McCormick v. WV. Dept. of Public Safety, et al.

IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA

January 1998 Term

___________

No. 24446
___________

ROBERT W. McCORMICK, as
Personal Representative of the
Estate of Alicia A. McCormick,
Plaintiff below, Appellant,

v.

WEST VIRGINIA DEPARTMENT OF PUBLIC SAFETY,
DIVISION OF CORRECTIONS,
JOSEPH SKAFF,    
Individually and in his Official Capacity as
Secretary of the Department of Public Safety,
RON GREGORY, Individually and in his Official
Capacity as Past Commissioner of the
West Virginia Division of Corrections,
KAREN SCHUMAKER, Individually and in her
Official Capacity as former Chief of Community Services
with the Division of Corrections,
DONALD SMITH and
HAROLD D. GUNNOE,
Defendants below, Appellees.
________________________________________________________

Appeal from the Circuit Court of Kanawha County
Hon. Herman G. Canady, Jr., Judge
Civil Action No. 93-C-4868

AFFIRMED, IN PART; REVERSED, IN PART; AND REMANDED
________________________________________________________

Submitted: January 20, 1998
Filed: May 8, 1998

Mike Kelly, Esq.                        David P. Cleek, Esq.
Charleston, West Virginia                    Marilyn T. McClure, Esq.
Lonnie C. Simmons, Esq.                    Lou Ann S. Cassell, Esq.
DiTrapano & Jackson                    McQueen, Harmon, Potter &
Charleston, West Virginia                     Cleek, L.C.
Attorneys for Appellant                    Charleston, West Virginia
                                Attorneys for State Appellees
John R. Fowler, Esq.
Mary Sanders, Esq.                        Marc P. Turgeon, Esq.
Kathleen H. Jones, Esq.                    Charleston, West Virginia
Huddleston, Bolen, Beatty,                    Attorney for Appellee Gunnoe
Porter & Copen
Charleston, West Virginia
Attorneys for Appellee Smith

The Opinion of the Court was delivered PER CURIAM.

JUSTICE STARCHER filed a separate opinion concurring in part and dissenting in part.

JUSTICE WORKMAN, deeming herself disqualified, did not participate in the decision.

JUDGE ALAN MOATS, sitting by temporary assignment.

SYLLABUS BY THE COURT
        1.    "The public duty doctrine and its 'special relationship' exception apply to W.Va. Code § 29-12-5 actions against the State and its instrumentalities, unless the doctrine is expressly waived or altered by the terms of the applicable insurance contract." Syllabus Point 10, Parkulo v. West Virginia Bd. of Probation and Parole, 199 W.Va. 161, 483 S.E.2d 507 (1996).
        2.    " In cases arising under W.Va. Code § 29-12-5, the question of whether a special duty arises to protect an individual from a State governmental entity's negligence is ordinarily a question of fact for the trier of the facts." Syllabus Point 11, Parkulo v. West Virginia Bd. of Probation and Parole, 199 W.Va. 161, 483 S.E.2d 507 (1996).
        3.    "The four requirements for the application of the 'special relationship' exception to W.Va. Code § 29-12-5 cases are as follows: (1) An assumption by the state governmental entity, through promises or actions, of an affirmative duty to act on behalf of the party who was injured; (2) knowledge on the part of the state governmental entity's agents that inaction could lead to harm; (3) some form of direct contact between the state governmental entity's agents and the injured party; and (4) that party's justifiable reliance on the state governmental entity's affirmative undertaking." Syllabus Point 12, Parkulo v. West Virginia Bd. of Probation and Parole, 199 W.Va. 161, 483 S.E.2d 507 (1996).

Per Curiam:See footnote 1 1
        This case arises from the July, 1991 murder of Alicia McCormick, a Charleston, West Virginia social worker. Ms. McCormick was stabbed to death in her apartment by Harold D. Gunnoe ("Gunnoe"), an inmate at the Charleston Work Release Center ("CWRC"), operated by the appellee West Virginia Department of Public Safety, Division of Corrections ("DOC"), a state agency. At the time of Ms. McCormick's murder, she was living in an apartment building owned by the appellee, Donald Smith ("Smith").
        On July 16, 1993, the appellant Robert McCormick, as administrator of Alicia McCormick's estate, filed a wrongful death suit in the Circuit Court of Kanawha County against (a) the DOC and several of its officials; (b) Donald Smith; and (c) Harold Gunnoe -- claiming that these defendants' wrongful conduct proximately caused or contributed to Ms. McCormick's death.
        On August 25, 1994 the circuit court dismissed the DOC officials in their individual capacities and dismissed the appellant's request for punitive damages against the DOC and its officials. On January 3, 1997 the circuit court granted summary judgment against the appellant on his claim against Smith. Finally, on May 8, 1997 the circuit court granted a motion for summary judgment made by the DOC and its officials in their official capacities. The appellant appeals all of these rulings, which dismiss all of the appellant's claims against the DOC, its officials, and Smith.See footnote 2 2
        We reverse the May 8, 1997 grant of summary judgment for the DOC and its officials in their official capacities, but we affirm the circuit court's other rulings.
I.
Facts and Background

        In 1991, Gunnoe was serving a five-to-18 year imprisonment sentence for second-degree murder. Gunnoe had stabbed to death Veronica Blanton, a counselor whom Gunnoe met in a substance abuse program. Gunnoe pled guilty to second-degree murder after his first-degree murder conviction for Ms. Blanton's death was overturned on the grounds that an illegally obtained confession was used as evidence at his trial. See State v. Gunnoe, 179 W.Va. 808, 374 S.E.2d 716 (1988).
        In addition to the murder of Ms. Blanton, Gunnoe had a substantial record of involvement with the criminal justice system. In over 15-plus years, in addition to the Blanton murder, Gunnoe had been arrested and charged with forgery, worthless checks, uttering, burglary, breaking and entering, assault with a deadly weapon, grand larceny, resisting arrest, escape and parole violation. In a number of instances, however, no convictions followed the arrests or charges.

        On March 28, 1990, after serving about three and one-half years in prison for Ms. Blanton's murder, Gunnoe was transferred by the DOC from the medium security prison at Huttonsville, West Virginia, to the unsecured Charleston Work Release Center.
        Gunnoe's conduct at the CWRC was poor. He was removed from his first "inside" job at the CWRC, a maintenance position, for inadequate work. He quit or was fired from his first "outside" job. He broke CWRC rules by cashing his first paycheck instead of turning it in. He was fired from a second outside job.
        In September, 1990 Gunnoe pled guilty to 16 CWRC disciplinary charges of fraudulent misrepresentation and failure to proceed or return, before a DOC magistrate. Gunnoe was sentenced to return to Huttonsville, but the sentence was suspended and Gunnoe was given a punishment of "lost privileges" for 30 days.
        Gunnoe continued to perform poorly. He failed to attend counseling, failed to turn in his paycheck, and he unlawfully operated a motor vehicle without insurance. He was fired from a third outside job, and lied about another job. In May, 1991 he was fired from a fourth outside job -- for poor work habits, bad attitude, and refusal to work.
        In June 1991, Gunnoe was discharged from a fifth outside job, because he "constantly mouthed off, refused work details, refused to work, made inappropriate comments to females, and had a bad attitude with the supervisor." On June 5, 1991, DOC staff summarized Gunnoe's history at the CWRC in a memo urging his return to Huttonsville, as a "program failure."

        Meanwhile, in March of 1991, Gunnoe and his then-wife had moved into an apartment in Charleston, next door to an apartment building owned by the appellee Smith. (Apparently the CWRC allowed some inmates who were assigned to the CWRC to reside away from the CWRC, on "furlough" status.) Smith and Gunnoe spoke, and this conversation led to Gunnoe beginning to perform part-time maintenance work for Smith on several rental properties owned by Smith.
        Gunnoe and his wife thereafter moved into one of Smith's apartment buildings, agreeing that any work they performed for Smith would go toward their rent. Gunnoe's wife cleaned some of Smith's vacant apartments, and Gunnoe and his father constructed a retaining wall for Smith.
        At some point after Smith met and employed Gunnoe, Smith learned that Gunnoe was an inmate at the CWRC, that Gunnoe had been in prison, and that Gunnoe had been convicted of murder.See footnote 3 3 According to Smith, Gunnoe told Smith that Gunnoe had killed a man who raped Gunnoe's sister.See footnote 4 4

         Alicia McCormick was employed as a domestic violence counselor and program director for the YWCA in Charleston. She ran an anger control group that was frequented by work release inmates. On about June 7, 1991, Ms. McCormick moved into an apartment at Smith's Green Meadow apartments. (Green Meadow was not the building where Gunnoe lived.)
         In the latter part of June, 1991, Gunnoe informed DOC employee Becky Jordan at the CWRC that Gunnoe had met Ms. McCormick "by doing work at her apartment." In Ms. Jordan's presence, Gunnoe referred to Ms. McCormick as a "looker."         On about July 2, 1991, Ms. McCormick came to the CWRC to discuss with inmates the relationship between alcohol and violence. Gunnoe was "hanging out" in the yard, according to Ms. Jordan, and Ms. Jordan and Ms. McCormick stopped to speak with Gunnoe.
        According to Ms. Jordan, Ms. McCormick thanked Gunnoe for hanging blinds for Ms. McCormick at her apartment, and asked Gunnoe if he could locate an air conditioner for Ms. McCormick's use. Ms. Jordan described Gunnoe as "flirting" with Ms. McCormick, because he thought "she was good looking." Ms. Jordan believed that Gunnoe was deliberately present at the CWRC on that occasion because he knew that Ms. McCormick would be there.
        On about July 18, 1991, Gunnoe and Smith were at the apartment building where Ms. McCormick lived, and Gunnoe whistled at Ms. McCormick as she came down the stairs. Smith admonished Gunnoe.
        On or about July 20, 1991, Gunnoe murdered Ms. McCormick in her apartment, by stabbing her to death with a knife. Smith had changed the McCormick apartment locks when Ms. McCormick moved in, and she had the only key. The Charleston police concluded that Gunnoe's entry to the McCormick apartment was not forcible.
II.
Standard of Review

        A circuit court's entry of summary judgment is reviewed de novo. Syllabus Point 1, Painter v. Peavy, 192 W.Va. 189, 451 S.E.2d 755 (1994). A motion for summary judgment should be granted only when it is clear that there is no genuine issue of fact to be tried and inquiry concerning the facts is not desirable to clarify the application of the law. Syllabus Point 3, Aetna Casualty and Surety Co. v. Federal Insurance Co. of New York, 148 W.Va. 160, 133 S.E.2d 770 (1963).

III.
Discussion        
A.
Smith's Liability

        The circuit court determined that the appellee Donald Smith could not be liable to the appellant under the appellant's theory of negligent hiring or negligent retention. We agree.
        There can be no doubt that this court has recognized a cause of action based upon a claim of negligent hiring (or negligent retention) -- as we recently stated in State ex rel. Taylor v. Mills, ___ W.Va. ___, ___ n. 7, ___ S.E.2d ___, ___ n. 7, (No. 24150, Nov. 20, 1997.)See footnote 5 5

        Paraphrasing slightly a portion of our statement in Taylor, we will assume for the purposes of the instant case that a fair formulation of the inquiry upon which liability for negligent hiring or retention should be determined is: "when the employee was hired or retained, did the employer conduct a reasonable investigation into the employee's background vis a vis the job for which the employee was hired and the possible risk of harm or injury to co-workers or third parties that could result from the conduct of an unfit employee? Should the employer have reasonably foreseen the risk caused by hiring or retaining an unfit person?" Id.
        The appellant claims that Smith, when he learned that Gunnoe was a convicted murderer, should have further investigated Gunnoe's background, assessed whether Gunnoe posed a risk to third persons, and taken appropriate steps to eliminate or minimize any risk -- presumably by discharging Gunnoe, circumscribing his activities, more closely supervising him, and/or warning Smith's tenants.
        Upon a review of the authorities referenced in Taylor, supra, it appears that a primary question in determining whether an employer may be held liable, based on a theory of negligent hiring or retention, is the nature of the employee's job assignment, duties and responsibilities -- with the employer's duty with repect to hiring or retaining an employee increasing, as the risks to third persons associated with a particular job increase. See Ponticas v. K.M.S. Investments, 331 N.W.2d 907, 913 (Minn. 1983); see also note 4, supra.
        In the instant case, the circuit court, in granting summary judgment for Smith, determined that the undisputed facts showed that: (1) Smith did not give Gunnoe a key or other means of access to McCormick's apartment; (2) Smith did not give Gunnoe duties which involved contact with McCormick; (3) Smith did not give Gunnoe authority or status which would lead Ms. McCormick to believe that he was trustworthy or reliable; and (4) Smith did not condone or permit any conduct by Gunnoe which was inconsistent with his limited, non-tenant-related duties. (It is true that Gunnoe apparently helped Ms. McCormick with window blinds, but there was no evidence showing that Smith knew of this.)
        Additionally, there was no evidence that Smith had knowledge of any current propensity for violence by Gunnoe, despite Gunnoe's murder conviction. The fact that Gunnoe was on work release justifiably gave Smith some degree of assurance that Gunnoe was not viewed by the authorities as an actively dangerous person. Work release personnel did not advise Smith of Gunnoe's poor record as an inmate at the CWRC.
        Under these circumstances, we agree with the circuit court that Smith could not be held liable under a theory of negligent hiring or retention. Consequently, we affirm the grant of summary judgment for Smith.
B.
The DOC's Liability
        In the instant case, any liability of the DOCSee footnote 6 6 is subject to and controlled by the application of the "public duty" doctrine -- and the "special duty" or "special relationship" exception to that doctrine. See Parkulo v. West Virginia Bd. of Probation and Parole, 199 W.Va. 161, 483 S.E.2d 507 (1996).
        The public duty doctrine states that a governmental entity's liability for nondiscretionary governmental functions may not be predicated upon the breach of a general duty owed to the public as a whole; instead, only the breach of a duty owed to the particular person injured is actionable. Wolfe v. City of Wheeling, 182 W.Va. 253, 256, 387 S.E.2d 307, 310 (1989).
        The linchpin of the "public duty doctrine" is that some governmental acts create duties owed to the public as a whole and not to the particular private person or private citizen who may be harmed by such acts. Parkulo v. West Virginia Bd. of Probation and Parole, 199 W.Va. 161, 172, 483 S.E.2d 507, 518 (1996).
        The "special relationship" or "special duty" exception to the public duty doctrine states that if a special relationship exists between a governmental entity and an individual which gives rise to a duty to such individual, and the duty is breached causing injuries, then a suit may be maintained against such entity. Syllabus Point 3, Benson v. Kutsch, 181 W.Va. 1, 380 S.E.2d 36 (1989).
         The public duty doctrine and its 'special relationship' exception apply to W.Va. Code § 29-12-5 actions against the State and its instrumentalities, unless the doctrine is expressly waived or altered by the terms of the applicable insurance contract.

Syllabus Point 10, Parkulo.See footnote 7 7

         In cases arising under W.Va. Code § 29-12-5, the question of whether a special duty arises to protect an individual from a State governmental entity's negligence is ordinarily a question of fact for the trier of the facts.

Syllabus Point 11, Parkulo.

        The four requirements for the application of the "special relationship" exception to W.Va. Code § 29-12-5 cases are as follows: (1) An assumption by the state governmental entity, through promises or actions, of an affirmative duty to act on behalf of the party who was injured; (2) knowledge on the part of the state governmental entity's agents that inaction could lead to harm; (3) some form of direct contact between the state governmental entity's agents and the injured party; and (4) that party's justifiable reliance on the state governmental entity's affirmative undertaking.

Syllabus Point 12, Parkulo.

        This Court has applied the public duty and special relationship doctrines in cases involving persons who claim to have been injured as a result of conduct by state agencies and state officials supervising inmates and prisoners like Gunnoe. Jeffrey v. W.Va. Dept. of Public Safety, 198 W.Va. 609, 482 S.E.2d 226 (1996) (per curiam); Parkulo, supra.
        In the instant case, the circuit court determined that there was no evidence from which a fact finder could conclude that there was any special relationship between the DOC and Ms. McCormick that would give rise to a special duty on the part of the DOC to Ms. McCormick -- and therefore, that summary judgment for the DOC should be awarded.
        We have carefully reviewed the record, and although the evidence of such a special relationship is not overwhelming, upon our de novo review, we disagree with the circuit court's conclusion. We conclude that such evidence is present to a sufficient degree to allow the appellant's claims against the DOC and its officials in their official capacities to survive a motion for summary judgment.
        Specifically, assuming as true and adopting all permissible inferences from the record before the circuit court in favor of the appellant, a jury could find that the DOC, by its invitation to Ms. McCormick and by utilizing her services as a counselor, assumed an affirmative duty to take reasonable actions to protect Ms. McCormick by giving her cautionary information about Gunnoe, who had taken an inappropriate personal interest in Ms. McCormick, and who the DOC had reason to believe might have contact with her in non-institutional settings.
        The DOC argues that the circuit court's granting of summary judgment for the DOC is in accord with this Court's holdings in Parkulo, supra and Jeffrey, supra, both of which involved persons injured or killed by inmates on parole or some sort of work release. However, in both of those cases, this Court agreed that there were no facts that would permit finding a special relationship between the governmental entity and the persons who were the victims of the inmates' misconduct. That is not the situation in the instant case.
        A case which is more analogous to the instant case is Randall v. Fairmont City Police Department, 186 W.Va. 336, 412 S.E.2d 737 (1991). In Randall, as in the instant case, there was an established interconnectedness among the victim, her assailant and the public safety agency. And in Randall, this Court found the connections to be sufficient to raise a factual question to be resolved by a jury as to whether the defendants breached a special duty owed to the decedent -- even though there was no allegation that the police had explicitly promised to protect the victim -- because the police apparently did nothing to protect the victim, after arguably gaining sufficient knowledge about her and a particular individual so that a jury could find that a reasonable law enforcement agency would have undertaken some action to attempt to protect her.

        In the instant case, we follow the approach taken in Randall, and we conclude that the circuit court's order granting summary judgment against the DOC (and against the DOC officials in their official capacities only) should be reversed, and the appellant's claims based upon allegations of a special relationship and a special duty should be reinstated.
C.
Other Issues
        We have reviewed the other assignments of error made by the appellant, including the contention that the circuit court erred in dismissing the DOC officials in their individual capacities and in dismissing the appellant's claims for punitive damages. We do not disturb these rulings by the circuit court.
IV.
Conclusion

        The May 8, 1997 order of the circuit court granting summary judgment on behalf of the DOC and the DOC officials in their official capacities is reversed; the August 25, 1994 and January 3, 1997 orders of the circuit court are affirmed. This case is remanded for further proceedings in conformance with this opinion.
                         Affirmed in part; reversed in part; and remanded.

Footnote: 1     1 We point out that a per curiam opinion is not legal precedent. See Lieving v. Hadley, 188 W.Va. 197, 201 n.4, 423 S.E.2d 500, 604 n.4 (1992).

Footnote: 2     2 The circuit court also granted partial summary judgment for the appellant as to liability against Gunnoe; the issue of for what damages Gunnoe is liable is still before the circuit court. However, because the circuit court's rulings regarding Smith and the DOC and its officials dispose of their interest in the case, all of the parties agree -- as do we -- that this appeal of those rulings is properly before this Court. See Syllabus Point 2, Durm v. Heck's, Inc., 184 W.Va. 562, 401 S.E.2d 908 (1991).    

Footnote: 3     3 There is a factual dispute in the discovery record about the extent of Smith's contact with the CWRC regarding Gunnoe. Two CWRC employees stated in depositions that they had spoken with Smith about Gunnoe and about Gunnoe's employment by Smith. Smith did not admit to having these conversations. Nothing in these reported conversations, however, substantively contradicted Smith's or other evidence about the scope of Gunnoe's employment by Smith.

Footnote: 4     4 It appears that Gunnoe was a smooth talker and personable. In a letter sent to the West Virginia Parole Board on July 16, 1991, just four days before Gunnoe murdered Ms. McCormick, O. C. Spaulding, who prosecuted Gunnoe for the Blanton murder, said "Mr. Gunnoe is very personable and easy to like . . . [however] he coldly and cruelly took a human

life. Doug has never shown or experienced any remorse . . . I believe Doug would kill again if the circumstances were to his advantage . . . ." (The DOC did not see this letter before Ms. McCormick's death.)

Footnote: 5     5 In Taylor, we stated:
          This Court has recognized a cause of action based upon negligent hiring. See King v. Lens Creek Ltd. Partnership, 199 W. Va. 136, 483 S.E.2d 265 (1996); Thomson v. McGinnis, 195 W.Va. 465, 465 S.E.2d 922 (1995); Sisson v. Seneca Mental Health/Mental Retardation Council, Inc., 185 W.Va. 33, 404 S.E.2d 425 (1991). A leading negligent hiring case is DiCosala v. Kay, 91 N.J. 159, 450 A.2d 508 (1982).
         One commentator has described the test applied by courts in negligent hiring cases as:
             When the employee was hired, did the employer conduct a reasonable investigation into the employee's background vis a vis the job for which the employee was hired and the possible risk of harm or injury to co- workers or third parties that could result from the conduct of an unfit employee? Should the employer have reasonably foreseen the risk caused by hiring an unfit person?
        Shattuck, Cathie A., "The Tort of Negligent Hiring and the Use

of Selection Devices: the Employee's Right of Privacy and the Employer's Need to Know," 11 Indus.Rel.L.J. 2-3, and cases collected therein at notes 2-5. (1989).
         The obtaining of criminal history record information has been an issue in a number of negligent hiring and retention cases. See, e.g., Cramer v. Housing Opportunities Comm'n., 304 Md. 705, 501 A.2d. 35 (1985); Ponticas v. K.M.S. Investments, 331 N.W.2d 907 (Minn.1983); Parker v. Fox Vacuum, Inc., 732 S.W.2d 722 (Tex.App.--Beaumont 1987); Williams v. Feather Sound, Inc., 386 So. 2d 1238 (Fla.App.1980).

Footnote: 6     6 In the instant case we apply the same legal principles to the claims against the DOC and its officials in their official capacities, and may refer to them collectively as "the DOC."

Footnote: 7     7 W.Va. 29-12-5 [1986 & 1996] applies to actions for which the state has insurance coverage. In the instant case, the appellant also argues that the "wrongful acts" language in the DOC's insurance policy expressly waived or altered the public duty doctrine. The circuit court rejected this argument, and ruled that the public duty doctrine applies.
    Because we find that there are facts in the instant case which could support a finding of a special relationship exception to the public duty doctrine, and reverse for trial upon that theory, we do not express any opinion on the merits of the appellant's argument on this issue -- and we do not disturb the circuit court's ruling that the public duty doctrine was not expressly waived or altered by the applicable insurance contract.