2016 California Code
Corporations Code - CORP
TITLE 4 - SECURITIES
DIVISION 1 - CORPORATE SECURITIES LAW OF 968
PART 1 - DEFINITIONS
Section 25009.1.
25009.1. Investment adviser does not include persons excepted from the definition of investment adviser by Section 202(a)(11) of the Investment Advisers Act of 1940 (15 U.S.C. 80a-1 et seq., as amended), except that with regard to those persons the commissioner may investigate and bring enforcement actions with respect to fraud and deceit, including and without limitation fraud and deceit under Section 25235, and any rules of the commissioner adopted thereunder.
(Added by Stats. 1998, Ch. 48, Sec. 1. Effective January 1, 1999.)
Disclaimer: These codes may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
