James Jennings, Jr. v. Houston Patton, No. 10-60226 (5th Cir. 2011)
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Case: 10-60226 Document: 00511404488 Page: 1 Date Filed: 03/09/2011 IN THE UNITED STATES COURT OF APPEALS United States Court of Appeals FOR THE FIFTH CIRCUIT Fifth Circuit FILED March 9, 2011 No. 10-60226 Lyle W. Cayce Clerk JAMES E. JENNINGS, JR., Plaintiff - Appellee v. HOUSTON PATTON, In his individual capacity, Defendant - Appellant Appeal from the United States District Court for the Southern District of Mississippi Before KING, STEWART, and OWEN, Circuit Judges. CARL E. STEWART, Circuit Judge: In this action under 42 U.S.C. § 1983, James Jennings sued Judge Houston Patton, a county judge in Mississippi, for allegedly causing Jennings to be prosecuted without probable cause. Judge Patton moved to dismiss, or in the alternative for summary judgment, arguing in part that he was entitled to judicial immunity and qualified immunity. The district court denied Judge Patton s motion, concluding that genuine issues of material fact precluded summary judgment. This interlocutory appeal followed. Because we conclude that Judge Patton is entitled to qualified immunity, we REVERSE. Case: 10-60226 Document: 00511404488 Page: 2 Date Filed: 03/09/2011 No. 10-60226 I Judge Patton has at all relevant times been a judge of the County Court of Hinds County in Mississippi. In the early 1990s, Judge Patton presided over a series of disputes between Jennings and Jennings s ex-wife in which he initially awarded Jennings a default judgment of $35,000. When Jennings was later jailed for contempt by the Justice Court of Hinds County, Judge Patton authorized his release. According to Jennings, however, Judge Patton impermissibly conditioned that release on Jennings s agreement to surrender the $35,000 judgment. On the basis of this allegation, in January 1997, Jennings filed a complaint against Judge Patton with the Mississippi Commission on Judicial Performance. Jennings also hired an attorney, J. Keith Shelton, to help him bring a civil rights suit against the judge that raised the same claim. In March 1997, Shelton contacted Judge Patton to offer the possibility of settling Jennings s as-yet-unfiled suit. After several weeks of negotiation, the parties agreed to the following terms: Jennings would release Judge Patton from any civil claims and inform the judicial commission that his claims had been satisfied, in exchange for Judge Patton s $25,000 payment and reinstatement of the $35,000 award.1 Unbeknownst to Jennings or Shelton, however, Judge Patton had contacted the district attorney s office to report Shelton s offer, which he considered to be a bribery attempt by the two men. As a result, the district attorney s office had opened an investigation and hired an investigator from the county sheriff s department, Larry Iles, to assist with its efforts. Iles recorded or overheard several negotiation discussions between Judge Patton, Shelton, and Jennings, including an April 1997 discussion where the three men signed a purported settlement agreement reflecting the above terms. Jennings and Shelton were arrested after they had signed this agreement. 1 Jennings and Judge Patton dispute the content of these negotiation discussions but that dispute, being immaterial to the legal question presented, is not recounted here. 2 Case: 10-60226 Document: 00511404488 Page: 3 Date Filed: 03/09/2011 No. 10-60226 In August 1997, a Mississippi grand jury returned indictments against both Jennings and Shelton for bribery of a judge. Iles testified before the grand jury that Jennings and Shelton had offered to dismiss their complaint against Judge Patton in exchange for his $25,000 payment and reinstatement of the prior $35,000 judgment.2 Jennings and Shelton were never tried, however, and in 2005 the district attorney s office moved to remand the cases to the file for lack of prosecutive merit. The Circuit Court of Hinds County granted the motion and remanded the criminal cases with prejudice, effectively dismissing the charges. Jennings thereafter filed the present action against Judge Patton and the former Hinds County District Attorney, Ed Peters. He claimed that the defendants had violated, and conspired to violate, his rights under the Fourth and Fourteenth Amendments to be free from prosecution without probable cause. Against Judge Patton, he claimed that the defendant ha[d] [Jennings] prosecuted without probable cause in that he subjectively knew that he was fabricating the charge against him for the purpose of maliciously prosecuting him. Jennings explained in misrepresented settlement the additional allegations that Judge discussions to the Patton district had attorney s office specifically, that Judge Patton had failed to disclose that the reinstatement of the $35,000 judgment was a settlement term that Judge Patton, not Jennings, had insisted upon. Jennings argued that Judge Patton s misrepresentations to the district attorney s office amounted to the initiation of criminal charges without probable cause. Judge Patton and Peters moved to dismiss the action, or in the alternative, for summary judgment, arguing in part that they were entitled to absolute immunity and qualified immunity. The district court granted Peters s motion 2 It appears that Judge Patton did not testify at the grand jury proceedings. 3 Case: 10-60226 Document: 00511404488 Page: 4 Date Filed: 03/09/2011 No. 10-60226 but denied Judge Patton s motion. In the district court s view, Jennings had presented evidence that, if credited, suggested that Judge Patton had misrepresented facts to the district attorney s office and to Iles. Concluding that this factual dispute was material to whether Judge Patton was entitled to either judicial immunity or qualified immunity, the district court denied his motion. II A As a threshold matter, we examine our jurisdiction to review Judge Patton s qualified immunity defense. Jennings challenges our jurisdiction, arguing that Judge Patton appeals only the genuineness of the factual dispute that the district court held precluded summary judgment. In a § 1983 action, defendants can immediately appeal the district court s denial of a motion for summary judgment based on qualified immunity, but only to the extent that it turns on an issue of law. Hampton v. Oktibbeha Cnty. Sheriff Dept., 480 F.3d 358, 363 (5th Cir. 2007). We lack jurisdiction to review the genuineness of those factual disputes that precluded summary judgment. Kinney v. Weaver, 367 F.3d 337, 341 (5th Cir. 2004). In this case, we consider whether the factual dispute the district court identified is material for purposes of summary judgment. Because our review turns only on this issue of law, we are satisfied of our jurisdiction. We review de novo the materiality of that factual dispute and the district court s conclusions of law. Hampton, 480 F.3d at 364. B The doctrine of qualified immunity protects public officials from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known. Pearson v. Callahan, 129 S. Ct. 808, 815 (2009) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). We undertake a two-pronged analysis to 4 Case: 10-60226 Document: 00511404488 Page: 5 Date Filed: 03/09/2011 No. 10-60226 determine whether a government official is entitled to qualified immunity, inquiring: (1) whether the facts that the plaintiff has alleged make out a violation of a constitutional right; and (2) whether the right at issue was clearly established at the time of the defendant s alleged misconduct.3 Id. at 815 16 (citing Saucier v. Katz, 533 U.S 194, 201 (2001)). Under the first prong, the plaintiff must allege the deprivation of an actual constitutional or statutory right. Hampton, 480 F.3d at 363. His failure to do so entitles the government official to qualified immunity. Id. Here, the district court found that Judge Patton s alleged misrepresentation of the settlement discussions, if true, directly affected the district attorney s decision to seek an indictment and the grand jury s decision to return the indictment. On the basis of this finding, the district court concluded that Judge Patton s alleged actions, if true, amounted to a constitutional violation. But the court did not explain the constitutional rights that Judge Patton had purportedly violated. Indeed, even taking the facts in the light most favorable to Jennings, we do not see how, based on our precedents, Jennings has alleged a cognizable constitutional violation. To begin with, there [i]s no Fourteenth Amendment liberty interest or substantive due process right to be free from criminal prosecution unsupported by probable cause. Cuadra v. Houston Indep. Sch. Dist., 626 F.3d 808, 814 (5th Cir. 2010) (citing Albright v. Oliver, 510 U.S. 266, 270 71 (1994)); see also Castellano v. Fragozo, 352 F.3d 939, 953 (5th Cir. 2003). As the Supreme Court explained in Albright, [w]here a particular Amendment provides an explicit textual source of constitutional protection against a particular sort of government behavior, that Amendment, not the more generalized notion of substantive due process, must be the guide for analyzing 3 Pearson established that we may consider these prongs in any order. See id. at 818. 5 Case: 10-60226 Document: 00511404488 Page: 6 Date Filed: 03/09/2011 No. 10-60226 these claims. 510 U.S. at 273 (quoting Graham v. Connor, 490 U.S. 386, 395 (1989)). Nor has Jennings raised a claim actionable under the Fourth Amendment. We have held that causing charges to be filed without probable cause will not without more violate the Constitution. Castellano, 352 F.3d at 953. Thus, to the extent that Jennings s allegation against Judge Patton is a freestanding malicious prosecution claim, it must fail as a matter of law. See id. at 942 (claim of malicious prosecution standing alone is no violation of the United States Constitution ); Cuadra v. Houston Indep. Sch. Dist., 626 F.3d 808, 812 (5th Cir. 2010) (dismissing claim in § 1983 action for malicious prosecution); Boyd v. Driver, 579 F.3d 513, 515 (5th Cir. 2009) (dismissing claim in Bivens action for malicious prosecution). Additionally, Jennings has not alleged any other Fourth Amendment violation against Judge Patton, let alone raised a genuine issue of material fact as to such. Because Jennings has failed to allege the deprivation of an actual constitutional right, Judge Patton is entitled to qualified immunity. See Hampton, 480 F.3d at 363. As we resolve this appeal on grounds of qualified immunity, we do not address whether Judge Patton is entitled to judicial immunity. III For the reasons stated above, we conclude that Judge Patton is entitled to qualified immunity and REVERSE the district court s denial of summary judgment. 6
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