.


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