2013 Nevada Revised Statutes
Chapter 628A - Financial Planners
NRS 628A.020 - Duties of financial planner.
A financial planner has the duty of a fiduciary toward a client. A financial planner shall disclose to a client, at the time advice is given, any gain the financial planner may receive, such as profit or commission, if the advice is followed. A financial planner shall make diligent inquiry of each client to ascertain initially, and keep currently informed concerning, the client s financial circumstances and obligations and the client s present and anticipated obligations to and goals for his or her family.
(Added to NRS by 1993, 1372)
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