United States v. Brooks, No. 13-3166 (10th Cir. 2014)
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In 2009, a Kansas state court convicted Defendant of possessing cocaine with intent to sell and sentenced him to 40 months in jail. Around the same time, Defendant was convicted in a Kansas state court of eluding a police officer. For this latter crime, Defendant’s presumptive Kansas guideline range allowed for a maximum of seven months of jail time. The prosecutor did not seek an upward departure. In the end, the court imposed a six month sentence. In 2012, Defendant pled guilty in the federal District of Kansas to possessing with intent to distribute cocaine base, and to using and carrying a firearm in furtherance of a drug trafficking offense. Prior to sentencing, the United States Probation Office concluded in its Presentence Report (PSR) that Defendant was a "career offender" under U.S.S.G. 4B1.1(a) because, among other requirements not at issue in this case, he had "at least two prior felony convictions of either a crime of violence or a controlled substance offense." Defendant objected to his career offender classification, arguing that eluding a police officer, while indeed a crime of violence, was not a federal felony in this instance because it was not "punishable by . . . imprisonment for a term exceeding one year." The issue this case presented for the Tenth Circuit was whether defendant committed enough prior qualifying felonies to be considered a "career offender" under the Federal Sentencing Guidelines. The district court said yes, relying on "United States v. Hill," (539 F.3d 1213 (10th Cir. 2008)). On appeal, defendant admitted "Hill" mandated this classification, but he argued that "Hill" was abrogated by the Supreme Court in "Carachuri-Rosendo v. Holder," (560 U.S. 563 (2010)). The Tenth Circuit agreed, reversed and remanded the case for resentencing.
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FILED United States Court of Appeals Tenth Circuit June 2, 2014 PUBLISH Elisabeth A. Shumaker Clerk of Court UNITED STATES COURT OF APPEALS TENTH CIRCUIT UNITED STATES OF AMERICA, Plaintiff-Appellee, v. No. 13-3166 DAMIAN L. BROOKS, Defendant-Appellant. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF KANSAS (D.C. No. 2:11-CR-20136-KHV-1) Melody Evans, Interim Federal Public Defender, Topeka, KS, for DefendantAppellant. James A. Brown, Assistant United States Attorney (Barry R. Grissom, United States Attorney, with him on the brief), Topeka, KS, for Plaintiff-Appellee. Before KELLY, BALDOCK, and HARTZ, Circuit Judges. BALDOCK, Circuit Judge. Did Defendant Damian L. Brooks commit enough prior qualifying felonies to be considered a career offender under the Federal Sentencing Guidelines? The district court below said yes, relying on United States v. Hill, 539 F.3d 1213 (10th Cir. 2008), to classify a prior Kansas conviction of Defendant as a felony because it was punishable by more than one year in prison. On appeal, Defendant admits Hill mandates this classification. He argues, however, that Hill was abrogated by the Supreme Court in Carachuri-Rosendo v. Holder, 560 U.S. 563 (2010). We agree. As such, exercising jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742, we reverse and remand for resentencing. I. A. Kansas Sentencing Guidelines Kansas s rather unusual criminal sentencing scheme lies at the heart of the current dispute. While we now abandon Hill s holding, we do not quibble with Hill s description of Kansas s sentencing parameters. In general, Kansas criminal statutes do not contain explicit maximum penalties (e.g. Burglary is punishable by no more than ten years . . . . ). See, e.g., Kan. Stat. Ann. § 21-6201 (2010). Instead, [t]he determination of a felony sentence [in Kansas] is based on two factors: the current crime of conviction and the offender s prior criminal history. The Kansas sentencing guidelines employ a grid, which is a two-dimensional chart.[ 1] The grid s vertical axis lists the various levels of crime severity, ranging from I to IX for non-drug offenses. The horizontal axis is the criminal history scale, which classifies various criminal histories. To determine an offender s presumptive sentence, one must consult the grid box at the juncture of the severity level of the crime for which the defendant was convicted and the offender s criminal history category. . . . On June 6, 2002, Kansas adopted new sentencing provisions . . . eradicat[ing] the trial court s discretion to sentence a defendant to an 1 The chart for non-drug offenses is attached to this opinion. See Appendix; cf. Kan. Stat. Ann. § 21-6804 (2013) (statutory basis for the chart). 2 upward departure [from the presumptive sentence] based on aggravating factors. Instead, upward departures are permitted where by unanimous vote, the jury finds beyond a reasonable doubt that one or more specific factors exist that may serve to enhance the maximum sentence. The state must seek an upward departure sentence not less than thirty days prior to trial. The court must then determine if any facts or factors that would increase the sentence beyond the statutory maximum need to be presented to the jury and proved beyond a reasonable doubt. As a consequence, upward departures are . . . constitutional in Kansas, but they require new procedures and a jury finding. Hill, 539 F.3d at 1215 16 (internal quotation marks, citations, and footnote omitted). B. Federal Sentencing Guidelines Under § 4B1.1(a) of the U.S. Sentencing Guidelines Manual (U.S.S.G.), a defendant is considered a career offender if, among other things, he has at least two prior felony convictions of either a crime of violence or a controlled substance offense. The U.S.S.G. commentary later defines [p]rior felony conviction as a prior adult federal or state conviction for an offense punishable by . . . imprisonment for a term exceeding one year, regardless of whether such offense is specifically designated as a felony and regardless of the actual sentence imposed. U.S.S.G. § 4B1.2 cmt. app. n.1 (emphasis added). C. Precedent In 2005 we decided United States v. Plakio, 433 F.3d 692 (10th Cir. 2005), which required us to determine whether a defendant s prior Kansas drug conviction qualified under U.S.S.G. § 2K2.1(a)(4)(A) as a felony ; that is, whether the offense was punishable by . . . imprisonment for a term exceeding one year. Plakio, 433 3 F.3d at 693 94 (quoting U.S.S.G. § 2K2.1 cmt. app. n.1). Under Kansas s sentencing scheme, the defendant could have received eleven months in prison at most. Id. at 695. Reversing the district court, we held this conviction was not a felony [b]ecause the [state] sentencing court could not have imposed a sentence greater than one year. Id. Central to the Plakio decision was the premise that the maximum sentence must be calculated by focusing on the particular defendant, taking his criminal history category (under Kansas law) into account. Hill, 539 F.3d at 1217 (citing Plakio, 433 F.3d at 697). Three years later, the Supreme Court issued United States v. Rodriquez, 553 U.S. 377 (2008). Soon after, we decided Hill, 539 F.3d 1213. Much like Plakio, Hill required us to determine whether a defendant s prior Kansas firearm conviction qualified as a crime punishable by imprisonment for a term exceeding one year this time under 18 U.S.C. § 922(g)(1). Hill, 539 F.3d at 1214. Also like Plakio, under Kansas s sentencing scheme the defendant could have received no more than eleven months in prison. Id. Initially, under our Plakio approach, we held the defendant was not convicted of a crime punishable by imprisonment for a term exceeding one year. Id. at 1213 14, 1218. After Rodriquez was released, however, we granted panel rehearing and vacated our prior opinion. Id. Rodriquez, we held, explicitly rejected the proposition that mandatory guidelines systems that cap sentences [like Kansas s system] can decrease the maximum term of imprisonment. Id. at 1218 (quoting Rodriquez, 553 U.S. at 390) (internal quotation marks omitted). 4 Relying on Rodriquez, we overturned Plakio and held the proper focus in regard to the language in question is on the crime itself, not the individual defendant. Id. at 1221. A defendant convicted of a severity level VIII crime with a more extensive criminal history does not commit a different crime, we emphasized. Instead, he is simply exposed to a greater sentence under the guidelines. Id. at 1219. Thus, we held that when analyzing whether a defendant s prior crime was punishable by a certain amount of prison time under Kansas s scheme, the largest possible recividist enhancement must be taken into account. Id. at 1221. And, because the severity level of Hill s crime cross-referenced with the worst criminal history possible carried a maximum penalty of twenty-three months in jail, we concluded he was convicted of a crime punishable by imprisonment for a term exceeding one year. Id. (quoting 18 U.S.C. § 922(g)(1)). In 2010, the Supreme Court issued Carachuri-Rosendo, 560 U.S. 563. There the defendant was a lawful permanent resident being removed from the United States because of two prior Texas drug misdemeanor convictions one in 2004 and one in 2005. Id. at 566, 570 71. For the 2005 crime, which involved possession of a single Xanax tablet sans prescription, the defendant was sentenced to just ten days in jail. Id. In Texas, however, he could have been subject to a major sentencing enhancement because of the 2004 conviction an enhancement that would have exposed him to more than one year in prison but only if the prosecution proved the prior conviction. Id. at 570 71. The State did not elect to offer such proof. Id. at 5 571. Regardless, the Federal Government in Carachuri-Rosendo contended the defendant was not eligible for cancellation of removal or waiver because the 2005 offense qualified as an aggravated felony under the Immigration and Nationality Act (INA), a determination that ultimately hinged on whether the crime allowed for a maximum term of imprisonment of more than one year. Id. at 566 67 (quoting 8 U.S.C. § 1229b(a)(3) and 18 U.S.C. § 3559(a)). The Government theorized that, had Carachuri-Rosendo been prosecuted in federal court instead of state court [for the 2005 offense], he could have been prosecuted as a felon and received a 2-year sentence based on the . . . [2004] offense. Id. at 570 (emphasis in original). In its decision, the Supreme Court first expressed wariness of the Government s argument because the English language tells us that most aggravated felonies are punishable by sentences far longer than 10 days . . . . Id. at 575. The Supreme Court then rejected the Government s hypothetical approach because it: (1) ignored the INA s text, which indicates that we are to look at the conviction itself . . . not to what might or could have been charged ; (2) would punish a defendant for recidivism without providing him notice or opportunity to contest said recidivism and would denigrate the independent judgment of state prosecutors who chose not to prove recidivism; (3) depends on a misreading of Lopez v. Gonzales, 549 U.S. 47 (2006), which did not go so far as to permit the reliance on a hypothetical to a hypothetical ; (4) was inconsistent with common federal court practice, whereby the defendant would not, in actuality, have faced any felony 6 charge ; and (5) failed to construe an ambiguity in an immigration-related criminal statute in the noncitizen s favor. Id. at 575 81. In conclusion, the Supreme Court stated: The prosecutor in Carachuri-Rosendo s [Texas] case declined to charge him as a recidivist. He has, therefore, not been convicted of a felony punishable [by more than one year in prison] under the Controlled Substances Act. Id. at 582. Significantly, the Supreme Court also dismissed the argument that Rodriquez supported the Government. Rodriquez, the Court clarified, held that a recidivist finding could set the maximum term of imprisonment, but only when the finding is a part of the record of conviction. Id. at 577 n.12. Indeed, the Court noted, we specifically observed [in Rodriquez] that in those cases in which the records that may properly be consulted do not show that the defendant faced the possibility of a recidivist enhancement, it may well be that the Government will be precluded from establishing that a conviction was for a qualifying offense. In other words, [pursuant to Rodriquez,] when the recidivist finding giving rise to a 10-year sentence is not apparent from the sentence itself, or appears neither as part of the judgment of conviction nor the formal charging document, the Government will not have established that the defendant had a prior conviction for which the maximum term of imprisonment was 10 years or more (assuming the recidivist finding is a necessary precursor to such a sentence). Id. (internal citations omitted). D. Facts In December 2009, a Kansas state court convicted Defendant of possessing cocaine with intent to sell and sentenced him to 40 months in jail. Around the same time, Defendant was convicted in a Kansas state court of eluding a police officer. 7 For this latter crime, Defendant s presumptive Kansas guideline range allowed for a maximum of seven months of jail time. The prosecutor did not seek an upward departure, meaning the state court could not have sentenced Defendant to more than seven months imprisonment. In the end, the court imposed a six month sentence. On May 8, 2012, Defendant pled guilty in the federal District of Kansas to possessing with intent to distribute cocaine base in violation of 21 U.S.C. § 841(a)(1), and to using and carrying a firearm in furtherance of a drug trafficking offense in violation of 18 U.S.C. § 924(c). Prior to sentencing, the United States Probation Office concluded in its Presentence Report (PSR) that Defendant was a career offender under U.S.S.G. § 4B1.1(a) because, among other requirements not at issue here, he had at least two prior felony convictions of either a crime of violence or a controlled substance offense. Namely, the PSR counted Defendant s prior cocaine distribution conviction as a felony controlled substance offense and his prior eluding conviction as a felony crime of violence. This career offender categorization added two points to Defendant s offense level, giving him a total offense level of 31. This, combined with his criminal history category, produced a guideline range of 262 to 327 months in prison. Defendant objected to his career offender classification, arguing that eluding a police officer, while indeed a crime of violence, was not a federal felony in this instance because it was not punishable by . . . imprisonment for a term exceeding one year. For support, Defendant relied on Carachuri-Rosendo, which he argued 8 had implicitly invalidated Hill and Hill s reliance on the hypothetical worst recidivist to determine the length of imprisonment for which a crime was punishable. Because the Kansas prosecution never sought an upward departure in regard to Defendant s conviction for eluding a police officer, the crime only subjected him to a maximum of seven months in prison. Thus, Defendant asserted, it was not a felony under the federal sentencing strictures. In response, the Government stood by Hill; eluding a police officer was punishable by over one year in prison because a defendant with the worst criminal history possible could have received up to 17 months in jail for committing the crime. Both parties agreed this issue should not be covered by the waiver of appeal in Defendant s plea agreement, and the district court acknowledged the parties unity on this point. Eventually, after a hearing, the district court overruled Defendant s objection in a written order. The court acknowledged two circuits had held that in light of Carachuri-Rosendo, hypothetical aggravating factors cannot be considered when determining a defendant s maximum punishment for a prior offense. See United States v. Simmons, 649 F.3d 237 (4th Cir. 2011) (en banc); United States v. Haltiwanger, 637 F.3d 881 (8th Cir. 2011). The court, however, denied having the authority to ignore Hill because the case was not clearly irreconcilable on its face with Carachuri-Rosendo. For support on this point, the court noted that six circuit judges dissented in Simmons and Haltiwanger combined. At sentencing, the district court departed downward based on the plea 9 agreement and sentenced Defendant to 151 months imprisonment on both counts combined. Had the career offender enhancement not been applied, the guideline imprisonment range would have been 121 to 151 months. Defendant appealed. II. Defendant s sole argument on appeal is that, in light of Carachuri-Rosendo, the district court wrongfully relied upon our past precedent in Hill to label him a career offender under U.S.S.G. § 4B1.1(a). Absent en banc consideration, we generally cannot overturn the decision of another panel of this court. United States v. Meyers, 200 F.3d 715, 720 (10th Cir. 2000). This rule does not apply, however, when the Supreme Court issues an intervening decision that is contrary to or invalidates our previous analysis. Id.; United States v. Shipp, 589 F.3d 1084, 1090 n.3 (10th Cir. 2009) (citation omitted). Thus, we must now determine whether Carachuri-Rosendo contradicts or invalidates Hill s prescribed method for determining the maximum punishment length for a past state crime. This issue is entirely legal in nature, and we review legal issues in this context de novo. United States v. Patterson, 561 F.3d 1170, 1172 (10th Cir. 2009). In the end, we hold that Carachuri-Rosendo does indeed invalidate Hill s analysis. We acknowledge up front that Carachuri-Rosendo is not directly on point with Hill or with our Defendant. After all, Carachuri-Rosendo involved immigration law, a different line of Supreme Court precedent, see, e.g., Lopez, 549 U.S. 47, and whether a past crime was an aggravated felony, among various other distinguishable 10 aspects. 2 The question, however, is not whether an intervening Supreme Court case is on all fours with our precedent, but rather whether the subsequent Supreme Court decision contradicts or invalidates our prior analysis. Here, Carachuri-Rosendo plainly invalidates Hill, primarily because of the Supreme Court s clarification of the holding of its own precedent Rodriquez. As detailed above, the Supreme Court rejected the argument that Rodriquez s recidivism holding supported the Government s hypothetical to a hypothetical approach. Carachuri-Rosendo, 560 U.S. at 577 n.12. In doing so, the Supreme Court expounded upon Rodriquez in a manner entirely contradictory to our interpretation of that case in Hill. In Hill, we relied on Rodriquez to overturn our own prior precedent. Rodriquez, we wrote, stood for the proposition that the calculation of the maximum term of imprisonment . . . prescribed by law included the term imposed by applicable recidivist statutes. Hill, 539 F.3d at 1218 (quoting Rodriquez, 553 U.S. at 393). Moreover, we held, Rodriquez explicitly rejected the proposition that mandatory guidelines systems that cap sentences [like Kansas s system] can decrease the maximum term of imprisonment. Id. (quoting Rodriquez, 553 U.S. at 390) (internal quotation marks omitted). The Supreme Court in Carachuri-Rosendo, however, wrote that under Rodriquez a recidivist finding could only set the maximum 2 To give another example, as mentioned above the Supreme Court emphasized that the scales were tilted against the Government from the beginning because the English language tells us that most aggravated felonies are punishable by sentences far longer than 10 days . . . . Carachuri-Rosendo, 560 U.S. at 575. 11 term of imprisonment when the finding is a part of the record of conviction. Carachuri-Rosendo, 560 U.S. at 577 n.12 (emphasis added). Riffing on the facts of Rodriquez, the Court stated: [W]hen the recidivist finding giving rise to a [prior] 10-year sentence is not apparent from the sentence itself, or appears neither as part of the judgment of conviction nor the formal charging document, the Government will not have established that the defendant had a prior conviction for which the maximum term of imprisonment was 10 years or more . . . . Id. (internal citation omitted). In short, in Hill we interpreted Rodriquez to mean the most severe recidivist increase possible always applies when calculating a maximum sentence, whereas the Supreme Court has now interpreted Rodriquez to mean a recidivist increase can only apply to the extent that a particular defendant was found to be a recidivist. This makes all the difference in the world to our Defendant, who was saddled by the district court with the guideline range merited by the worst recidivist imaginable even though his own recidivism did not allow for imprisonment of more than one year. Under Rodriquez via Hill Defendant is a career offender; under Rodriquez via Carachuri-Rosendo, he is not. Based on Carachuri-Rosendo, our interpretation of Rodriquez in Hill was incorrect. This incorrect interpretation was pivotal to our holding in Hill that, in determining whether a prior Kansas crime was punishable by more than a year in prison, we must focus on the maximum statutory penalty for the offense, not the 12 individual defendant. Hill, 539 F.3d at 1221 (emphasis added). 3 Thus, we must reverse the district court here and hold that Carachuri-Rosendo contradicts and invalidates Hill. Under Kansas law, Defendant could not have been sentenced to more than seven months in jail for his eluding conviction. That conviction, therefore, did not qualify as an offense punishable by . . . imprisonment for a term exceeding one year. U.S.S.G. § 4B1.2 cmt. app. n.1. As such, Defendant should not have been labeled a career offender under the Guidelines because he only had one prior felony conviction[] of either a crime of violence or a controlled substance offense, whereas two such convictions are required. Id. § 4B1.1(a). To summarize, Hill no longer controls, and we revert back to our prior precedent on this point. 4 3 At oral argument the Government asserted that, while Hill was informed by Rodriquez, our misreading of Rodriquez did not actually dictate Hill s conclusion. We disagree. Our language in Hill makes clear that had it not been for Rodriquez, we would not have overruled Plakio. See, e.g., Hill, 539 F.3d at 1218 20 ( Under the doctrine of stare decisis, the structure of § 922(g)(1), alone, would not have been sufficient to overrule our precedent. . . . Intervening Supreme Court precedent [i.e. Rodriquez], however, overrules our prior approach. ). 4 Our decisions in United States v. Coleman, 656 F.3d 1089 (10th Cir. 2011), and United States v. Romero-Leon, 488 F. App x 302 (10th Cir. 2012), do not contradict this holding. First and foremost, the Government does not rely on these cases. Second, while in Coleman and Romero-Leon we did, post-Carachuri-Rosendo, rely on Hill and its interpretation of Rodriquez, we never mentioned CarachuriRosendo in either case. [W]e are generally not bound by a prior panel s implicit resolution of an issue that was neither raised by the parties nor discussed by the panel. Streu v. Dormire, 557 F.3d 960, 964 (8th Cir. 2009); cf. United States v. West, 646 F.3d 745, 748 (10th Cir. 2011) ( Mr. West did not raise his challenge to the restitution award in his initial . . . appeal, and, therefore, we are not bound by the law of the case with respect to this issue. ). Third, not only was Romero-Leon unpublished, but it also is arguably distinguishable since the defendant there had (continued...) 13 III. The case law surrounding this issue strongly supports our holding. Most importantly (as noted above) two circuits have already analyzed Carachuri-Rosendo s effect in this regard, and both have agreed with our conclusion. Moreover, they have done so at the prompting of the Supreme Court. The initial case comes from the Eighth Circuit and bears a striking resemblance to our situation. In Haltiwanger, the district court found a defendant s prior drug tax stamp conviction under 21 U.S.C. 841(b)(1) was a felony even though under Kansas law, again he could only have received seven months in jail. See United States v. Haltiwanger, No. CR07 4037, 2009 WL 454978, at *5 (N.D. Iowa Feb. 23, 2009) (unpublished). The Eighth Circuit, prior to Carachuri-Rosendo, agreed. See United States v. Haltiwanger, 356 F. App x 918 (8th Cir. 2009) (per curiam) (unpublished). The Supreme Court, however, granted certiorari and remanded the case, without opinion, for further consideration in light of CarachuriRosendo. Haltiwanger v. United States, 131 S. Ct. 81 (2010). On remand, [u]pon careful review of Carachuri-Rosendo, including the Court s clarification and reiteration of its holding in Rodriquez, the Eighth Circuit reversed course: [W]here a maximum term of imprisonment of more than one year is directly tied to 4 (...continued) aggravating circumstances that would have allowed for a sentence of ten years or more on his past state convictions. Romero-Leon, 488 F. App x at 305. 14 recidivism, Carachuri-Rosendo and Rodriquez require that an actual recidivist finding rather than the mere possibility of a recidivist finding must be part of a particular defendant s record of conviction for the conviction to qualify as a felony. Haltiwanger, 637 F.3d at 883 84. Because Haltiwanger s record of conviction did not include recidivism sufficient to expose him to more than one year in prison, the hypothetical possibility that some recidivist defendants could have faced a sentence of more than one year is not enough to qualify Haltiwanger s conviction as a felony under 21 U.S.C. § 841(b)(1). Id. at 884. Judge Beam dissented, writing only: I believe that our judgment in this case is not affected by Carachuri-Rosendo. Id. Several months after the Eighth Circuit s about-face in Haltiwanger, an en banc Fourth Circuit panel confronted the same issue. There, the district court had originally classified a defendant s prior North Carolina drug conviction as a felony under 21 U.S.C. § 841(b)(1) even though he could have received at most eight months community service. Simmons, 649 F.3d at 239 41. 5 On appeal, prior to Carachuri-Rosendo, the Fourth Circuit affirmed. See United States v. Simmons, 340 F. App x 141 (4th Cir. 2009) (unpublished). Like Haltiwanger, the Supreme Court granted certiorari and remanded the case, without opinion, for further consideration in light of Carachuri-Rosendo. Simmons v. United States, 130 S. Ct. 3455 (2010). 5 Like Kansas, the North Carolina sentencing structure ties a particular defendant s criminal history to the maximum term of imprisonment. Simmons, 649 F.3d at 244 (quoting Haltiwanger, 637 F.3d at 884). 15 On remand, the same panel concluded Carachuri-Rosendo did not implicate its prior analysis. See United States v. Simmons, 635 F.3d 140 (4th Cir. 2011). After en banc rehearing, however, the Fourth Circuit also reversed course. According to an eight-judge majority, the Fourth Circuit precedent holding similarly to Hill United States v. Harp, 406 F.3d 242 (4th Cir. 2005) was no longer good law under Carachuri-Rosendo. See Simmons, 649 F.3d at 239 50. Explicitly tracking Haltiwanger, the Fourth Circuit held that where a maximum term of imprisonment . . . is directly tied to recidivism, the actual recidivist finding . . . must be part of a particular defendant s record of conviction for the conviction to qualify as a felony. Id. at 244 (quoting Haltiwanger, 637 F.3d at 884). Five dissenters found the Simmons majority s holding to be contrary to the plain language of the relevant statutes, which differed in critical respects from the immigration statutes at issue in Carachuri. Id. at 250, 253. More specifically, this dissent argued the phrase offense punishable by more than one year imprisonment clearly calls for an offense-specific analysis rather than a defendant-specific analysis. Id. at 258. As such, the dissent concluded, we [should] follow the mandate of Congress to look to the maximum authorized punishment for any defendant convicted of the offense. Id. (emphasis added). Although we are not unsympathetic to the dissent s appeal to plain language, we are not analyzing this case in a vacuum. Rather, Supreme Court precedent binds us. And we simply cannot ignore Carachuri-Rosendo s unambiguous clarification 16 of Rodriquez that directly contradicts our view of Rodriquez in Hill. 6 We also cannot ignore the Supreme Court s subsequent remands to the Fourth and Eighth Circuits with instruction to analyze markedly similar issues in light of CarachuriRosendo. Certainly, such remands are not final determination[s] on the merits by the Supreme Court. Tyler v. Cain, 533 U.S. 656, 666 n.6 (2001). They do, however, indicate the Supreme Court believes there is a reasonable probability these circuits would reject a legal premise on which [they] relied . . . . Id. Finally, our present holding also comports with the Sixth Circuit s decision in United States v. Pruitt, 545 F.3d 416 (6th Cir. 2008). While Pruitt pre-dates Carachuri-Rosendo, both the Fourth and Eighth Circuits noted that CarachuriRosendo essentially ratified the Sixth Circuit s understanding of Rodriguez. Haltiwanger, 637 F.3d at 884; see Simmons, 649 F.3d at 244 ( [T]he Sixth Circuit s analysis [in Pruitt] now seems clearly correct given the Supreme Court s subsequent ruling in Carachuri. ). The Sixth Circuit in Pruitt held, in regard to whether prior North Carolina convictions made a defendant a career offender under U.S.S.G. 6 Furthermore, we agree with much of what the Fourth Circuit majority wrote in Simmons. For instance, the majority notes that under the dissent s approach, virtually all North Carolina offenses from the most minor misdemeanor to the most major felony would be considered felonies for federal purposes. Simmons, 649 F.3d at 249 50. This, the majority opined, makes a mockery of North Carolina s carefully crafted sentencing scheme. Id. at 249. The same applies here. Taking the hypothetical worst offender into account, every Kansas crime severity level I to severity level X would be considered punishable by more than one year in prison for federal law purposes. See Appendix. 17 § 4B1.1(a), that in light of Rodriquez courts must consider the defendant s particular prior record level and not merely the worst [possible] prior record level in determining whether a conviction was for an offense punishable by a term exceeding one year. Pruitt, 545 F.3d at 424. Thus, in essence, three circuits have agreed with our Defendant, whereas none have agreed with the Government. 7 IV. In conclusion, Hill which looked to the hypothetical worst possible offender to determine whether a state offense was punishable by more than a year in prison cannot stand in light of Carachuri-Rosendo. We now hold, in line with our pre-Hill precedent, that in determining whether a state offense was punishable by a certain amount of imprisonment, the maximum amount of prison time a particular defendant could have received controls, rather than the amount of time the worst imaginable recidivist could have received. As such, Defendant s prior Kansas conviction for eluding police is not a felony for purposes of U.S.S.G. § 4B1.1(a). 7 Supplemental authority filed by Defendant calls into question whether the Government even agrees with its own position on this case. In a Fed. R. App. P. 28(j) letter filed prior to oral argument, Defendant asserted that the United States Solicitor General agreed before the Supreme Court, in two recent cases from the Sixth Circuit, that remand was appropriate on this issue because the defendants had been subjected to erroneous sentences. The Government did not respond to the 28(j) letter prior to oral argument. At oral argument, the Government did not disagree with Defendant s assertion. Rather, the Government stated it was not prepared at that time to distinguish the Solicitor General s actions. We have received no followup containing any such distinction. Thus, the Government has seemingly taken contradictory positions on this issue in different federal courts. 18 The district court s imposition of a career offender enhancement was therefore in error and is REVERSED. This case is REMANDED for resentencing. 19 APPENDIX SENTENCING RANGE NONDRUG OFFENSES Category ï ® A B C D E F G H I Severity Level 3+ Person Felonies 2 Person Felonies 1 Person & 1 Nonperson Felonies 1 Person Felony 3+ Nonperson Felonies 2 Nonperson Felonies 1 Nonperson Felony 2+ Misdemeanor 1 Misdemeanor No Record 186 165 I 653 618 620 285 586 592 II 493 554 460 467 247 216 228 IV 162 154 154 V 136 128 130 46 60 41 34 31 23 29 20 17 15 13 13 13 13 11 11 11 11 11 12 10 10 10 11 9 9 9 8 7 7 7 7 5 18 months (up to) for felonies classified in Severity Level 8 Presumptive Probation Postrelease Supervision Terms are: Postrelease for felonies committed before 4/20/95 are: 36 months for felonies classified in Severity Levels 1-4 24 months for felonies classified in Severity Levels 1-6 24 months for felonies classified in Severity Levels 5-6 12 months for felonies classified in Severity Level 7-10 12 months for felonies classified in Severity Levels 7-10 KSG Desk Reference Manual 2013 Appendix D Page 2 5 7 6 LEGEND 12 months (up to) for felonies classified in Severity Levels 9-10 6 6 Probation Terms are: 36 months recommended for felonies classified in Severity Levels 1-5 24 months recommended for felonies classified in Severity Levels 6-7 7 7 6 6 8 8 7 7 9 9 8 8 11 10 9 8 8 12 11 9 9 9 13 12 10 10 17 13 11 11 10 18 14 15 12 13 19 19 16 13 31 20 17 17 14 15 12 12 12 15 16 17 14 15 X 17 32 21 22 18 19 34 34 24 19 38 36 26 25 21 22 18 18 16 23 38 38 27 28 24 19 19 IX 26 25 19 29 41 42 41 41 30 32 27 27 21 32 34 34 29 30 VIII 36 45 43 46 55 43 47 44 59 61 50 47 49 50 36 37 32 51 61 48 52 109 66 68 56 117 71 52 57 52 38 40 VII 55 53 39 60 62 57 114 43 66 68 120 122 VI 71 144 59 123 123 72 74 147 131 77 82 64 138 138 79 155 166 146 83 89 69 154 152 88 176 184 160 92 96 75 168 165 94 195 203 174 100 206 162 184 181 102 203 214 221 190 107 221 172 200 194 216 226 234 240 205 416 233 246 253 258 438 442 III 267 272 Border Box Presumptive Imprisonment 6 5 5
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