Doan v. Banner Health, Inc.
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One morning in March 2011, Nixola Doan went to Fairbanks Memorial Hospital with her adult daughter, Tristana, who was coughing and having trouble breathing. Doan stayed with Tristana for much of the day. Around 7:00 p.m. Tristana’s condition worsened, and Doan was “ushered . . . out” of the room while Tristana was intubated. Doan remained in the waiting area and did not see Tristana again until approximately the time of her death at 11:41 p.m., when Doan reentered the room and saw her daughter’s body. As the personal representative of Tristana’s estate, Doan filed suit against a number of medical providers, alleging malpractice and wrongful death. Doan also brought her own claim for negligent infliction of emotional distress. Several of the defendants moved for summary judgment on the emotional distress claim, arguing it was legally untenable for Doan to understand, while Tristana was undergoing care, her caregivers were acting negligently. On appeal, the Alaska Supreme Court concluded a viable bystander claim for negligent infliction of emotional distress did not depend on the plaintiff’s contemporaneous realization that the injuries she observed were negligently caused. Therefore, the Court reversed the grant of summary judgment.
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Notice: This opinion is subject to correction before publication in the PACIFIC REPORTER. Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts, 303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email corrections@akcourts.us. THE SUPREME COURT OF THE STATE OF ALASKA ) ) ) Petitioner, ) v. ) ) BANNER HEALTH, INC., d/b/a ) FAIRBANKS MEMORIAL ) HOSPITAL; NORTHERN ) HOSPITAL ASSOCIATION, LLC; ) JAMES W. CAGLE, D.O.; GOLDEN ) HEART EMERGENCY ) PHYSICIANS; FAYE LEE, M.D.; ) INTERIOR AIDS ASSOCIATION/ ) PROJECT SPECIAL DELIVERY; ) and NICOLE FLISS, M.D., ) ) Respondents. ) ) NIXOLA JEAN DOAN, Supreme Court No. S-16322 Superior Court No. 4FA-13-01538 CI OPINION No. 7370 – May 31, 2019 Petition for Review from the Superior Court of the State of Alaska, Fourth Judicial District, Fairbanks, Douglas Blankenship, Judge. Appearances: Sandra K. Rolfe and Galen Cook, Stepovich & Vacura Law Office, Fairbanks, for Petitioner. John J. Tiemessen, Clapp Peterson Tiemessen Thorsness & Johnson, LLC, Fairbanks, for Respondents Northern Hospital Association; James W. Cagle, D.O.; Golden Heart Emergency Physicians; and Faye Lee, M.D. No appearance by Respondents Banner Health, Inc., d/b/a Fairbanks Memorial Hospital; Interior Aids Association/Project Special Delivery; or Nicole Fliss, M.D. Before: Stowers, Chief Justice, Winfree, Maassen, Bolger, and Carney, Justices. MAASSEN, Justice. WINFREE, Justice, concurring. STOWERS, Chief Justice, concurring. I. INTRODUCTION A mother was in the hospital waiting area when her daughter died. The mother sued a number of medical care providers for wrongful death and medical malpractice, as well as for the emotional distress she suffered upon seeing her daughter’s body. The superior court dismissed the mother’s claim for negligent infliction of emotional distress, reasoning that the tort was not viable absent evidence that the plaintiff contemporaneously understood that her loved one’s death had been negligently caused. The mother petitioned for review of this order; we granted review. We conclude that under our case law, a viable bystander claim for negligent infliction of emotional distress does not depend on the plaintiff’s contemporaneous realization that the injuries she observes were negligently caused. We therefore reverse the superior court’s grant of summary judgment. II. FACTS AND PROCEEDINGS One morning in March 2011, Nixola Doan went to Fairbanks Memorial Hospital with her adult daughter, Tristana, who was coughing and having trouble breathing. Doan stayed with Tristana for much of the day. Around 7:00 p.m. Tristana’s condition worsened, and Doan was “ushered . . . out” of the room while Tristana was intubated. Doan remained in the waiting area and did not see Tristana again until approximately the time of her death at 11:41 p.m.,1 when Doan reentered the room and 1 Whether Tristana died shortly before or shortly after Doan last entered the room is unclear from our record but not material to our decision. -2- 7370 saw her daughter’s body. In 2013 Doan, as the personal representative of Tristana’s estate, filed suit against a number of medical care providers, alleging medical malpractice and wrongful death. Doan also brought her own claim for negligent infliction of emotional distress (NIED). Several of the defendants (collectively “the doctors”) moved for summary judgment on the NIED claim, arguing that it was legally untenable without evidence that Doan understood, while Tristana was undergoing care, that her caregivers were acting negligently. The superior court granted summary judgment and dismissed the NIED claim, concluding that Doan failed to satisfy a requirement of the tort that she have “a contemporaneous understanding of the cause of Tristana’s death.” (Emphasis in original.) Doan sought reconsideration, which the court denied. Doan filed a petition asking us to review the dismissal of her NIED claim; we granted her petition. III. STANDARD OF REVIEW We review a grant of summary judgment de novo.2 “When reviewing a grant of summary judgment, our duty is to determine whether there was a genuine issue of material fact and whether the moving party was entitled to judgment on the law applicable to the established facts.”3 We apply our independent judgment to questions of law and adopt “the rule of law that is most persuasive in light of precedent, reason, and policy.”4 2 Harrell v. Calvin, 403 P.3d 1182, 1185 (Alaska 2017) (citing Hurn v. Greenway, 293 P.3d 480, 483 (Alaska 2013)). 3 Id. at 1185-86 (quoting Palmer v. Borg-Warner Corp., 818 P.2d 632, 634 (Alaska 1990)). 4 Dixon v. Dixon, 407 P.3d 453, 457 (Alaska 2017) (quoting Vezey v. Green, (continued...) -3- 7370 IV. DISCUSSION In its decision on summary judgment, the superior court concluded that “[i]nherent in [Alaska’s] cases [allowing recovery for NIED] is the contemporaneous comprehension of the cause of the injury”; the court held, therefore, that “in a medical malpractice case, the plaintiff must have a contemporaneous understanding that the cause of the injury is the result of the malpractice.” The court acknowledged this effect of its ruling: [B]ystanders may validly assert bystander NIED claims for blatant medical errors obvious to laypersons, such as negligently amputating a healthy limb or neglecting to care for a patient whose symptoms obviously require immediate attention. But where the causation is beyond the understanding of the lay bystander an NIED claim is not available. The doctors argue that the superior court correctly stated Alaska law: “As a matter of law, [Doan] cannot recover on [an] NIED bystander claim unless she contemporaneously comprehended that allegedly negligent medical treatment was causing injury to her daughter.” That an injured victim, in order to recover, must contemporaneously comprehend that her injuries were negligently caused is not a usual requirement of a negligence claim. Indeed, tort victims may not know or even suspect that their injuries were negligently caused until they have had some time to investigate; our tort law has long recognized this.5 Here, the doctors contend that our case law treats NIED claims 4 (...continued) 35 P.3d 14, 20 (Alaska 2001)). 5 See Yurioff v. Am. Honda Motor Co., 803 P.2d 386, 389 (Alaska 1990) (“When the nature of the injury, or the nature of the cause of the injury, prevents a (continued...) -4- 7370 differently, but — although we acknowledge “the policy favoring reasonable limitations on liability” in this context6 — we disagree that the doctors’ proposed rule is one such reasonable limitation. We first recognized the NIED cause of action in 1986 in Tommy’s Elbow Room, Inc. v. Kavorkian (Kavorkian III).7 In that case, a father and daughter attended a function together but the daughter left first to ride home with another family.8 A drunk driver struck the family’s car.9 Driving home later, the father passed the scene of the accident without realizing that his daughter was involved.10 When he arrived home and his daughter was not there, he returned to the scene of the accident in time to see police and medical personnel attempting to remove her from the wreckage.11 Accepting the viability of NIED claims under Alaska law, we looked to the guidelines set out by the California Supreme Court in Dillon v. Legg: 5 (...continued) plaintiff from discovering facts essential to his claim, the discovery rule tolls the statute [of limitations] until the plaintiff discovers or reasonably should have discovered that he has a case.”); see also Palmer, 818 P.2d at 634 (“Upon notification of an airplane crash, a reasonable person has, as a matter of law, enough information to be alerted that she ‘should begin an inquiry’ concerning a potential cause of action against the pilot, the carrier or the manufacturer.”). 6 See Beck v. State, Dep’t of Transp. & Pub. Facilities, 837 P.2d 105, 110 (Alaska 1992). 7 727 P.2d 1038, 1043 (Alaska 1986). 8 Id. at 1040. 9 Kavorkian v. Tommy’s Elbow Room, Inc. (Kavorkian I), 694 P.2d 160, 162 (Alaska 1985). 10 Kavorkian III, 727 P.2d at 1040. 11 Id. -5- 7370 (1) Whether plaintiff was located near the scene of the accident as contrasted with one who was a distance away from it. (2) Whether the shock resulted from a direct emotional impact upon plaintiff from the sensory and contemporaneous observance of the accident, as contrasted with learning of the accident from others after its occurrence. (3) Whether plaintiff and the victim were closely related, as contrasted with an absence of any relationship or the presence of only a distant relationship.[12] We declined, however, to interpret Dillon as imposing a “rigid requirement of sensory and contemporaneous observance of the accident,” instead requiring only “the reasonable foreseeability that the plaintiff-witness would suffer emotional harm.”13 After concluding that it was reasonably foreseeable that the father in Kavorkian III would appear at the scene of the accident, we allowed his NIED claim to go forward.14 A year later, in Croft ex rel. Croft v. Wicker, we reiterated our rejection of the “strict application of the Dillon guidelines” under which it is “necessary for the plaintiff to have witnessed the tortious event.”15 The plaintiffs in Croft alleged that Wicker molested their teenaged daughter Sarah while giving her a ride on a threewheeler; the parents did not allege that they witnessed the assault itself but only that they “were in close proximity when Wicker sexually assaulted Sarah and witnessed their daughter’s extreme emotional distress, and consequently suffered emotional distress 12 Id. at 1041 (quoting Dillon v. Legg, 441 P.2d 912, 920 (Cal. 1968)). 13 Id. at 1043. 14 Id. 15 737 P.2d 789, 791 (Alaska 1987). -6- 7370 themselves.”16 We explained in Croft our recognition of the NIED tort in Kavorkian III and cited several California cases in which parents who did not witness the tortious event were nonetheless allowed to recover after coming upon the event’s immediate consequences.17 We held that the parents in Croft stated a claim under Alaska law: [C]oncededly the Crofts did not sensorily and contemporaneously observe the incident of sexual assault alleged here. Our discussion of Kavorkian and the other cases cited makes clear, however, that it is the reasonable foreseeability to the defendant of harm to the plaintiff that generates the defendant’s duty to exercise reasonable care.[18] Because “the Crofts were in close proximity to Wicker and Sarah when the alleged incident occurred,” because “[t]hey observed her extreme distress just after the alleged assault occurred,” and because there was some question as to whether it was “reasonably foreseeable to Wicker that Sarah’s parents would be in close proximity and therefore harmed by his actions,” the Crofts’ claim was sufficiently pleaded to go to the jury.19 16 Id. at 790. 17 Id. at 792; see also id. at 791-92 (summarizing California cases as concluding “that there were triable issues of fact as to whether the alleged harm to the mother resulted from an emotional shock caused by the direct emotional impact from the contemporaneous observation of the immediate consequences of the defendant’s negligent act causing the injury and death of her son” and “that the shock of seeing a child severely injured immediately after the tortious event may be just as profound as that experienced in witnessing the accident itself, and that therefore the plaintiff had met the contemporaneous observance requirement” (first citing Nazaroff v. Superior Court, 145 Cal. Rptr. 723 (Cal. App. 1978); then citing Archibald v. Braverman, 79 Cal. Rptr. 657 (Cal. App. 1969))). 18 Id. at 792. 19 Id. -7- 7370 In this case, in a clarifying order on reconsideration, the superior court focused on a sentence in Mattingly v. Sheldon Jackson College, in which we said that “the shock [must] result more or less contemporaneously with the plaintiff’s learning of the nature of the victim’s injury.”20 The superior court interpreted this to mean that Doan’s recovery depended on her subjective understanding of events; the court read the phrase “the nature of the victim’s injury” to mean that an NIED plaintiff must understand not just the physical nature of the injury — traumatic bodily injury or death — but also the legal nature of the injury — negligence. Mattingly concerned the collapse of a trench in which Mattingly’s son had been working.21 The accident happened in Sitka, but Mattingly was in Ketchikan when he learned of it.22 The facts of Mattingly thus did not require the court to distinguish between the physical and the legal nature of an injury — Mattingly was not in a position to have directly perceived either one. But explaining why geographical distance precluded Mattingly’s NIED claim, we noted that “it cannot be said that the shock of observing his injured son . . . followed ‘closely on the heels of the accident,’ ” that Mattingly “had time to steel himself during his flight to Sitka,” and that “[t]here was no sudden sensory observation of his injured son.”23 Thus, in the context of describing “the nature of the victim’s injury,” our focus was on the victim — the sight of whom is likely to cause the emotional harm — rather than the actions of the tortfeasor. And to support the sentence in Mattingly that contained the phrase “the nature of the victim’s injury,” 20 743 P.2d 356, 365-66 (Alaska 1987). 21 Id. at 358. 22 Id. at 358, 365. 23 Id. at 365-66 (emphasis added). -8- 7370 we cited Croft, which, as noted above, explicitly rejected a requirement that the plaintiff observe the tortious act as opposed to its immediate impact on the victim.24 We reaffirmed this interpretation of the NIED claim in Beck v. State, Department of Transportation & Public Facilities, in which we declined to follow the California Supreme Court’s tightening of the Dillon test.25 A mother was at home when she learned that her daughter had been involved in an accident six miles away.26 The mother immediately drove to the scene, but rescue workers prevented her “from approaching the wrecked vehicle which still contained her injured daughter.”27 The mother then drove to the hospital, where she “saw her injured daughter for the first time.”28 She later sued the State for negligent maintenance, repair, and signage, alleging that road crews had negligently left “rain soaked slide debris on the roadway” which both obscured the lane markings and caused her daughter to lose control.29 The State in Beck urged us to follow the approach taken by the California Supreme Court in Thing v. La Chusa.30 Decided after Kavorkian III, Croft, and Mattingly — and concluding that the Dillon factors were leading “to uncertainty and 24 Id. at 366 n.3 (citing Croft, 737 P.2d 789). 25 837 P.2d 105, 110 (Alaska 1992) (citing Thing v. La Chusa, 771 P.2d 814 (Cal. 1989)). 26 Id. at 109. 27 Id. 28 Id. at 109-10. 29 Id. at 108. 30 Id. at 110. -9- 7370 ‘ever widening circles of liability’ ”31 — Thing adopted a “bright-line” interpretation of Dillon that required, as its second element, that the plaintiff be “present at the scene of the injury[-]producing event at the time it occurs and [be] then aware that it is causing injury to the victim.”32 In Beck we decided, however, “that both justice and the policy favoring reasonable limitations on liability [could] be served with a less restrictive approach than that taken by the Thing court”: We held that one who is thrust, either voluntarily or involuntarily, into such dramatic events and who makes a sudden sensory observation of the traumatic injuries of a close relative in the immediate aftermath of the event which produced them is no less entitled to assert a claim for his or her emotional injuries than one who actually witnessed the event.[33] Because in Beck the mother’s “emotional shock resulted from her observation of her daughter’s traumatic injuries during the continuous flow of events in the immediate aftermath of the accident, and because it cannot be said that she had time to ‘steel herself’ as did the plaintiff in Mattingly,” we concluded “that her injury was foreseeable” and her NIED claim should be presented to the jury.34 31 Id. at 110 n.2 (quoting Thing, 771 P.2d at 819). 32 Thing, 771 P.2d at 829-30; see Beck, 837 P.2d at 110 n.2. The second Dillon element, which we decided in Kavorkian III to give its “more liberal interpretation,” 727 P.2d 1038, 1043 (Alaska 1986), had previously required that “the shock result[] from a direct emotional impact upon plaintiff from the sensory and contemporaneous observance of the accident, as contrasted with learning of the accident from others after its occurrence.” Id. at 1041 (quoting Dillon v. Legg, 441 P.2d 912, 920 (Cal. 1968)). 33 Beck, 837 P.2d at 110. 34 Id. at 111. -10- 7370 None of these formative cases — Kavorkian III, Croft, Mattingly, or Beck — supports the rule the doctors propose here: that Doan “cannot recover on [an] NIED bystander claim unless she contemporaneously comprehended that allegedly negligent medical treatment was causing injury to her daughter.” The father in Kavorkian III brought a dram shop action against the bar that had served alcohol to the driver who allegedly caused the accident.35 The father clearly knew there had been an accident when he saw his injured daughter being extricated from the wreckage, but there is no indication he knew anything about its cause, let alone that it involved the negligence of a server in a bar some distance away. The parents in Croft knew that something had happened when they witnessed their daughter’s emotional distress at the end of her three wheeler ride, but there is no indication they “contemporaneously comprehended” that her distress was caused by Wicker’s sexual assault. The father in Mattingly was denied relief because he had time to steel himself before viewing his son’s injuries; whether he had any contemporaneous understanding of the cause of the trench’s collapse played no part in our opinion (though under the doctors’ proposed rule it could have been dispositive). And the mother in Beck, like the father in Kavorkian III, knew there had been an accident when she viewed its wreckage and then saw her daughter at the hospital, but again there is no indication that she contemporaneously comprehended the allegedly negligent cause — involving the State’s work on the road. Determinative in each of these cases — entitling the parents to a possible tort recovery in Kavorkian III, Croft, and Beck and precluding the father’s recovery in Mattingly — was simply whether there was a “sudden 35 727 P.2d at 1039-40; see also Kavorkian v. Tommy’s Elbow Room (Kavorkian II), 711 P.2d 521 (Alaska 1985) (detailing alcohol-related aspects of case). -11- 7370 sensory observation of the traumatic injuries of a close relative in the immediate aftermath of the event which produced them.”36 It is the emotional impact of the injury that the NIED tort is intended to address. To require that an emotionally distressed plaintiff also recognize negligence as it is occurring is asking too much. As noted above, negligence is not always obvious; a conclusion that someone was negligent often follows the acquisition of facts not readily apparent from the scene itself, e.g., that one driver was under the influence of alcohol, that he was negligently served at a bar, that the roadway was poorly maintained, or that a vehicle’s brakes failed. Requiring a contemporaneous perception of negligence adds an element of caprice that has no relationship to the harm suffered. When confronted with a sudden, terrible injury to a loved one, one plaintiff might retain the clarity of mind necessary to judge the reasonableness of the tortfeasor’s actions, while another plaintiff might be overwhelmed by the trauma or consumed by concern for the loved one. Under the doctors’ proposed rule the first plaintiff will recover but the second will not. Recovery may also depend on the plaintiff’s level of sophistication, particularly in the area of medical malpractice (as the superior court recognized in limiting recovery to “blatant medical errors obvious to laypersons”). A physician who recognizes negligence in the care of a loved one may recover, whereas a layperson who suffers the same emotional hurt but lacks a medical education has no remedy. And the rule raises difficult 36 Beck, 837 P.2d at 110; see Mattingly v. Sheldon Jackson Coll., 743 P.2d 356, 366 (Alaska 1987) (“There was no sudden sensory observation of his injured son.”); Croft ex rel. Croft v. Wicker, 737 P.2d 789, 792 (Alaska 1987) (“[The parents] observed [the daughter’s] extreme distress just after the alleged assault occurred.”); Kavorkian III, 727 P.2d at 1043 (“Upon arriving at the scene, . . . [the father] perceived and suffered shock from observing his child’s injury.”). -12- 7370 questions of how closely the plaintiff’s perception of negligence must match the proof at trial.37 The doctors contend that this court “has never permitted recovery for negligent infliction of emotional distress in favor of a non-patient against a medical provider for treatment provided to a family member/patient,” but the cases they cite do not preclude such a recovery. In Chizmar v. Mackie, which the doctors cite for the proposition that NIED claims cannot be based on “foreseeability alone,” we held that “a plaintiff’s right to recover emotional damages caused by mere negligence should be limited to those cases where the defendant owes the plaintiff a preexisting duty.”38 Chizmar was not a bystander claim but rather involved a patient’s claim against her physician; we held that the superior court erred by directing a verdict against the plaintiff on the claim.39 But we also held that we did not intend to “modify the requirements for 37 Assume, for example, that the plaintiff perceives that a nurse is providing negligent care when the nurse is actually following the negligent instructions of a supervisor. May the plaintiff recover for NIED even though she misidentified the negligent actor? If the plaintiff perceives one actor’s negligence but later learns that others were negligent as well, are her emotional distress damages prorated to reflect only the negligence she contemporaneously recognized? May the plaintiff recover if the evidence shows negligence but not as the plaintiff contemporaneously perceived it (e.g., she thought a nurse failed to give a necessary medication when actually the nurse gave too much)? 38 896 P.2d 196, 203 (Alaska 1995). 39 Id. at 205. -13- 7370 ‘bystander’ recovery we applied in Mattingly.”40 Chizmar — and other “preexisting duty” cases on which the doctors rely41 — are largely irrelevant to our discussion today.42 The doctors also cite M.A. v. United States, in which we determined, on a certified question from the federal court, that a mother did not have an NIED claim arising from a doctor’s negligent failure to diagnose the pregnancy of her minor daughter.43 But the mother’s claim failed for a number of reasons, none of which are determinative here: [The mother] was not in close proximity to [the daughter], either at the time of the alleged misdiagnosis or when [the daughter] subsequently learned of her pregnancy; [the mother’s] eventual “shock,” if any, does not appear to have occurred contemporaneously with her daughter’s discovery of the injury; and there is no indication that the immediate “shock” came in response to the alleged injury — the lateness 40 Id. at 204. 41 The doctors discuss the preexisting duty cases of Hawks v. Department of Public Safety, 908 P.2d 1013, 1016-17 (Alaska 1995), and Karen L. v. State, Department of Health & Social Services, Division of Family & Youth Services, 953 P.2d 871, 875-78 (Alaska 1998). The doctors point out that we discussed bystander cases in Karen L., but we explicitly noted that they were decided “[i]n another context,” id. at 875, and we cited them only to illustrate the concept of foreseeability common to all NIED claims. See Kallstrom v. U.S., 43 P.3d 162, 165-66 (Alaska 2002) (outlining distinction between bystander and preexisting duty theories of NIED recovery). 42 The doctors assert that we “affirmed the trial court’s ‘finding that no duty was owed to the [plaintiff’s] children under a negligent infliction of emotional distress claim,’ ” quoting our discussion of the trial court proceedings, but the children’s NIED claim was not at issue on appeal. We did address the children’s separate loss of consortium claim. Chizmar, 896 P.2d at 212-13. 43 951 P.2d 851, 856 (Alaska 1998). -14- 7370 of the pregnancy’s discovery — rather than to discovery of the pregnancy itself.[44] Here, on the other hand, taking Doan’s allegations as true,45 she was in close proximity to her daughter both at the time of the defendants’ negligence and at the time of her daughter’s death; the defendants’ negligence caused the death; and Doan’s shock occurred contemporaneously when she observed her daughter’s body. The doctors contend that Doan’s NIED claim not only is barred by our existing case law but also contravenes legislative policy, evident in AS 09.55.530-.560, setting out procedural and evidentiary rules for medical malpractice cases, including limitations on damages. But none of the cited statutes address the viability of a bystander NIED claim. And although the the doctors predict that allowing NIED claims in circumstances like these “[will] greatly burden the medical community,” we note that our case law has never excepted “the medical community” from NIED claims. Such claims involving medical care providers have been available since we decided Kavorkian III in 1986, subject to the same stringent requirements of proof applicable in other tort contexts, and they have not prompted a crisis of care or a legislative response.46 44 Id. 45 See Mitchell v. Teck Cominco Alaska Inc., 193 P.3d 751, 757-58 (Alaska 2008) (“[T]he non-movant’s version of the facts must be accepted as true and capable of proof, and we make no attempt to weigh the evidence or evaluate witness credibility. All reasonable inferences to be drawn from the facts presented must be drawn in favor of the non-moving party.” (footnote omitted)). 46 The doctors rely on cases from several other states besides the later California cases that narrowed the Dillon test. Other jurisdictions reject NIED claims in the medical malpractice context for different reasons. Several disallow them because of the bystander’s likely inability to distinguish between proper and negligent medical care — a rationale which supports our decision here. See Squeo v. Norwalk Hosp. Ass’n, (continued...) -15- 7370 We conclude, in sum, that a bystander’s claim for NIED remains as it was explained in Kavorkian III, Croft, Mattingly, and Beck: Where, as here, the plaintiff experiences shock as the result of a sudden sensory observation of a loved one’s serious injuries during an uninterrupted flow of events following “closely on the heels of the accident,” such emotional injury is foreseeable and the plaintiff is entitled to assert a claim for NIED.[47] The test contains no requirement that the plaintiff contemporaneously comprehend that the loved one’s injuries were negligently caused. Doan’s complaint stated a claim for relief under a bystander theory of recovery for NIED, and the claim should have survived summary judgment.48 46 (...continued) 113 A.3d 932, 946 (Conn. 2015) (“[T]he rule [limiting NIED claims to cases of gross negligence obvious to a lay observer] recognizes that laypeople are not qualified to assess whether most types of medical judgments and procedures meet the relevant standard of care.”); Edinburg Hosp. Auth. v. Treviño, 941 S.W.2d 76, 81 (Tex. 1997) (“A bystander may not be able to distinguish between medical treatment that helps the patient and conduct that is harmful.”). The Wisconsin Supreme Court has decided that the state’s Medical Malpractice Act “exclusively governs all claims arising out of medical malpractice” and that bystander NIED claims are not allowed because they are not included in the Act. Phelps v. Physician’s Ins. Co. of Wis., Inc., 768 N.W.2d 615, 635 36 (Wis. 2009). We do not discern a consistent treatment of such claims by other state courts that should make us reconsider our own case law. 47 Beck v. State, Dep’t of Transp. & Pub. Facilities, 837 P.2d 105, 110 (Alaska 1992). 48 We note finally that the doctors raise several alternative arguments that were not addressed by the superior court, including: (1) that Doan’s NIED claim is entirely barred by the wrongful death statute, AS 09.55.580, and (2) that Doan has a disqualifying conflict of interest as both representative of the estate and individual plaintiff on the NIED claim. Because the superior court has not addressed these issues, (continued...) -16- 7370 V. CONCLUSION We REVERSE the entry of summary judgment against Doan on her claim for negligent infliction of emotional distress and REMAND the case to the superior court for further proceedings consistent with this opinion. 48 (...continued) we do not decide them on this petition. -17- 7370 WINFREE, Justice, concurring. I write separately to (1) elaborate on the distinction between the negligent infliction of emotional distress (NIED) claim requirements that a bystander-plaintiff (a) be physically present at the injury-causing event and (b) contemporaneously recognize that the injury-causing event was the result of someone’s tortious conduct; and (2) address the separate concurring opinion’s focus on our past rejection of the physical presence requirement. This matter comes to us on petition for review from the superior court’s summary judgment order dismissing Nixola Doan’s bystander NIED claim. The superior court’s legal rationale was that our existing NIED case law requires a bystander-plaintiff — contemporaneously with the shocking observation of a loved-one’s harm — to specifically recognize that a tort brought about that harm. We accepted Doan’s unopposed petition for review to consider only that legal ruling. Today’s decision correctly concludes that the superior court’s interpretation of our existing case law was incorrect. A bystander-plaintiff, even a bystander-plaintiff asserting an underlying medical malpractice claim, does not need to prove a contemporaneous understanding that the loved-one’s harm was caused by tortious conduct. The separate concurring opinion suggests that today’s decision expands liability under Alaska’s NIED case law, especially in the medical malpractice context. Today’s decision does nothing of the kind. Our existing NIED case law never has included, and does not now include, the legal requirement the superior court imposed; our existing NIED case law never has supported (or even suggested), and does not now support, a special carve-out for NIED claims based on underlying medical malpractice torts. Today’s decision in no way expands NIED liability; it instead rejects a new legal theory which, if adopted, would limit NIED liability. -18- 7370 The bulk of the separate concurring opinion’s discussion relates to a legal issue that was not ruled on by the superior court, was not a subject of our granted petition for review, was not briefed by the parties, and was not considered by this court. The separate concurring opinion questions our existing NIED case law regarding when a bystander must observe a loved-one’s harm, and it posits that we should follow the California Supreme Court’s Thing v. La Chusa decision by limiting NIED claims to bystanders who actually are present at the harm-causing event.1 This court rejected that course nearly 30 years ago in Beck v. State, Department of Transportation & Public Facilities.2 The separate concurring opinion concludes that Beck was erroneously decided and failed “to place sensible limits on NIED claims” — an issue not raised in this petition for review — and that it is only the doctrine of stare decisis that causes joinder in today’s decision. But even if this court had, nearly 30 years ago, decided Beck differently and followed Thing, today’s decision — addressing whether a bystander-plaintiff must contemporaneously appreciate that tortious conduct underlies the injury-causing event — would be the same. The facts of Beck and Thing are similar. In Beck a mother drove to the site of her daughter’s vehicle accident and then to a hospital where she first saw her daughter’s injured body.3 The mother later sued the state for NIED for failure to maintain road conditions.4 In Thing a son was struck by a car.5 Although his mother was 1 771 P.2d 814, 829-30 (Cal. 1989). 2 837 P.2d 105, 110 (Alaska 1992). 3 Id. at 109. 4 Id. 5 771 P.2d at 815. -19- 7370 nearby, she did not see or hear the accident.6 The mother became aware of the accident moments later; she rushed to the scene and saw her son lying in the street.7 The mother subsequently sued the car’s driver for NIED.8 In neither case was the bystander-plaintiff aware, upon first seeing the victim, that the injuries were a result of someone’s negligence. The Thing court reversed precedent and created a new physical-presence requirement for bystander-NIED claims: The plaintiff must be “present at the scene of the injury-producing event at the time it occurs and . . . then aware that it is causing injury to the victim.”9 But the Thing court did not require a bystander-plaintiff to understand, when witnessing the victim’s injury, that the injury was caused by negligence or other tortious conduct. It was only later, in Bird v. Saenz, that the California Supreme Court further required — in the context of a medical malpractice claim — that a bystander-plaintiff demonstrate contemporaneous awareness of medical negligence in connection with the injury-producing event.10 In that case plaintiffs sued defendant medical providers for NIED related to healthcare provided to the plaintiffs’ mother.11 Because the rule adopted in Thing required the plaintiff to “be aware of the connection between the injury-producing event and the injury,” the Bird court decided that “unperceived medical errors hidden in a course of treatment” could not serve as an 6 Id. 7 Id. 8 Id. 9 Id. 10 51 P.3d 324, 330 (Cal. 2002). 11 Id. at 325-26. -20- 7370 injury-producing event for purposes of NIED claims.12 But the Bird court indicated that some forms of medical malpractice still may support an NIED claim, explaining: This is not to say that a layperson can never perceive medical negligence, or that one who does perceive it cannot assert a valid claim for NIED. To suggest an extreme example, a layperson who watched as a relative’s sound limb was amputated by mistake might well have a valid claim for NIED against the surgeon. Such an accident, and its injury-causing effects, would not lie beyond the plaintiff’s understanding awareness. But the same cannot be assumed of medical malpractice generally.[13] Although Bird relied on Thing to create an additional NIED requirement, at least in the medical malpractice context, Thing itself did not require a bystander-plaintiff claiming NIED to be aware of underlying tortious conduct when seeing the injury-producing event. The doctors in this case understand the distinction between the Thing and Bird holdings. They posit that, notwithstanding Beck’s rejection of Thing’s requirements that the bystander be physically present and observe the injury-causing event, we should follow courts defining “injury-causing event” in the medical malpractice context to mean obviously (to the bystander) negligent medical care. Under this view — which today’s decision rejects — the absence of a contemporaneous recognition of negligent medical care is cast as the bystander’s failure to recognize that an injury-causing event has occurred. Adherence to Beck is not at issue in this petition for review. The question raised by the petition for review is whether we should impose a new restriction for NIED claims based on allegations of underlying medical malpractice. I agree with today’s 12 Id. at 331. 13 Id. at 329. -21 7370 decision to reject the proposed restriction; I disagree with the separate concurring opinion that the result is mandated by stare decisis adherence to Beck. -22- 7370 STOWERS, Chief Justice, concurring. I concur in the result reached by the court, but only under the compulsion of our precedent in Tommy’s Elbow Room, Inc. v. Kavorkian (Kavorkian III),1 Croft ex rel. Croft v. Wicker,2 Mattingly v. Sheldon Jackson College,3 and especially Beck v. State, Department of Transportation & Public Facilities.4 While the court concludes here that a “bystander’s claim for negligent infliction of emotional distress remains as it was explained in Kavorkian III, Croft, Mattingly, and Beck,”5 I worry this case represents another expansion of liability — particularly in the medical malpractice context where the legislature has acted to constrain tort liability.6 In our formative bystander negligent infliction of emotional distress (NIED) cases, the plaintiffs observed a relative’s injuries contemporaneously with or closely on the heels of learning of the events that caused them. In contrast, Doan was in the hospital waiting room when much of the alleged medical malpractice occurred, and upon seeing her daughter’s body, she was not contemporaneously aware of the “nature” of Tristana’s injuries, i.e., that Tristana’s death was allegedly caused by the conduct of her doctors, rather than by her underlying condition. Doan’s case is similar to Beck. As the court explains above, in Beck a mother was at home when she learned that her daughter had been involved in an 1 727 P.2d 1038 (Alaska 1986). 2 737 P.2d 789 (Alaska 1987). 3 743 P.2d 356 (Alaska 1987). 4 837 P.2d 105 (Alaska 1992). 5 Op. at 16. 6 See AS 09.55.530-.560. -23- 7370 automobile accident six miles away.7 The mother immediately drove to the scene, but rescue workers prevented her “from approaching the wrecked vehicle which still contained her injured daughter.”8 The mother then drove to the hospital where she “saw her injured daughter for the first time.”9Among other claims the mother sued the State for NIED. The State argued that we should limit NIED claims to cases where the plaintiff was actually present at the scene of the injury-producing event and was aware that it caused the injury to the victim.10 We explained: “The State urges us to restrict NIED claims by applying the Dillon factors as strict requirements rather than guidelines, the approach taken by the California Supreme Court in Thing v. La Chusa.”11 But we expressly declined to adopt the California Supreme Court’s limitation on NIED liability, explaining “that both justice and the policy favoring reasonable limitations on liability [could] be served with a less restrictive approach.”12 We held “that one who is thrust, either voluntarily or involuntarily, into such dramatic events and who makes a sudden sensory observation of the traumatic injuries of a close relative in the immediate aftermath of the event which produced them is no less entitled to assert a claim for his or her emotional injuries than one who actually witnessed the event.”13 7 837 P.2d at 109. 8 Id. 9 Id. at 110. 10 Id. 11 Id. (citing Dillon v. Legg, 441 P.2d 912 (Cal. 1968) and Thing v. La Chusa, 771 P.2d 814 (Cal. 1989)). 12 Id. 13 Id. -24- 7370 In my view this court missed the opportunity to place sensible limits on NIED claims in Beck. The rule articulated by the California Supreme Court in Thing was a reasonable and necessary approach to bystander NIED claims: [A] plaintiff may recover damages for emotional distress caused by observing the negligently inflicted injury of a third person if, but only if, said plaintiff: (1) is closely related to the injury victim; (2) is present at the scene of the injury producing event at the time it occurs and is then aware that it is causing injury to the victim; and (3) as a result suffers serious emotional distress — a reaction beyond that which would be anticipated in a disinterested witness and which is not an abnormal response to the circumstances.[14] The Thing court rightly recognized that “[l]ittle consideration [was] given in post-Dillon decisions to the importance of avoiding the limitless exposure to liability that the pure foreseeability test of ‘duty’ would create.”15 The court retreated from its unwieldy precedent in Dillon, which had created a progressively expansive class of possible plaintiffs for bystander NIED claims.16 As the court concluded, “the societal benefits of certainty in the law, as well as traditional concepts of tort law, dictate limitation of bystander recovery of damages for emotional distress.”17 Because this court purposefully and explicitly declined to join California in tightening the law for bystander NIED claims in Beck, respecting the doctrine of stare decisis I am compelled to follow the law as this court expressed it. I therefore concur in the opinion of the court. But I am concerned that our case law is expanding the 14 Thing, 771 P.2d at 829-30 (emphasis added) (footnotes omitted). 15 Id. at 821 (referencing Dillon, 441 P.2d 912). 16 Id. at 828-30. 17 Id. at 815. -25- 7370 boundaries of NIED into an ever-widening circle of liability; at some point, almost any conceivable emotional injury following injury to a closely related relative will be foreseeable, and if foreseeable, then actionable. -26- 7370
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