State v. Pollander

Annotate this Case
State v. Pollander  (96-387); 167 Vt. 301; 706 A.2d 1359

[Filed 5-Dec-1997]


       NOTICE:  This opinion is subject to motions for reargument under
  V.R.A.P. 40 as well as formal revision before publication in the Vermont
  Reports.  Readers are requested to notify the Reporter of Decisions,
  Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801 of
  any errors in order that corrections may be made before this opinion goes
  to press.


                            No. 96-387


State of Vermont                             Supreme Court

                                             On Appeal from
    v.                                       District Court of Vermont
                                             Unit No. 3, Lamoille Circuit

Robert Pollander                             April Term, 1997


Ronald F. Kilburn, J.

       Lee Dow, Lamoille County Deputy State's Attorney, Hyde Park, for
  plaintiff-appellee

       David G. Miller of Brown, Cahill, Gawne & Miller, St. Albans, for
  defendant-appellant


PRESENT:  Amestoy, C.J., Gibson, Dooley, Morse and Johnson, JJ.


       AMESTOY, C.J.   Defendant Robert Pollander appeals the Lamoille
  District Court's denial of his motion to dismiss in a civil
  license-suspension proceeding, and challenges adverse findings by the
  court.  Defendant argues that (1) the issue of his blood-alcohol content
  (BAC) on the night of his arrest was resolved in his favor by an earlier
  criminal jury verdict and was thus precluded from reconsideration at the
  civil suspension hearing; and (2) the district court erred by failing to
  consider defendant's necessity defense.  We affirm.

       Defendant was stopped by a law enforcement officer while driving in
  Morristown in August 1995 and processed for driving under the influence
  (DUI).  Test results revealed defendant's BAC to be over the legal limit of
  .08%.  Defendant was subsequently arraigned on criminal DUI charges.  The
  State also moved to suspend defendant's driver's license in a civil action
  pursuant to 23 V.S.A. § 1205(a).  Defendant requested a civil suspension
  hearing in district court.  See 23 V.S.A. § 1205(f).

 

       In response to various motions filed by defendant, the district court
  continued the civil suspension proceeding until after the criminal DUI
  trial was held in July 1996.  At the criminal trial, defendant attacked the
  validity of the State's evidence concerning his BAC and presented the
  affirmative defense of necessity.  As a basis for his necessity defense,
  defendant stated that he was driving in his car to intervene in a friend's
  potential suicide and that any alleged violation of the DUI statute was
  necessary to save a human life.(FN1)  The jury returned a general verdict of
  not guilty.  It did not identify the grounds upon which the verdict rested.

       The civil suspension hearing was held in August 1996.  Central to the
  State's case was evidence that defendant's BAC was .08% or more on the
  night of his arrest.  Defendant argued that the State should have been
  precluded from relitigating the issue of his BAC because that issue had
  been resolved in his favor at the criminal trial.  Defendant also sought to
  introduce his defense of necessity.  The court ruled that the State should
  not be precluded from relitigating the BAC issue and denied defendant's
  request to introduce the necessity defense.  The court made the findings
  required under the civil suspension statute, see id. § 1205(h), and entered
  judgment for the State.  Defendant appeals.

                                     I.

       Defendant first argues that the criminal trial verdict precludes the
  State from relitigating at the civil suspension hearing whether defendant's
  BAC was .08% or more on the night of his arrest.(FN2)  Defendant contends
  that his acquittal at the criminal trial establishes a jury finding that

 

  his BAC was not .08% or more, and therefore, the issue of defendant's BAC
  should not have been considered at the summary suspension hearing.

       We note initially that the applicability of collateral estoppel to a
  given set of facts is a question of law.  See, e.g., Emich Motors Corp. v.
  General Motors Corp., 340 U.S. 558, 571 (1951).  We thus review de novo the
  district court's decision on this matter.  Collateral estoppel, or issue
  preclusion, "bars a party from relitigating an issue decided in a previous
  action."  In re J.R., 164 Vt. 267, 269, 668 A.2d 670, 673 (1995).  Before
  precluding relitigation of an issue, a court must "examine the first action
  and the treatment the issue received in it."  J. Cound et al., Civil
  Procedure 1228 (6th ed. 1993).  This Court looks to the five elements set
  forth in Trepanier v. Getting Organized, Inc., 155 Vt. 259, 265, 583 A.2d 583, 587 (1990), and finds issue preclusion when:

     (1) preclusion is asserted against one who was a party or in privity
     with a party in the earlier action; (2) the issue was resolved by a
     final judgment on the merits; (3) the issue is the same as the one
     raised in the later action; (4) there was a full and fair opportunity
     to litigate the issue in the earlier action; and (5) applying
     preclusion in the later action is fair.

  See also Berlin Convalescent Ctr., Inc. v. Stoneman, 159 Vt. 53, 56, 615 A.2d 141, 144 (1992) (applying Trepanier elements).  For purposes of
  analysis, we can assume that the first, third, and fourth Trepanier factors
  are satisfied:  the State was a party to both actions, defendant's BAC was
  an issue in both proceedings, and there was a full and fair opportunity to
  litigate the BAC issue in the earlier criminal trial.  Defendant has not
  established, however, that the second and fifth Trepanier factors have been
  satisfied.

 

       The second Trepanier factor requires that the issue be "resolved by a
  final judgment on the merits" in the earlier proceeding.  155 Vt. at 265,
  583 A.2d  at 587.  A related precept is that preclusion apply only to
  "issues necessarily and essentially determined in a prior action." Berisha
  v. Hardy, 144 Vt. 136, 138, 474 A.2d 90, 91 (1984); see also American
  Trucking Ass'ns v. Conway, 152 Vt. 363, 369, 566 A.2d 1323, 1327 (1989)
  (issue preclusion appropriate only "where that issue was necessary to the
  resolution of the [previous] action").

       A party seeking preclusion has the burden of introducing "`a
  sufficient record of the prior proceeding to enable the trial court to
  pinpoint the exact issues previously litigated.'"  Ianelli v. Standish, 156
  Vt. 386, 388, 592 A.2d 901, 902 (1991) (quoting United States v. Lasky, 600 F.2d 765, 769 (9th Cir. 1979)).  In Ianelli, this Court upheld the trial
  court's decision to deny preclusion because the party seeking preclusion
  had failed to show that the relevant issue was necessary to the earlier
  jury verdict.  Id.; see also Dowling v. United States, 493 U.S. 342, 350
  (1990) (where party seeks to preclude relitigation of issue based on
  previous general verdict acquittal, court must examine record of prior
  proceeding to determine if rational jury could have grounded its verdict on
  issue other than that which party seeks to foreclose from consideration).
  It is not sufficient for a party to assert that an issue could have been
  the basis of a prior judgment.  The Restatement (Second) of Judgments
  explains: "If a judgment of a court of first instance is based on
  determination of two issues, either of which standing independently would
  be sufficient to support the result, the judgment is not conclusive with
  respect to either issue standing alone."  Restatement (Second) of Judgments
  § 27 cmt. i (1982).  Applying the rule in Ianelli to this case, we find
  that defendant has not satisfied his burden.

       In the criminal trial, defendant attacked the State's evidence that he
  drove while his BAC was .08% or more.  Defendant also presented the
  affirmative defense of necessity based on his friend's alleged suicide
  attempt.  Accordingly, the trial judge instructed the jury that a not
  guilty verdict would follow from either of two jury findings: either (1)
  that defendant's BAC was under the legal limit; or (2) that, regardless of
  defendant's BAC, there was a need that defendant drive

 

  to his friend's house the night of the arrest.  Thus the jury could
  rationally acquit defendant without reaching a conclusion on his BAC.

       The jury at defendant's criminal DUI trial returned a general verdict
  of not guilty, but did not specify the grounds upon which the verdict
  stood.  Because defendant has not established that determination of his BAC
  was necessary and essential to the criminal verdict, as required under the
  second Trepanier factor, the trial court was correct to allow relitigation
  of the BAC issue at the civil suspension proceeding.

       Defendant has also failed to satisfy the fifth element, which requires
  that "applying preclusion in the later action is fair."  Trepanier, 155 Vt.
  at 265, 583 A.2d  at 587.  Relevant considerations for applying this part of
  the test include "the legal standards and burdens employed in each action." 
  Id; see also In re J.R., 164 Vt. 267, 269, 668 A.2d 670, 673 (1992)
  (important factor to consider in issue preclusion is degree of proof
  required in each action).

       Defendant contends that this is a case of "crossover estoppel" where
  application of issue preclusion is appropriate because the State had a full
  and fair opportunity to litigate the issue of defendant's BAC in the
  earlier criminal trial.  Crossover estoppel occurs where an issue
  adjudicated in a civil proceeding is claimed to be precluded in subsequent
  criminal proceeding. State v. Stearns, 159 Vt. 266, 268, 617 A.2d 140, 141
  (1992).  We have noted that although cases of crossover estoppel are
  relatively rare, there is no barrier to the application of the doctrine as
  long as the standards of proof are the same and no right of jury trial is
  attached.  Id.

       Here, defendant argues that the State's failure at the criminal trial
  to prove beyond a reasonable doubt that his BAC was .08% or more precludes
  the State, at the suspension hearing, from proving by a preponderance of
  the evidence that defendant's BAC was above the legal limit.  See 23 V.S.A.
  § 1205(i) (State has burden of proof by preponderance of evidence at civil
  suspension hearing).  Defendant ignores that what cannot be proven beyond a
  reasonable doubt may still be proven by a preponderance of the evidence. 
  See State v. VanDusen, 8 Vt. L.W. 31, 32 (1997) (it is not inconsistent
  that State could not prove issue at criminal trial under

 

  beyond-reasonable-doubt standard but could at sentencing hearing governed
  by preponderance-of-evidence standard); Donley v. Donley, ___ Vt.___, ___
  686 A.2d 943, 945-46 (1996) (acquittal of domestic assault charges under
  beyond-reasonable-doubt standard does not preclude court, under
  preponderance-of-evidence standard, from extending abuse-prevention order,
  even though same conduct led to both decisions); Cook v. Oberly, 459 A.2d 535, 540 (Del. Ch. 1983) (acquittal under criminal DUI statute, which
  requires State to prove guilt beyond reasonable doubt, is not inconsistent
  with adverse verdict under civil license-revocation statute, which requires
  State to prove case only by preponderance of evidence).  "[A]n acquittal in
  a criminal case does not preclude the government from relitigating an issue
  when it is presented in a subsequent action governed by a lower standard of
  proof."  Dowling, 493 U.S.  at 349; see also Restatement (Second) of
  Judgments § 28(4) (1982) (relitigation not precluded where party against
  whom preclusion is sought had significantly heavier burden of persuasion
  with respect to issue in initial action than in subsequent action).

                                     II.

       Defendant next argues that the trial court erred in denying him an
  opportunity at the civil suspension hearing to present the affirmative
  defense of necessity based upon defendant's purported need to intervene in
  a friend's suicide attempt.  Defendant acknowledges that the statute
  limiting the issues to be heard at the license-suspension hearing does not
  recognize the defense of necessity.(FN3)  Defendant concedes further that he
  makes no constitutional claim,(FN4) but

 

  nevertheless urges that we create a public policy exception based on
  recognition of circumstances where a violation of the law is justified.  We
  decline to do so for the reasons set forth below.

       The summary suspension system created by the Legislature in 23 V.S.A.
  § 1205 serves the legitimate purpose of protecting public safety by quickly
  removing "potentially dangerous drivers from the road."  State v. Strong,
  158 Vt. 56, 61, 605 A.2d 510, 513 (1992).  A state retains "great leeway in
  adopting summary procedures to protect public health and safety." Mackey v.
  Montrym, 443 U.S. 1, 17 (1979).  The Vermont civil suspension system is
  intended to work in a "speedy and summary fashion."  Stearns, 159 Vt. at
  271, 617 A.2d  at 142; see 23 V.S.A. § 1205(i) (hearings "shall be summary
  proceedings").

       The necessity defense "is one that partakes of the classic defense of
  `confession and avoidance'. . . .  It admits the criminal act, but claims
  justification."  State v. Warshow, 138 Vt. 22, 24, 410 A.2d 1000, 1001
  (1980).  This Court has recognized the necessity defense in criminal cases,
  see, e.g., State v. Shotton, 142 Vt. 558, 561, 458 A.2d 1105, 1106 (1983),
  and in tort litigation.  See, e.g., Ploof v. Putnam, 81 Vt. 471, 475, 71 A. 188, 189 (1908).  Our recognition of the necessity defense in the criminal
  and tort settings emanates not from any state or federal constitutional
  imperative but rather from the common law.  See Warshow, 138 Vt. at 26-27,
  410 A.2d  at 1003 (Hill, J., concurring); Zal v. Steppe, 968 F.2d 924, 929
  (9th Cir. 1992) (court not persuaded that constitutional right to present
  necessity defense exists); State v. Dorsey, 395 A.2d 855, 857 (N.H. 1978)
  (defendant has no constitutional or statutory right to have necessity
  defense considered by jury).

       The Legislature, therefore, is free to determine whether a necessity
  defense is an issue to be considered in a civil suspension hearing.  Cf.
  State v. Stewart, 140 Vt. 389, 400, 438 A.2d 671, 676 (1981) (Legislature not bound by common law); State v.
  Messier, 145 Vt. 622, 628, 497 A.2d 740, 743 (1985) (definition of
  circumstances under which exculpatory or mitigating matters will be
  recognized is within purview of Legislature).  Accordingly, this Court may
  consider whether to permit a necessity defense in the civil suspension
  setting only if the Legislature has left the issue unresolved.  See
  Warshow, 138 Vt. at 27, 410 A.2d  at 1003 (Hill, J., concurring) (court's
  determination of availability of necessity defense is precluded when there
  has been deliberate legislative decision).

       In interpreting a statute, we must examine the plain meaning of its
  language "in light of the statute's legislative purpose."  Lubinsky v. Fair
  Haven Zoning Bd., 148 Vt. 47, 49, 527 A.2d 227, 228 (1987).  The plain
  language of 23 V.S.A. § 1205(g) indicates the Legislature's intent to limit
  the issues that may be presented at a civil suspension hearing to those
  enumerated in the statute.  Excluding the necessity defense and other
  affirmative defenses from among the issues to be litigated serves the goals
  of the statute by minimizing procedural delay.   Our analysis need not
  proceed further.  "[I]f that plain language resolves the conflict without
  doing violence to the legislative scheme, there is no need to go further,
  always bearing in mind that the paramount function of the court is to give
  effect to the legislative intent."  Id.  We agree with the district court's
  decision to bar a defense to the civil suspension that was not provided in
  the statute.  We thus need not address the merits of the defense itself.

       Defendant presents a final argument that the trial court should have
  dismissed the civil suspension because conducting the proceeding a year
  after the original DUI processing undermines the statutory objective of a
  speedy license-suspension process.  Not only does defendant not show how
  such delay prejudiced him, but he requested the continuances that
  effectuated the delay.  Defendant's argument is therefore without merit.

 

       Affirmed.

                              FOR THE COURT:



                              _______________________________________
                              Chief Justice



  ------------------------------------------------------------------------------
                                  Footnotes



FN1.  The dissent's contention that we have minimized the urgency of
  defendant's situation is belied by the facts.  Defendant's friend did not
  indicate that she intended to take her own life when she called that
  evening, and defendant initially planned to visit her home the next
  morning. Moreover, defendant consumed two beers after the phone call, and
  concedes that his wife, who had not consumed alcohol that evening, was
  available to drive defendant to his friend's house.

FN2.  Although defendant loosely uses the term res judicata, his
  argument is more accurately characterized as one of issue preclusion,
  sometimes referred to as collateral estoppel.  See State v. Dann, 8 Vt.
  L.W. 209, 210 (1997).  Res judicata or claim preclusion "will bar a
  subsequent action only if the court issued a final judgment in the previous
  action, and `the parties, subject matter and causes of action are identical
  or substantially identical.'"  Id. (quoting Berisha v. Hardy, 144 Vt. 136,
  138, 474 A.2d 90, 91 (1984)).  The more limited doctrine of issue
  preclusion, or collateral estoppel, estops a party from relitigating "those
  issues necessarily and essentially determined" in prior litigation.  Land
  Investment, Inc. v. Battleground Assocs., 138 Vt. 316, 326, 415 A.2d 753,
  759 (1980).  In defendant's case, the criminal prosecution and subsequent
  civil suspension proceeding are not identical causes of action, and thus
  res judicata is not available.

FN3.  23 V.S.A. § 1205(g) provides that the issues at hearing shall be
  limited to the following: (1) whether the law enforcement officer had
  reasonable grounds to believe that a person was operating a vehicle in
  violation of the DUI statute, see 23 V.S.A. § 1201; (2) whether the officer
  informed the person of his or her rights and the consequences of taking or
  refusing the evidentiary test; (3) whether the person refused to take the
  test; (4) whether the test was taken and the results indicated a BAC of
  .08% or more, the testing methods were reliable, and the results accurate;
  and (5) whether the statutory requirements of § 1202 were complied with
  regarding consent to the taking of BAC tests.

FN4.  Whether an issue not among those listed in 23 V.S.A. § 1205(g)
  may implicate due process rights in some other specific case is not before
  us.  See State v. O'Brien, 158 Vt. 275, 277-78, 609 A.2d 981, 982-83 (1992)
  (due process associated with criminal proceedings not applicable to
  license-suspension hearing; whether specific procedural safeguards beyond
  those statutorily required may be required generally or in specific case
  need not be addressed).

  ---------------------------------------------------------------------------
                                 Dissenting



       NOTICE:  This opinion is subject to motions for reargument under
  V.R.A.P. 40 as well as formal revision before publication in the Vermont
  Reports.  Readers are requested to notify the Reporter of Decisions,
  Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801 of
  any errors in order that corrections may be made before this opinion goes
  to press.


                            No. 96-387


State of Vermont                             Supreme Court

                                             On Appeal from
    v.                                       District Court of Vermont
                                             Unit No. 3, Lamoille Circuit

Robert Pollander                             April Term, 1997


Ronald F. Kilburn, J.

       Lee Dow, Lamoille County Deputy State's Attorney, Hyde Park, for
  plaintiff-appellee

       David G. Miller of Brown, Cahill, Gawne & Miller, St. Albans, for
  defendant-appellant


PRESENT:  Amestoy, C.J., Gibson, Dooley, Morse and Johnson, JJ.
 
             
       MORSE, J., dissenting.   Consider these facts: Jackie is a young woman
  who has suffered for years from severe depression and post-traumatic stress
  disorder resulting from beatings by her former husband.  On several
  occasions she has attempted suicide by taking drug overdoses or slashing
  her arms and legs.  To deal with future emergencies, Jackie and her
  treating psychiatrist have established a "support list" made up of her
  therapist and five or six of Jackie's friends whom she can call day or
  night if she is ever in trouble.

       One such evening occurs in early August 1995.  She had been diagnosed
  earlier that day with breast cancer.  Her diabetes had been getting worse
  for several days.  Her former husband had just paid her a visit.  It seemed
  to Jackie as though "everything [had come] to a head on that day" and that
  she simply "couldn't cope."  She called her therapist.  He was out of town. 
  She tried several other people on her support list.  They were unreachable. 
  Finally, at midnight, Jackie reached her old friend and employer, Robby
  Pollander, who was also a member of the support team.
 
 

       Pollander could tell from her voice that Jackie was "in trouble." 
  Indeed, he "felt that Jackie's life was at risk."  Taking his dog with him
  for company, he started to drive to Jackie's house in Lyndonville. 
  Although he had consumed several beers, he didn't believe that his ability
  to drive was impaired.  Nevertheless, he was stopped en route by a police
  officer who had observed him rapidly accelerate from forty to sixty and
  then back to forty miles per hour in a fifty mile per hour zone.  The
  officer smelled alcohol on Pollander's breath and transported him to the
  station.  Once there he declined the assistance of a lawyer and was
  administered a breath test.  It registered over the legal limit of .08
  percent.
  
       When Pollander ultimately went to Jackie's house, he found her
  conscious but in a seemingly "blank" state.  Suddenly she went into
  convulsions and fell to the floor.  Pollander called 911 and an emergency
  medical team arrived shortly thereafter.  One member of the EMT told him
  that his quick action had probably saved Jackie's life.

       Pollander was later tried on criminal DUI (driving under the
  influence) charges.  Jackie, the arresting officer, and Pollander himself
  all provided undisputed testimony at trial concerning the events outlined
  above.  The jury returned a verdict of not guilty.  In a subsequent
  administrative license-suspension hearing, however, the trial court refused
  to permit Pollander to introduce the same evidence, found that all of the
  elements of the offense of DUI had been established by a preponderance of
  the evidence, and entered judgment for the State.

       These are the real, undisputed facts of this case.  Yet one would
  never know from reading the Court's opinion the injustice this matter
  poses.  Indeed, it is the Court's failure to focus on the facts that leads,
  in my view, to its erroneous conclusion that Pollander's purpose in driving
  on the evening in question was irrelevant to his license suspension.  Quite
  to the contrary, there is virtually no evidence that the Legislature, in
  providing for administrative suspensions, intended to deprive an individual
  of the traditional, common law defense of "necessity," the principle that a
  violation of law may be justified to serve a greater public interest, in
  this case to preserve a human life.  See State v. Warshow, 138 Vt. 22,
  26-27, 410 A.2d 1000, 1003 (1980) (Hill, J., concurring) (necessity defense recognizes
  that there are circumstances "where the value protected by the law is
  eclipsed by a superseding value, and that it would be inappropriate and
  unjust to apply the usual criminal law").  Accordingly, I respectfully
  dissent.(FN1)

       The Court's conclusion that evidence of Pollander's purpose in driving
  on the night in question was properly excluded rests upon its
  interpretation of 23 V.S.A. § 1205(g).  That section provides that "[t]he
  issues at the [suspension] hearing shall be limited to the following . . .
  "  The statute then sets forth the five elements that the State must prove
  by a preponderance of the evidence: (1) whether the officer had reasonable
  grounds to believe the person was operating or in control of a vehicle; (2)
  whether the officer informed the person of the consequences of taking or
  refusing to take the alcohol test; (3) whether the person refused to permit
  the test, or (4) whether the test was taken and the results showed an
  alcohol concentration of .08 percent or higher; and (5) whether the person
  was properly advised of the rights set forth in § 1202.

       Noting that the necessity defense is not among the issues listed in §
  1205(g), the Court concludes that the Legislature must have intended to
  exclude it, and therefore that Pollander's evidence did not matter.  The
  Court's reasoning is mistaken in several respects.  First, it

 

  misapplies the interpretive principle of "expressio unius est exclusio
  alterius" (the expression of one thing is the exclusion of another).  See
  In re Verburg, 159 Vt. 161, 165, 616 A.2d 237, 239 (1992).  As one court
  has explained, the "well established rule of statutory construction
  provides that the expression of one or more items of a class indicates an
  intent to exclude all items of the same class which are not expressed." 
  Pima County v. Heinfeld, 654 P.2d 281, 282 (Ariz. 1982) (emphasis added);
  see also In re Downer's Estate, 101 Vt. 167, 177, 142 A. 78, 82 (1928)
  ("This maxim properly applies only when in the natural association of ideas
  in the mind of the reader that which is expressed is so set over by way of
  strong contrast to that which is omitted.").  Each of the five issues set
  forth in § 1205(g) represents an element that the State must prove by a
  preponderance of the evidence.  The statute makes no mention whatsoever of
  any defenses that may be asserted at the hearing.  Thus, the only inference
  that we may reasonably draw from the maxim is that the Legislature intended
  the factors set forth in § 1205(g) to represent the entirety of the State's
  burden.

       In addition, we have repeatedly "emphasized that the precept [of
  expressio unius] . . . is only one aid to . . . interpretation and must
  give way to others in appropriate cases." Verburg, 159 Vt. at 166, 616 A.2d 
  at 239; see also Oxx v. Department of Taxes, 159 Vt. 371, 375, 618 A.2d 1321, 1324 (1992) (The maxim "is relatively weak among rules of statutory
  construction."); Clymer v. Webster, 156 Vt. 614, 625, 596 A.2d 905, 912
  (maxim of expressio unius should be applied with caution and is not
  conclusive as to statute's meaning).  Indeed, courts and commentators alike
  have noted the weakness of a maxim premised on the assumption that all
  omissions in legislative drafting are deliberate.  As one federal court has
  observed, "this maxim is increasingly considered unreliable . . . for it
  stands on the faulty premise that all possible alternative or supplemental
  provisions were necessarily considered and rejected by the legislative
  draftsmen."  National Petroleum Refiners Ass'n v. Federal Trade Comm'n, 482 F.2d 672, 676 (D.C. Cir. 1973); see also Director v. Bethlehem Mines Corp.,
  669 F.2d 187, 197 (4th Cir. 1982) ("The maxim is to be applied with great
  caution and is recognized as

 

  unreliable."); R. Posner, Statutory Interpretation - in the Classroom and
  in the Courtroom, 50 U. Chi. L. Rev. 800, 813 (1983) (canon based upon
  assumption of "legislative omniscience . . . is not helpful").  The State
  has not adduced, nor has research uncovered, any evidence in the
  legislative history of § 1205(g) that the Legislature even considered, much
  less resolved to abrogate, any affirmative defenses.

       Caution in applying the maxim is particularly advised when the result
  is to eliminate a longstanding common law doctrine such as the necessity
  defense.  See State v. Hastings, 801 P.2d 563, 564 (Idaho 1990) ("Necessity
  as a defense has a long history," appearing in early English cases); State
  v. Tate, 505 A.2d 941, 948 (N.J. 1986) ("provision for necessity-
  justification encapsulates a criminal defense that has long been recognized
  at common law"). As noted, the doctrine "proceeds from the appreciation
  that, as a matter of public policy, there are circumstances where the value
  protected by the law is eclipsed by a superseding value." Warshow, 138 Vt.
  at 27, 410 A.2d  at 1003 (Hill, J., concurring).

       The defense has been recognized in a variety of circumstances, not all
  involving heinous offenses.  In State v. Messler, 562 A.2d 1138, 1140-42
  (Conn. App. Ct. 1989), for example, the court held that a defendant charged
  with speeding had the right to present the defense of necessity where he
  claimed that he had sped up to pass other cars and thereby allow a police
  officer in pursuit of another car to pass him.  And in a case closely on
  point, this Court has held that a defendant was entitled to raise the
  defense to a charge of driving under the influence where she claimed that
  she had been assaulted and was driving herself to the hospital.  See State
  v. Shotton, 142 Vt. 558, 561-62, 458 A.2d 1105, 1105-06 (1983).   We have
  also recognized that the defense may be raised in a civil proceeding,
  holding that a trespass may be justified by the trespasser's immediate need
  to seek shelter from a sudden storm.  See Ploof v. Putnam, 81 Vt. 471, 475,
  71 A. 188, 189 (1908).  As the Court in Ploof observed, "[t]he doctrine of
  necessity applies with special force to the preservation of human life." 
  Id.

       We have repeatedly stated, moreover, that principles deeply ingrained
  in the common law
  
 

  will not be overturned by statute absent clear and unambiguous language to
  that effect.  See Swett v. Haig's Inc., 164 Vt. 1, 5, 663 A.2d 930, 932
  (1995) ("Words of doubtful meaning do not change common law rules; the
  intent to do so must be expressed in clear and unambiguous language.");
  Estate of Kelley v. Mogul's, Inc., 160 Vt. 531, 533, 632 A.2d 360, 362
  (1993) ("`[R]ules of the common law are not to be changed by doubtful
  implication, nor overturned except by clear and unambiguous language.'")
  (quoting E.B. & A.C. Whiting Co. v. City of Burlington, 106 Vt. 446, 464,
  175 A. 35, 44 (1934)).

       Because § 1205(g) does not foreclose the time-honored defense of
  necessity in "clear and unambigous language," I am unable conclude that the
  Legislature intended to preempt its use. Indeed, it is extraordinary to
  believe that the Legislature harbored an intent to deprive defendant of his
  driver's license for what he did in these circumstances.

       Accordingly, I would reverse the judgment of the trial court.





                              _______________________________________
                              Associate Justice


------------------------------------------------------------------------------
                                  Footnotes


FN1.  Contrary to the Court's assertion, the urgency confronting
  defendant was clear and unambiguous.  It is true, as the Court observes,
  that Jackie did not expressly state that she intended to kill herself.  I
  was not aware, however, that such a statement was a necessary pre-
  condition to suicide.  When one receives a telephone call from a friend who
  is distraught and who has twice previously attempted suicide, it is not
  unreasonable to infer that she may try again.  Indeed, the support list was
  designed precisely for these circumstances.  The Court also notes that
  defendant did not immediately decide to visit Jackie that evening.  The
  Court fails to mention, however, that defendant changed his mind after
  reflecting on Jackie's "two previous attempts to take her life and how
  distraught she sounded on the telephone."  Subsequent events proved
  defendant's concern to be well founded.  Nor, finally, was it necessarily
  unreasonable for defendant to decline to bring his wife on such an urgent
  mission, at 2:00 in the morning, particularly when he considered it his
  personal responsibility.  Certainly a jury was entitled to hear the
  evidence and decide for itself whether defendant's actions were necessary
  under the circumstances.




Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.