Clark v. Santander Bank, N.A., No. 22-2965 (2d Cir. 2024)
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Gordon Clark, acting on his own behalf and as the executor of his late wife’s estate, filed a lawsuit against Wells Fargo, Santander Bank, and other defendants, alleging various tort claims and violations of federal law related to the foreclosure of his wife’s home. The United States District Court for the District of Connecticut ordered Clark to obtain outside counsel to represent the estate, as it had other beneficiaries and creditors besides Clark.
The district court reviewed the probate records and concluded that Clark, a pro se litigant, could not represent the estate due to the presence of other beneficiaries and creditors, including Santander Bank. The court directed Clark to retain counsel for the estate by a specific date, failing which his claims on behalf of the estate would be dismissed. Clark’s motion for reconsideration was granted, but the court adhered to its decision. Clark’s second motion for reconsideration was denied, leading him to appeal.
The United States Court of Appeals for the Second Circuit reviewed the case. The court held that it had jurisdiction under the collateral order doctrine to review the district court’s rulings denying an estate representative’s motion to proceed pro se. The standard of review for such decisions was determined to be de novo, as they involve the application of law to the facts of a given dispute. Applying de novo review, the court concluded that the district court did not err in denying Clark’s motion to proceed pro se, as the estate had other beneficiaries and creditors. Consequently, the Second Circuit affirmed the orders of the district court.
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