Unpublished Disposition, 936 F.2d 580 (9th Cir. 1991)

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US Court of Appeals for the Ninth Circuit - 936 F.2d 580 (9th Cir. 1991)

UNITED STATES of America, Plaintiff-Appellee,v.Ellison Howard LUPO, Defendant-Appellant.

No. 89-50713.

United States Court of Appeals, Ninth Circuit.

Submitted June 18, 1991.* Decided June 21, 1991.

Before BEEZER, WIGGINS and FERNANDEZ, Circuit Judges.


MEMORANDUM** 

Ellison Howard Lupo appeals his sentence following a guilty plea to four counts of armed robbery of a savings and loan and two counts of armed bank robbery, in violation of 18 U.S.C. § 2113(a) (d), and one count of bank robbery, in violation of 18 U.S.C. § 2113(a). Lupo contends the district court erred by failing to grant him a reduction in his United States Sentencing Guidelines (Guidelines) offense level for acceptance of responsibility. In addition, Lupo argues the district court violated Fed. R. Crim. P. 32(a) (1) when denying him the acceptance of responsibility adjustment because it (1) failed to make a specific finding concerning the reason for the denial, (2) failed to give Lupo notice and an opportunity to be heard, and (3) relied upon unreliable information in making its determination.1  We have jurisdiction under 28 U.S.C. § 1291 and we affirm.

Whether a defendant has accepted responsibility for his crime is a factual determination subject to the clearly erroneous standard of review. United States v. Gonzalez, 897 F.2d 1018, 1019 (9th Cir. 1990). The determination of the district court is entitled to great deference. United States v. Ramos, 923 F.2d 1346, 1360 (9th Cir. 1991). A "defendant's acceptance of responsibility is a 'factor important to the sentencing determination' under [U.S.S.G.] Sec. 6A1.3(a).... A sentencing court therefore may not reject the reduction recommended in the presentence report without giving the defendant notice and an adequate opportunity to present information to the court." United States v. Brady, 928 F.2d 844, 847 n. 3 (9th Cir. 1991).2 

U.S.S.G. Sec. 3E1.1 provides for a downward adjustment in the base offense level if a defendant "clearly demonstrates a recognition and affirmative acceptance of personal responsibility" for his criminal conduct. The party seeking to alter the base offense level bears the burden of making the necessary showing by a preponderance of the evidence. United States v. Howard, 894 F.2d 1085, 1090 (9th Cir. 1990). "The district court should make clear on the record its resolution of all disputed matters, and ... specific findings of fact are to be encouraged." United States v. Carlisle, 907 F.2d 94, 96 (9th Cir. 1990) (quoting United States v. Rigby, 896 F.2d 392, 394 (9th Cir. 1990)). "For us to defer to a trial court's acceptance of responsibility determination, the record on this issue must be clear." Brady, 928 F.2d at 848 (footnote omitted).

Here, unlike in Brady, Lupo was on notice that the presentence report did not include a downward adjustment for acceptance of responsibility in its final sentencing recommendation.3  Lupo argued the issue of the acceptance of responsibility adjustment during the sentencing hearing. The district court rejected Lupo's arguments, stating:

I can't accept the fact that there has been, under all the circumstances of this case, an acceptance of responsibility in the true sense, though there have been the pleas of guilty entered.

The district court's determination was adequate, although just barely so. See, e.g., United States v. Singleton, 917 F.2d 411, 413 (9th Cir. 1990). Therefore, the district court did not clearly err in determining that Lupo did not deserve the adjustment for acceptance of responsibility. See Gonzalez, 897 F.2d at 1020; cf. Brady, 928 F.2d at 848; Carlisle, 907 F.2d at 96.

AFFIRMED.

 *

The panel unanimously finds this case suitable for decision without oral argument. Fed. R. App. P. 34(a); 9th Cir.R. 34-4

 **

This disposition is not appropriate for publication and may not be cited to or by the courts of this circuit except as provided by 9th Cir.R. 36-3

 1

The government argues that we should not address this issue on the merits because Lupo failed to raise it below. However, because the issue presented is purely one of law, we exercise our discretion to address the merits United States v. Smith, 905 F.2d 1296, 1302 (9th Cir. 1990)

 2

The Guidelines provide in relevant part:

When any factor important to the sentencing determination is reasonably in dispute, the parties shall be given an adequate opportunity to present information to the court regarding that factor.... The court shall resolve disputed sentencing factors in accordance with Rule 32(a) (1), Fed. R. Crim. P. ..., notify the parties of its tentative findings and provide a reasonable opportunity for the submission of oral or written objections before imposition of sentence. U.S.S.G. Secs. 6A1.3(a) & (b). Fed. R. Crim. P. 32(a) (1) provides in relevant part:

At the sentencing hearing, the court shall afford the counsel for the defendant ... an opportunity to comment upon the probation officer's determination and on other matters relating to the appropriate sentence. Before imposing sentence, the court shall also--

(A) determine that the defendant and defendant's counsel have had the opportunity to read and discuss the presentence investigation report ...;

(B) afford counsel for the defendant an opportunity to speak on behalf of the defendant; and

(C) address the defendant personally and determine if the defendant wishes to make a statement and to present any information in mitigation of the sentence.

 3

Although the presentence report (PSR) concluded that Lupo had accepted responsibility for the offenses of conviction, the final recommended Guidelines sentencing range and sentence did not include this recommended acceptance of responsibility adjustment. The PSR, however, was prepared for a scheduled sentencing date of October 23, 1989. At that time, defendants who came within the career offender provisions of the Guidelines were not entitled to a reduction for acceptance of responsibility. See United States v. Summers, 895 F.2d 615, 618 (9th Cir.), cert. denied, 111 S. Ct. 389 (1990). Section 4B1.1 was amended effective November 1, 1989 expressly to authorize application of section 3E1.1 (acceptance of responsibility) to career offenders. U.S.S.G. Sec. 4B1.1 (West 1990). Therefore, although at the time it was drafted the PSR was technically correct in not decreasing Lupo's career offender offense level for acceptance of responsibility, Lupo was eligible for the adjustment at the time of his sentencing hearing on November 29, 1989. See 18 U.S.C. §§ 3553(a) (4) & (5); United States v. Turner, 898 F.2d 705, 709 n. 1 (9th Cir.), cert. denied, 110 S. Ct. 2574 (1990)

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